Try our Advanced Search for more refined results
Asset Management - July, 2016
264 articles
- 2nd Circ. Rebuffs Funds' Claims JPMorgan Aided Refco Fraud
- Industry Groups Asks 2nd Circ. To Flip Petrobras Class Cert.
- FINRA Tells 4th Circ. Scottsdale's Challenge To Its Power Fails
- FCA Seeks Views On Implementing New Financial Market Regs
- Accusations Of Witness Threats By Atty Can't Stop Deposition
- Calif. Bar Says Attys Can't Tell Clients' Public 'Secrets'
- Investment Adviser Gets 7 Years For Fake Hedge Fund
- Mass. Adviser Asks For Leniency In Sham Facebook IPO Case
- A Primer On Exchange-Traded Notes And Their Tax Treatment
- Ex-Goldman Director Sues Bank For Investigation Costs
- Prevent Litigation From Becoming A Threat To Data Security
- Rothstein Feeder Fund Settles With Insurers For $2.2M
- Ex-JPMorgan Banker's Dad Shared Inside Info, Jury Hears
- Shareholders Certified In Tile Co.'s China Ties Suit
- Redstone's Faculties Still At Issue In Viacom CEO Row
- SEC Updates Rules For Administrative Proceedings
- Apollo Calls Out Caesars Creditors For Wasting Time
- Trading Co. Fights CFTC Penalties Over Money Pass Scheme
- Qatari Investment Firm Buys NYC Hotel For $167M
- $1B-Plus Del. Chancery Ponzi Claims Moved to Fed. Court
- REIT Hersha Spends $112.5M On Boston's Envoy Hotel
- OPINION: Our Juries Are Being Circumvented
- SEC Gives IEX No-Action Letter To Guard Agents' Anonymity
- SEC Bars Adviser Over Brokerage Conflicts On 2nd Look
- Bernstein Litowitz Rips Subpoena In Insider Trading Row
- Broker Pleads Guilty To Role In $131M Investment Scheme
- BofA Should Face Fraud Suit, Tutor Perini Tells 1st Circ.
- Ex-JPMorgan Banker Blames Dad For Insider Trading Scheme
- Caesars Creditors Want Apollo Punished For Blown Deadlines
- Chinese Firms Changing Tone On US Real Estate Investment
- Real Estate Rumors: Minskoff, DRA Advisors, Rupert Murdoch
- Legal Tech Co. Epiq To Go Private In $1B Deal
- Reynolds Sues Goldman Sachs, Others Over Aluminum Prices
- $19M Cargill Suit Axed Under Wrong Law, 2nd Circ. Told
- Retail Opportunity Investments To Sell $200M In Notes
- Active Vs. Passive Investing: The Struggle Of 2 Agencies
- Ex-NFLer Asks For Atty Fees After Disability Win
- Legal Aid, Meet Legal Tech
- 4 Traits Of The Top Litigation Firms
- 5 Small(er) But Mighty Litigation Shops
- Law360 Names Top 50 Firms For Litigation
- PE Firm Hits Goldman Sachs With $510M Fraud Suit
- Atty Can't Shake SEC's Suit Over Breaking EB-5 Rules
- Nomura Traders Deny 'Victim Blaming' In RMBS Suit
- Federal Securities Actions Soar In First Half Of 2016
- Real Estate Rumors: Stadt, Sierra Assets, Alto Real Estate
- When Minority Stockholders Take Control
- Vertex Ignored Red Flags In Clinical Trial, 1st Circ. Told
- CFTC Hands Out Modest Fourth Whistleblower Award
- Tilton Tie-Up Foiled, Duka Urges 2nd Circ. SEC Ruling Redo
- UK Firm Mercer Raises $309M For Real Estate Fund
- DOL Blasts Insurer's Challenge To Fiduciary Rule Exemptions
- Testing The UBE: Portable But Inaccurate Bar Exam Scores
- TH Real Estate Closes €500M European Fund
- 'Confusing' Deutsche Bank Securities Suit Will Go On
- Nuke Site Workers Launch Class Action Over Pensions
- Liberty Property Trust Nabs $969M In Sale Of 108 Properties
- PE Giant Apollo Takes Redbox Operator Private In $1.6B Deal
- Tilton Taps Clement For SEC Admin Court Fight In 2nd Circ.
