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Asset Management - September, 2016
263 articles
- $413M Och-Ziff Fine Puts Hedge Funds On FCPA Alert
- Reinsurer Execs Conspired With Platinum Partners, Suit Says
- In The Hot Seat: Wells Fargo Shows 3 Deadly Sins Of SOX
- Directors Can't Escape Louisiana Pension Funds' Suit
- Nutmeg Investors Taste Partial Victory In Receiver Suit
- Pemberton Seeks £500M For UK Fund To Fill Lending Gap
- White Collar World Eagerly Awaits Salman Decision
- IBM to Acquire Financial Consulting Firm Promontory
- Calif. Governor Signs Off On New State-Run Retirement Plan
- Oral Advocacy And 'Vocal Fry'
- Barclays Wants Second Shot At Exiting Libor Suit
- Proskauer Rose Nabs Ex-White & Case Funds Group Head
- SEC Says Stockbroker Fleeced Mutual Fund Investors
- Feds Say T-Note Options Trader Lost $14M To Fake Profits
- Bank To Pay $83M For Getting FHA Insurance On Bad Loans
- Colony Capital Investor Sues To Block NorthStar Merger
- 3 Cos. Price IPOs Totaling $329M At Bottom Or Below Range
- Investors Split On SunEdison Venue At JPML
- Kasowitz Steers $99M NYC Buy, Gibson Guides $83M Loan
- Och-Ziff Inks $413M FCPA Deal, Unit Pleads Guilty
- Caisse De Depot Pays $500M For Minority Stake In Sedgwick
- Garrison JV Sells Senior Living Portfolio For $180M
- UBS Unit Can Try To Appeal Master Order In $2B Loan Case
- Navistar To Pay $9.1M To Resolve Shareholder Suit
- TerraForm Settles Suit Over Now-Junked $2B SunEdison Deal
- Och-Ziff Nears $400M Deal, Guilty Plea For Unit In FCPA Row
- Redbox Parent Shareholder Suits Merged In $1.6B Buyout Row
- Lynn Tilton Justifies Latest Suit Over SEC In-House Rules
- Norberg Named As New SEC Whistleblower Chief
- Danish Funds Grab $640M Stake In Ship Finance Co.
- SEC Reluctantly Adopts New Clearing Agency Standards
- Former REIT Exec Denies Covering Up $12M Earnings Error
- Investors Seek Final OK For $58M HSBC, Citi Libor Deals
- SEC Credits Big Data In $15M UBS Deal Over Sales Staff
- The Courtroom Where It Happened: Hamilton As A Lawyer
- Och-Ziff Brass Escape Derivative Suit Over FCPA Probes
- SL Green Scores $1.5B Loan For NYC Office Tower
- Goldman Sachs Pumping $70M Into Red Planet Hotels
- FINRA Fines NY Firm Over $2.5B Venezuelan Bond Sales
- Douglas Emmett, QIA Drop $140M On Calif. Office Building
- Why Have Lawyers Forgotten About The Middle Class?
- Wells Fargo CEO To Forfeit $41M Amid Internal Probe
- IRS Floats Guidance On Qualification Requirements For RICs
- Argentina Holdouts In 2nd Circ. Target Bank Trustee Loot
- Ares REIT Closes On $153M In New, Floating-Rate Loans
- City Office REIT Prices $100M Stock Offering
- 3rd Circ. Won't Revisit Citigroup FINRA Arbitration Win
- Oaktree Capital Atty Beats UAE Extradition Bid In London
- Supreme Court Won't Stay In-House SEC Suit Against Tilton
- The Meaning Of 'Affiliate' In Class Action Settlements
- US Settles With 17 Tribes Over Land Mismanagement Claims
- Investor Slips Cher's Suit Over Underperforming Funds
- Santander Brass Hit With Derivative Suit For Lax Controls
- Penalty Sought For Bad Deposition In $63M Real Estate Suit
- No Stay For Jailed Ex-Adviser As SEC Seeks $2.6M Judgment
- Pimco Co-Founder Can Depose CEO In $200M Suit: Judge
- Tilton Unlikely To Prevail In High Court Quest, SEC Says
- NY Man's Estate Can Claim $5M Loss From Ponzi Scheme
- Willkie Farr Snags Ex-Cadwalader Corporate Chair
- CBL Faces Grouped Suits Over Loan Fraud Probe, Insider Info
- Protection For Bondholders During Collateral Release
- SEC Adds 30 Days For Comment On Disclosure Requirements
- Aviva Unit Pays SEC Fine Over Cross-Trading Allegations
- Merrill Lynch Pays $15.5M In 'Mini-Flash' Crash Fines
- Ex-Tribe Leaders Knock Judgment Bid In Embezzlement Row
- 3 Firms Prime IPOs Totaling $547M Led By 'Unicorn' Nutanix
- Real Estate Giants: Comcast Center, Philadelphia
- Columbia Property Sells Denver-Area Campus In $122M Deal
- DC Circ. Urged To Rethink SEC In-House Constitutionality
