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Expert Analysis

No Longer Under Wraps — SEC Wrap Fee Scrutiny Rising

Law360, New York ( September 25, 2014, 10:22 AM EDT) -- "Wrap fees," or fees fixed as a percentage of assets under management in lieu of transaction-based commission arrangements, may result in "reverse churning" allegations, wherein too few transactions are executed or wrap fees amount to more than what would be earned in commission. Experts believe that the U.S. Securities and Exchange Commission's industrywide sweep of disclosures is likely to lead to enhanced scrutiny and enforcement proceedings....

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