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2nd Circ. Rejects Challenge To SEC's Regulation Best Interest

By Dean Seal ( June 29, 2020, 10:43 PM EDT) -- With only a few days left before its compliance date, the U.S. Securities and Exchange Commission's Regulation Best Interest was upheld by a Second Circuit panel unswayed by arguments that the new rule governing standards of conduct for broker-dealers doesn't do enough to protect investors....

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