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Amtrak Ruling Shows SEC Judges' Shaky Status, DC Circ. Told

By Linda Chiem ( May 6, 2016, 9:54 PM EDT) -- A financial planner alleging the U.S. Securities and Exchange Commission overstepped its authority when it banned him from the industry told the D.C. Circuit Friday that the court's recent Amtrak due process ruling confirms that the SEC's in-house judges are unconstitutionally appointed officers....

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