PwC Fined $1M By PCAOB Over Merrill Lynch SEC Violation
By Melissa Daniels ( August 3, 2017, 5:03 PM EDT) -- The Public Company Accounting Oversight Board hit PricewaterhouseCoopers LLP with a $1 million fine Wednesday in connection with Merrill Lynch's violation of the "no-lien" requirement for customer accounts under the U.S. Securities and Exchange Commission's Customer Protection Rule....
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