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First Swap Dealer Exams Expected To Probe Compliance Chiefs

By Ed Beeson ( June 12, 2014, 4:45 PM EDT) -- The National Futures Association plans to launch its first examinations of swap dealers and major swap participants this summer, and while regulations for these entities are still being hatched, attorneys say the inspections will target how well firms are meeting the rules so far and put pressure on those that have fallen behind....

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