Try our Advanced Search for more refined results

Brokers' Remarks Material In SEC Suits, 11th Circ. Says

By Max Stendahl ( May 2, 2012, 7:21 PM EDT) -- Courts deciding U.S. Securities and Exchange Commission enforcement suits against brokerage firms must analyze alleged misstatements made by individual brokers to individual investors, rather than just the firm's public statements, the Eleventh Circuit said Wednesday in a precedential ruling....

Law360 is on it, so you are, too.

A Law360 subscription puts you at the center of fast-moving legal issues, trends and developments so you can act with speed and confidence. Over 200 articles are published daily across more than 60 topics, industries, practice areas and jurisdictions.


A Law360 subscription includes features such as

  • Daily newsletters
  • Expert analysis
  • Mobile app
  • Advanced search
  • Judge information
  • Real-time alerts
  • 450K+ searchable archived articles

And more!

Experience Law360 today with a free 7-day trial.

Start Free Trial

Already a subscriber? Click here to login

Attached Documents

Related Sections

Law Firms

Government Agencies

Hello! I'm Law360's automated support bot.

How can I help you today?

For example, you can type:
  • I forgot my password
  • I took a free trial but didn't get a verification email
  • How do I sign up for a newsletter?
Ask a question!