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Cantor Fitzgerald To Pay SEC $1.4M Over Reporting Failures

By Sarah Jarvis ( July 14, 2023, 5:08 PM EDT) -- Cantor Fitzgerald & Co. on Friday agreed to pay $1.4 million to settle U.S. Securities and Exchange Commission claims that it didn't file certain forms required of large traders while also repeatedly failing to report more than 100 of its customers as large traders....

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