Analysis

SEC Spares Tech Firm Fines In Effort To Play Up Remediation

By Al Barbarino ( January 28, 2022, 10:40 PM EST) -- The U.S. Securities and Exchange Commission settled fraud claims against tech company HeadSpin Inc. on Friday without collecting monetary penalties following the firm's ouster of its chief executive, playing the deal up in an announcement as the agency seeks to provide more clarity around the types of cooperation and remediation that could potentially spare firms millions in fines....

Law360 is on it, so you are, too.

A Law360 subscription puts you at the center of fast-moving legal issues, trends and developments so you can act with speed and confidence. Over 200 articles are published daily across more than 60 topics, industries, practice areas and jurisdictions.


A Law360 subscription includes features such as

  • Daily newsletters
  • Expert analysis
  • Mobile app
  • Advanced search
  • Judge information
  • Real-time alerts
  • 450K+ searchable archived articles

And more!

Experience Law360 today with a free 7-day trial.

Start Free Trial

Already a subscriber? Click here to login

Hello! I'm Law360's automated support bot.

How can I help you today?

For example, you can type:
  • I forgot my password
  • I took a free trial but didn't get a verification email
  • How do I sign up for a newsletter?
Ask a question!