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Ex-Broker Seeks Court Win In Bid To Dismantle FINRA

By Katryna Perera ( February 7, 2025, 8:08 PM EST) -- A former stockbroker who is fighting a lifetime industry ban has urged a North Carolina federal judge to grant him a win in his suit attempting to unravel the power of the Financial Industry Regulatory Authority, saying the organization is unconstitutionally structured because it deprives him of his right to a jury trial and due process, among other things. . . .

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