SEC's Proposed Amendments To Regulation SHO

Law360 ( September 10, 2007, 12:00 AM EDT) -- On August 7, 2007, the Securities and Exchange Commission (the "Commission" or "SEC") issued a release[1] (the "Proposing Release"), proposing amendments to Regulation SHO under the Securities Exchange Act of 1934 to eliminate the "options market maker" exception to the "close out" requirement and to require broker-dealers marking a sale as "long" to document the present location of the securities being sold....

Law360 is on it, so you are, too.

A Law360 subscription puts you at the center of fast-moving legal issues, trends and developments so you can act with speed and confidence. Over 200 articles are published daily across more than 60 topics, industries, practice areas and jurisdictions.

A Law360 subscription includes features such as