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KeyCorp In Talks To Settle SEC Recordkeeping Probe, Too

By Emilie Ruscoe ( November 3, 2023, 9:10 PM EDT) -- KeyBank parent company KeyCorp has told investors it may settle with the U.S. Securities and Exchange Commission as part of the regulator's ongoing enforcement sweep targeting Wall Street firms over messaging practices that don't properly preserve business-related records as required....

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