JPMorgan Units Pay $1M FINRA Fine Over Unsent Letters
By Carmen Germaine ( April 25, 2016, 3:26 PM EDT) -- J.P. Morgan Securities LLC and J.P. Morgan Clearing Corp. have agreed to pay just over $1 million to settle Financial Industry Regulatory Authority allegations they failed to send a number of required letters to customers and didn't properly supervise employees' outside accounts....
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