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Expert Analysis

Why Public Cos. Should Also Comply With SEC's Names Rule

By Spencer Feldman ( October 31, 2023, 4:48 PM EDT) -- Registered investment and business development companies, commonly referred to as "funds," have long been prohibited from using names that would likely mislead or deceive investors regarding a fund's investment and risks. But changes to the so-called Names Rule enacted by the U.S. Securities and Exchange Commission in late September have expanded the rule's scope and disclosure requirements....

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