SEC Fines Firm, Ex-Rep Over Alleged 'Cherry-Picking' Scheme
By Katryna Perera ( August 10, 2022, 8:21 PM EDT) -- The U.S. Securities and Exchange Commission said Wednesday it had settled with an investment advisory firm and one of its representatives for more than $1.3 million combined over claims that the investment adviser ran a multiyear cherry-picking scheme....
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