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UBS Pays FINRA Fine After Muni Bond Tax Surprise

By Ed Beeson ( August 14, 2015, 7:59 PM EDT) -- The Financial Industry Regulatory Authority has sanctioned UBS Financial Services Inc. for alleged supervisory failures that led to nearly 4,400 customers being told that the interest payments they were receiving on municipal bonds they owned were tax-exempt, when in fact they were not....

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