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Deutsche Bank Pays $12.5M Over Lax Customer Info Controls

By Carmen Germaine ( August 8, 2016, 6:02 PM EDT) -- Deutsche Bank Securities Inc. has paid a $12.5 million fine to the Financial Industry Regulatory Authority to end allegations it failed to properly supervise research and trading information broadcast over speakers to employees that sometimes contained confidential and nonpublic details, FINRA announced Monday....

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