Split SEC Approves Broker Fees For Market Surveillance Tool
By Jessica Corso ( September 6, 2023, 6:06 PM EDT) -- The U.S. Securities and Exchange Commission on Wednesday greenlighted a new way of funding the continued build-out of a decade-old market surveillance tool, overruling opposition from broker-dealers who complain that the plan forces them to pay the majority of the expenses while giving them no authority over the rising costs associated with the slow-moving project....
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