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Wells Fargo Must Cover FINRA Penalty, Suit Says

By Zachary Zagger ( October 17, 2013, 5:55 PM EDT) -- A capital management firm accused Wells Fargo Insurance Services USA Inc. in Florida state court Tuesday of negligently brokering deals to procure professional liability insurance, leaving it on the hook to pay $1.7 million as part of a Financial Industry Regulatory Authority judgment....

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