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SEC Reaches Deal With Ex-Ameriprise Adviser Ahead Of Trial

By Alex Wolf ( April 29, 2015, 9:16 PM EDT) -- The U.S. Securities and Exchange Commission on Monday finalized separate deals with a former colleague of an Ameriprise Financial Services Inc. adviser convicted for insider trading, as well as his wife, just days before their trial over allegedly using confidential information to buy stock in an insurance company was set to begin....

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