By Meaghan Kelly, Michael Osnato and David Blass ( October 4, 2023, 5:08 PM EDT) -- On Sept. 6, the U.S. Securities and Exchange Commission's Division of Examinations released a risk alert[1] that (1) provides a high-level overview of its risk-based approach to selecting advisers for examination, and (2) lists certain categories of documents typically requested in examinations....
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