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UBS Investor's State Claims In $11M Loss Preempted: Judge

By Carmen Germaine ( August 19, 2015, 9:38 PM EDT) -- A Pennsylvania federal judge on Tuesday dismissed an investor's securities fraud putative class action against UBS Financial Services Inc., saying his claims under Pennsylvania and New York state law that the bank was responsible for his loss of more than $11 million in a tax fraud scheme are barred by federal law....

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