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Trader Brings ALJ Challenge To 2nd Circ. In Likely First

By Cara Mannion ( April 18, 2017, 2:15 PM EDT) -- A former Barclays Capital Inc. bond trader brought to the Second Circuit on Monday what is possibly the first constitutional challenge on direct appeal against the U.S. Securities and Exchange Commission's administrative law judges, in an attempt to ditch his five-year industry ban and $82,500 fine over an alleged stock-parking scheme....

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