A Close Look At M&A Brokers' New Registration Exemption
Law360, New York ( February 25, 2014, 1:36 PM EST) -- Six lawyers were instrumental in the issuance by the staff of the U.S. Securities and Exchange Commission a no-action letter (the "Six-Lawyers Letter") that allows intermediary business brokers (mergers and acquisitions brokers) to receive transaction-based compensation for assisting in effecting sales of businesses without registering as brokers with the SEC....
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