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Expert Analysis

How Financial Firms Can Meet Cybersecurity Expectations

Law360, New York ( February 24, 2015, 10:04 AM EST) -- The Financial Industry Regulatory Authority and the U.S. Securities and Exchange Commission recently released their findings and industry practices reports based on last year's sweep examinations. Broker-dealers and registered investment advisory (RIA) firms hoping to be in compliance with industry regulations should take steps today to improve their information technology security based on the reports as well as on 2015 examination priorities issued by both agencies....

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