- Testing The UBE: Missouri Benefits From Uniform Bar Exam
- Yahoo Inks $4.83B Sale To Verizon, Ending Bidding Process
- AIB Urges Court To Nix Fund's Suit Due To Forum-Shopping
- Shearman & Sterling Account Held Stolen Funds, Feds Say
- Douglas Emmett, QIA Pay Hines $225M For LA Office Tower
- Why Gibson Dunn Lost A Big Case To An Old Conflict
- SEC Fights To Keep Grip On Insider-Trading Victory
- Foreign Funds Slow To Buy US Property Despite Tax Change
- ALJ Denies SEC Quick Win In 3C Unregistered Brokerage Case
- Pa. Court Partially Revives $2.6M Real Estate Loan Dispute
- Silver Run Buys 89% Stake In Oil And Gas Co. Centennial
- Chamber Of Commerce Criticizes Executive Incentive Pay Rule
- RioCan REIT Buys Out CPPIB's Mall Stakes For $267M
- Banks Ask 2nd Circ. To Nix Petrobras Class Certification
- Robbins Geller Gets Lead In LPL Financial Suit
- Ex-Union Boss, Hedge Fund Founder Deny Kickback Charges
- 415 Million Reasons Why It's Time To Hug A Whistleblower
- Brexit: An Unexpected Boost For UK Commercial Real Estate
- BakerHostetler Seeks $35M In Fees For Madoff Trustee Work
- Tribe Wants Bank Claims Kept Alive In Embezzlement Row
- MF Global Inks $159M Deal To End Exec, Customer Rows
- SEC Fights Testimony Exclusion In Investment Co. Suit
- 2nd Circ. Won't Revive Funds' $8M Debt Row With Wireless Co.
- Chamber Of Commerce Weighs In On SEC Disclosures
- K&L Gates Opens Munich Office With Hires From King & Wood
- Venture Investor Once Called 'Porn's New King' Cops To Fraud
- Turkish IPOs — Key Issues For Market Participants
- Mayer Brown's Win In GM Loan Case Spurs 7th Circ. Appeal
- Latecomers Can't Join Building Fire Class Action, Parties Say
- Kirkland DQ Dispute Could See Jones Day Sanctioned
- Global Real Estate IPO Volume Rises Amid Turbulent Market
- SEC Names New Associate Regional Director In Denver
- Freddie Mac Must Face Subprime Deceit Suit, 6th Circ. Says
- Temasek To Pay $869M To Acquire SMRT Corp.
- Ropes & Gray Adds Private Equity Partner From Weil
- DOJ Seeks $1B In Assets Bought With Stolen Malaysian Funds
- Real Estate Rumors: Blackstone, Hubb NYC, Under Armour
- Societe Generale Granted Slight Delay In Libya Fund Trial
- Starwood, Vencom To Sell 6 Swedish Retail Assets For $359M
- Bluerock REIT Buys $75M Atlanta Apartment Community
- SEC Reminds Rating Agencies To Review After Workers Leave
- Chamber, Others Say DOL Fiduciary Rule Needs The Ax
- Brexit Considerations For US Investment Fund Managers
- Ex-Morgan Stanley Broker Inks Sanofi Insider Trading Deal
- Watchdog Calls On EU To Match US Fund 'Passporting' Rules
- Patrizia Grabs 9 Office, Commercial Properties In €400M Deal
- Brazilian Underwear Co. Buys PE-Backed Lingerie Maker
- Target Investors Want Robbins Geller, Labaton To Lead Suit
- FINRA Poses Treasury Securities Reporting Requirements
- Canyon Partners Sues LA Again Over Millions In Taxes
- Icahn Urges 2nd Circ. To Affirm Toss Of Insider Trading Suit
- Peru Claims Victory In Doe Run Mine Cleanup Arbitration
- Vestor Capital Beats Insurer Over $5M Policy For Late Exec
- Securities Groups Urge SEC To Weigh Cost Of Audit Trail
- Paul Weiss Guides AllianceBernstein's $100M Ground Lease
- Ex-Visium Hedge Fund Manager Denies Inflation Scheme
- SEC Scores $4.2M Judgment Over Utah MBS Scheme
- O'Melveny Rips Trustee's Evidence Qualms In Gibson DQ Row
- EU, US To Ramp Up Talks On Financial Services Rules
- Deals Rumor Mill: Temasek, Khazanah Nasional, Ferro
- Deloitte, Auditors Get Pass On Fraud, Justices Told
- 5 Firms Steer REIT Hudson's $585M Offering, Related Deals
- Seyfarth Shaw Ducks RICO Claims In Tax Shelter Suit
- Deutsche Bank Slams 'Generalized' Claims In RMBS Dispute
- Singapore Exchange To Separate Regulatory Arm
- Skadden Steers Senior Housing Properties Trust's $620M Loan
- How Law Firms Can Create Next-Generation Office Spaces
- 'Passive Investor' Lessons From Record HSR Act Settlement
