Ohio Investment Adviser Settles SEC's $1.3M Client Theft Suit
By Ryan Harroff ( July 19, 2023, 5:57 PM EDT) -- An Ohio federal judge entered judgment Wednesday against a Cincinnati investment adviser after he agreed to pay back his "ill-gotten gains" from a scheme the U.S. Securities and Exchange Commission laid out in a June complaint that accused him of taking $1.3 million in his client's assets for himself....
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