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Analysis

SEC Spares Tech Firm Fines In Effort To Play Up Remediation

By Al Barbarino ( January 28, 2022, 10:40 PM EST) -- The U.S. Securities and Exchange Commission settled fraud claims against tech company HeadSpin Inc. on Friday without collecting monetary penalties following the firm's ouster of its chief executive, playing the deal up in an announcement as the agency seeks to provide more clarity around the types of cooperation and remediation that could potentially spare firms millions in fines....

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