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Analysis

SEC's 1st Crowdfunding Enforcement Turns Heat On Portals

By Tom Zanki ( September 24, 2021, 9:40 PM EDT) -- The U.S. Securities and Exchange Commission's decision to target a crowdfunding portal in its first enforcement action involving such capital campaigns sends a strong signal that regulators expect intermediaries to thoroughly vet these fundraising efforts or face repercussions, attorneys said....

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