- Ex-JPM Banker Denied 'Silver' Bullet In Admissibility Dispute
- Gibson Dunn Booted From Tilton's 2nd Circ. SEC Challenge
- SEC Punts On Market Makers' Fee Challenge
- Top FINRA Governor, Ex-Vanguard Exec, Named Chairman
- General Growth's Board Protections Unfair, Suit Says
- Cowen Ducks Liability, Wins DQ In Energy Publisher Suit
- Dream Global REIT Raising $66M Via Trust Offering
- Lessons On SEC's Customer, Whistleblower Protection Efforts
- Grant Thornton Shakes Mass. Retirees' $25M Fraud Loss Suit
- SEC's Cybersecurity Playbook
- Barington Drops Proxy Fight For Chico's Board Seats
- Libyan Fund Expert In Goldman Dispute Struggles On Stand
- 5th Circ. Flipped, But Won't Flop, In BP Asset Sale Case
- ADT Investors Ask 11th Circ. To Revive Securities Fraud Suit
- CFTC Blasts Industry Concerns Over Manipulation Suit
- Travel Mogul Chemla Settles Madoff Clawback Suit
- Companies May Be Underpaying Deals Attys, Law Prof Says
- Hedge Fund Owner Gets 15 Months For Obstructing SEC Probe
- 'Toxic' Real Estate Deals Making A Comeback, Report Says
- AXA Beats Broker's $20M Contract Beef With Quick Verdict
- Mich. Broker Pays $7.2M CFTC Penalty Over Options Trades
- SEC Sues NJ Atty, Litigation Fund Over Misleading Investors
- L-3 Says Forensic Accounting Docs Protected In Investor Row
- Carey REIT Drops $154M On Silicon Valley Hotel
- Cargill Asks 2nd Circ. To Boot $19M Mexican Resort Row
- Aletheia Trustee Urges Gibson DQ From O'Melveny Row
- In Post-Brexit Swan Song, EC Reg Chief Touts New VC Rules
- Crestwood Highlights Potential For Activism Without Leverage
- Northern Trust Settles With Funds In Negligence Action
- SEC Faces Long Road Ahead On Admin Court Reforms
- 1st Circ. Upholds Dismissal Of Fidelity ERISA Class Action
- SEC Eyeing Advisers' Share Class Conflicts Of Interest
- Hong Kong Trader Gets 2-Year Ban For Botched Trades
- SEC Adopts Swaps Rules, Proposes Disclosure Changes
- Pa. Judge Must Protect Tax Docs In Atty Row, Panel Rules
- FINRA Targets Brokerage Firm Over Supervisory Failures
- Investors Must Better Utilize Delaware's Appraisal Process
- UK FCA Fines Towergate £2.6M For Client Money Rules Breach
- UBS, Others Want Out Of Suit Over Deal For Hotel Stakes
- 2nd Circ. Panel To Consider Petrobras Stay Bid
- Real Estate Rumors: Vulcan, McSam Hotel, Blumenfeld
- Scottrade Gets Missouri Data Breach Suit Tossed
- Georgeson Brass, Ex-Workers Charged Over Alleged Bribery
- Broker's $20M Trial Against AXA Appears On Brink Of Collapse
- SEC Taps New Members For Investor Advisory Committee
- 4 Ways Brexit Could Shape The US Real Estate Landscape
- ValueAct To Pay $11M To Settle Halliburton Stock-Buy Row
- Audax Group Brings In $1.2B For 4th Mezzanine Fund
- Foley & Lardner Steers Regency Center's $353M Offering
- Vanke JV Drops $1.92B On Cos. From Blackstone, Others
- Pension Co. Wants Out Of Tribe's Latest Embezzlement Suit
- Investors Accuse Stericycle Of Inflating Profits Through 'Fraud'
- Fairstead Capital Drops $315M On Harlem Apartment Complex
- Citigroup Admits Giving SEC Faulty Blue Sheets For 15 Years
- Investors Urge 2nd Circuit to Deny Petrobas' Stay Bid
- AXA Stayed Out Of Brokers' Commission Fights, Jury Hears
- EC Offers 2 Ways To Invest In Startups, Urban Development
- DOL Fiduciary Rule Can Save Investors $190B, Court Told
- 'Financial Myth Buster' To Pay $4M For Tall Tales Of Assets
- Russian Investors Want Pa. Firm's Settlement Suit Tossed
- Caesars Alters Merger Deal Critical To Bankruptcy Plan
- CohnReznick Real Estate Exec Sees Dry Powder As A Red Flag
- Feds Say Nomura Traders' Good Acts Irrelevant In RMBS Suit
- DOJ Overruled Proposal To Indict HSBC, GOP Report Says
- Wells Fargo Says Investors Want It To Pay For Their Errors
- Real Estate Rumors: Winton Capital, 13th Floor, Vanbarton
- How To Close A Law Firm — Practically And Ethically
- No Exit Post-Brexit: The Importance Of Understanding 'Gates'
