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BNY's Pershing Hit With $1.4M FINRA Recordkeeping Fine

By Emilie Ruscoe ( August 1, 2024, 8:50 PM EDT) -- BNY subsidiary Pershing will pay the Financial Industry Regulatory Authority a $1.4 million fine to resolve claims that it misstated interest rates for variable rate securities on millions of account statements for more than 12 years....

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