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Merrill Pays $450K FINRA Fine For Potential Insider Info Leaks

By Al Barbarino ( April 1, 2021, 4:46 PM EDT) -- New York-based Merrill Lynch has agreed to pay a nearly half-million-dollar fine after the physical relocation of one of the firm's investment management units led to the "potential" sharing of material nonpublic information, according to a settlement with the Financial Industry Regulatory Authority....

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