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FINRA Says Rep's ETF Trades Cost Customers $8.4M

By Carmen Germaine ( August 15, 2017, 8:05 PM EDT) -- A former WFG Investments Inc. representative has agreed to be barred from the securities industry as a sanction for recommending trades in risky, nontraditional exchange-traded funds that caused $8.4 million in losses, according to a settlement filed Monday by the Financial Industry Regulatory Authority....

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