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Ex-FINRA Official Loses 11th Circ. Bid To Lift Securities Ban

By Melissa Daniels ( July 18, 2016, 9:40 PM EDT) -- The Eleventh Circuit on Monday agreed with the U.S. Securities and Exchange Commission that former Financial Industry Regulatory Authority governor Richard L. Goble must refrain from involvement in the securities industry, upholding a permanent injunction issued after Goble was accused of securities fraud....

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