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SEC Signals Approval Of MSRB, FINRA Pay-To-Play Rules

By Jody Godoy ( August 26, 2016, 5:01 PM EDT) -- The U.S. Securities and Exchange Commission on Thursday said it intends to approve rules proposed by the Municipal Securities Rulemaking Board and the Financial Industry Regulatory Authority prohibiting municipal advisers and broker-dealers from soliciting government business for two years after a political contribution....

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