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SEC Hits Fired Athlete Investment Exec For Theft From Clients

By Ben Conarck ( June 15, 2015, 6:48 PM EDT) -- The U.S. Securities and Exchange Commission on Monday announced fraud charges against the former president of SFX Financial Advisory Management Enterprises, an investment firm tailored to athletes, after settling with the company and its chief compliance officer for failing to supervise the rogue executive....

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