Ex-Wells Fargo Analyst Settles Insider Trading Case

By Stephanie Russell-Kraft ( May 28, 2015, 7:18 PM EDT) -- A former Wells Fargo analyst has agreed to pay $75,000 to settle the U.S. Securities and Exchange Commission's administrative charges that he engaged in insider trading by giving one of the firm's traders early access to his research, but he won't face an industry bar or suspension, according to documents filed Thursday....

Law360 is on it, so you are, too.

A Law360 subscription puts you at the center of fast-moving legal issues, trends and developments so you can act with speed and confidence. Over 200 articles are published daily across more than 60 topics, industries, practice areas and jurisdictions.


A Law360 subscription includes features such as

  • Daily newsletters
  • Expert analysis
  • Mobile app
  • Advanced search
  • Judge information
  • Real-time alerts
  • 450K+ searchable archived articles

And more!

Experience Law360 today with a free 7-day trial.

Start Free Trial

Already a subscriber? Click here to login

Attached Documents

Related Sections

Law Firms

Companies

Government Agencies

Hello! I'm Law360's automated support bot.

How can I help you today?

For example, you can type:
  • I forgot my password
  • I took a free trial but didn't get a verification email
  • How do I sign up for a newsletter?
Ask a question!