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DC Circ. Cautiously Weighs FINRA's Future

By Jessica Corso ( February 8, 2024, 10:33 PM EST) -- The D.C. Circuit spent more than two hours Thursday debating the future of the Financial Industry Regulatory Authority, with the judges seemingly divided on whether the private organization is subject to the same constitutional restraints imposed on government agencies, or if it can continue punishing broker-dealers that violate its rules without additional oversight....

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