Credit Suisse To Pay SEC $10M Over Barred Advisory Work
By Law360 Staff ( December 13, 2023, 9:33 PM EST) -- The U.S. Securities and Exchange Commission on Wednesday ordered three Credit Suisse entities to pay $10 million combined to settle claims that they provided prohibited advisory services following a near half-billion dollar settlement the bank reached last year with New Jersey regulators over its financial crisis-era residential mortgage-backed securities business....
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