- Buyers Changing Tune In Aluminum MDL, Goldman Says
- Whistleblower Chief Calls Time At SEC
- 2nd Circ. Reverses Itself On Joint Challenge To SEC Courts
- Sidley, Goodwin Guide REIT Care Capital's $500M Offering
- Taxation With Representation: Wachtell, Skadden, Orrick
- Real Estate Rumors: Related, Equity Office, Brookhill
- Watchdog Steps In As Brexit Triggers UK Property Fund Chaos
- Proxy Advisory Firms In Legislative Crosshairs
- British Land Selling London Retail Property For £400M
- Deutsche Fund Investor Wins Round In Tangle Over Directors
- Fed Makes Volcker Rule Reprieve To 2017 Official
- Proskauer Beats DQ Bid In Steelworkers' $86M Pension Row
- O'Melveny Says Gibson Dunn Has No Conflict In Aletheia Suit
- IRS Sets Money Market Fund Rules Loose
- Banks Say Libor Investors Lack Antitrust Standing
- Stonewalling Hedge Funder Takes '1st Step' Toward Freedom
- Peru Blasts Fund's 'Smear Campaign' In $1.6B Bond Fight
- Goldman Sachs Rips Bid To Reinstate Sex Bias Plaintiff
- Appaloosa-TerraForm Discovery Halted For Dismissal Fight
- Idea Capital, HIG Bayside Close $288M Turnaround Fund
- What Fund Investors Should Know About Bank Control Rules
- The Smart Money Is Not Following Traditional Law Firms
- REIT Prices $657M Offering To Fund Boston Property Buy
- Real Estate Rumors: Prestige Imports, Zeller, Hamlin
- Caledonia Investments Pays $154M For UK Pub Biz
- 2nd Circ. Affirms Dismissal Of Millennium's Claims
- NorthWest Healthcare Properties REIT Raising $77M
- Ex-AXA Broker's Colleagues Poached Clients, Jury Hears
- TriGuard Exceeds Cap With $660M For 7th Fund
- Private Equity Banker Cops To $95M 'Ponzi-Like' Scheme
- Linklaters, DLA Piper Steer $67M Belgian Retail Park Deal
- Canadian Regulators Tout Progress On Investor Protection
- RMBS Investors Can Pursue BNY Mellon, Appeals Court Rules
- Nasdaq Cos. Have Raised $8.5B Through New Listings In 2016
- Halliburton Can't Scrap Expert In Asbestos Liability Suit
- American Hotel Income Properties REIT Raising $69.4M
- SEC's New Cybersecurity Appointment And What It Tells Us
- RFP Lessons: 5 Ways Law Firms Can Beat Frustration
- 'Father' Of SEC Enforcement Leaves Enduring Legacy
- Ex-Galleon Trader To Sue Atty For $12.5M For 2nd Circ. Loss
- AXA Boss Calls Ex-Broker A Squeaky Wheel At $20M Trial
- High Court Wants Response In Calif. Securities Suit Petition
- MassMutual Gets Nod For $30.9M ERISA Suit Settlement
- SEC's International Corporate Finance Head Lands At Latham
- 2nd Circ. Keeps Stay Of Duka's SEC In-House Suit, For Now
- Libor Banks Can't Yet Make New Arguments For Dismissal
- Noble Energy Sells Stake In Israeli Gas Field In $369M Deal
- KBS REIT Snags $47.4M Loan For Portland Office Buy
- Trader Facing CFTC 'Money Pass' Charges Fights Market Ban
- Partners Group To Invest $265M In US Property Portfolio
- SEC Extends Cutoff For Swaps Data Reporting Compliance
- Gran Tierra Pays $525M For Latin American Oil And Gas Co.
- Distressed Vs. Par Trading: Comparing The Document Regimes
- RFP Lessons: 7 Tips To Improve Your Responses
- New UK Bank, Trader Standards Tackle Conflicts, Price-Fixing
- BofA, Citi, Others Hit With Singapore Rate-Rigging Suit
- Quinn Emanuel To Bat For Elan Classes In SAC Trial
- 2nd Circ. Won't Revive Hedge Fund's Petters Row With Costco
- German Financial Regulator Opens Whistleblower Office
- Some Vitus, F-Squared Investor Claims Survive Dismissal Bid
- Broker's Damages Theories To Be Tested In $20M AXA Trial
- InnVest REIT Grabs $90M Interest In Vancouver Airport Hotel
- City Office REIT To Buy $76M In Florida Properties
- L-3 Investors Seek Class Status In Accounting Fraud Suit
- Marketing Funds In Germany May Soon Be More Difficult
- 3 Reasons Brexit Won't Halt EU Market Abuse Rules
- Taxation With Representation: Wachtell, Skadden, Vinson
- Real Estate Legislation To Watch In The Second Half Of 2016
- RFP Lessons: A General Counsel's List Of Law Firm Mistakes