SEC Seeks Final Judgment For Texas Adviser In Fraud Suit
By Jon Hill ( January 8, 2018, 4:23 PM EST) -- The U.S. Securities and Exchange Commission on Friday asked a Texas federal court to sign off on a final judgment resolving the agency's remaining claims against a disgraced investment adviser who admitted to stealing more than $1 million from clients in what prosecutors called a "scam within a scam."...
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