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FINRA Levels Churning Charges Against Brokerage, Reps

By Ed Beeson ( July 29, 2014, 7:56 PM EDT) -- The Financial Industry Regulatory Authority on Monday filed charges against a New York-based broker-dealer and several current and former registered representatives, accusing them of engaged in rampant churning of customer accounts and other misdeeds that caused significant losses to retirees and other investors....

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