9th Circ. Hears Round 3 In Northstar Suit Over Schwab Fund
By Cara Bayles ( October 11, 2017, 9:49 PM EDT) -- Northstar Financial Advisors Inc. went before the Ninth Circuit on Wednesday for its third appeal in a putative class action claiming Charles Schwab Corp. broke its own rules for making risky bond-fund bets, arguing that a lower court erred in finding the class claims were barred by the federal Securities Litigation Uniform Standards Act....
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