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SEC Fines Adviser That Lost Clients' Crypto In FTX Collapse

By Jessica Corso (September 3, 2024, 9:33 PM EDT) -- An investment adviser that lost client funds in the collapse of FTX found itself on the receiving end of a U.S. Securities and Exchange Commission enforcement action on Tuesday, with Galois Capital Management LLC settling allegations that it failed to find a proper custodian for those crypto assets....

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