- Chancery Urges Charney To Lawyer Up In Hedge Fund Fight
- Dems Want Wells Fargo To Halt Arbitral Clause Enforcement
- Madoff Feeder Fund Managers Escape Investor Class Action
- Investors Blast Barclays' 2nd Circ. Case Use In Libor Row
- Rothstein Feeder Fund Agrees To Hutchison & Steffen Deal
- Ruckus Investor Seeks Chancery Look At $1.2B Brocade Buy
- FASB Chairman Grilled Over R&D Write-Off Requirement
- Canadian Regulator Seeks Input On Commodity Pool Rules
- Asset Managers Say Watchdog's Proposals Not Needed
- Online Brokerage Founder Fights Contempt Bid In Fraud Suit
- Highland Row With Ex-Exec Booted To Arbitration
- Sidley, Goodwin Steer REIT Ventas' $450M Notes Deal
- Outerwall Investor Wants Records After $1.6B Apollo Deal
- Merion Tells Chancery Fidelity Underpaid $1.2B For LPS
- $12.2M Fund Sale Approved In SEC's Aequitas Ponzi Case
- 7th Circ. Won't Recall $413M Award In Terror Victims Case
- Deals Rumor Mill: Postal Savings Bank, BlackLine, UniCredit
- Real Estate Rumors: Sisense, Impulsive, BH Properties
- Securities Regs Can't Stop At Nat'l Borders, SEC Head Says
- UBS Urges Court Not To Revive Enron Investors' Suit
- $30M Settlement With Fifth Street Fund Investors Gets OK
- Banks Lose Bid To Strike Lenders' Libor Class Claims
- SDNY's 1st Post-Newman Insider Trading Conviction
- SEC Charges Omega Advisors Founder With Insider Trading
- Tilton's Latest Suit Over SEC In-House Rules Draws Request
- Madoff Accountants Say Trustee Can't Reargue Dismissal
- Mutual Funds Vet Brings Kramer Levin Team To Perkins Coie
- Wal-Mart Investors Granted Cert. In Mexico Bribery Suit
- SEC Hands Out $4M Award To 34th Whistleblower
- Raymond James Wants Jay Peak EB-5 Claims Nixed
- Overhauling Law Firm Records Departments For A New Reality
- UBS Unit Closes Infrastructure Debt Fund With $640M In Tow
- Israeli Real Estate Co. To Appeal Developer's $396K Award
- Abacus Class Impossible To Rebut, Goldman Tells 2nd Circ.
- Losing US Co. Wants Peru's $8M Costs Request Denied
- Barclays Says 2nd Circ. Terrorism Ruling Dooms Libor Suit
- HK Watchdog Seeks To Ease Derivative Position Limits
- BNY Mellon Asks 2nd Circ. To Deny Argentina Trust Payout
- Warren Calls For Wells Fargo CEO's Head At Senate Hearing
- What's In Your Obligations Inventory?
- US Chamber, Others Say DOL Fiduciary Rule Is Overreach
- Former SEC Commissioner Joins Falcon Cyber As Partner
- Russian Bank To Pay $5M In CFTC Deal Over Futures Trades
- Quinn Emanuel Agrees To Duck Out Of Elan Investor Suit
- Funds Take Melbourne Port Private In AU$9.7B Deal
- Deutsche Bank Gets Swap Dispute Moved From Texas To NY
- Tilton Can't Get Quick Win In $200M SEC In-House Suit
- Freshfields Reps AIG On $240M Sale, Part Of $1.1B Deal
- Broker Slams Investors' Subpoenas In Libor Action
- Real Estate Fund Says $1B Ponzi Suit Belongs In Fed. Court
- 3 Firms Steer REIT MedEquities Realty's Planned $259M IPO
- Market Makers Take Another Stab At Exchange Fee Challenge
- Tesco Ends Final Securities Suit Over $425M Overstatement
- Iron Buyer Can't Shake $2M Award With 'Puzzling' Arguments
- SEC Member Invites Comments On Regulation NMS Review
- Rainmaker Q&A: Bernstein Litowitz's Blair Nicholas
- FINRA Bars Ex-Brokerage CEO Over Theft From Clearing Firm
- Former Calif. Atty Pleads Guilty To $2.5M Investment Scheme
- The Rogue Insider: Protecting Against Trade Secret Theft
- A Critical View Of Calif. Vested Rights Law
- 3 Firms To Lead Class In $2.5B Junk Bond Fund Loss Suit
- CFTC Chair Seeks To Delay Drop In Swap Threshold
- Robbins Geller, Labaton To Lead Joined Target Investors Suit
- HSBC Escapes Aiding, Abetting Claims By Madoff Investors
- Alston & Bird, Stroock Guide $220M Deutsche-JPMorgan Deal
- Europe's Tikehau Capital Nets €610M For Direct Lending Fund
- Inside Corvex's Brewing Proxy Fight For Williams' Board
- SEC Judge Challenges Tossed After 11th Circ. Decision
- 3 Firms Steer Storage JV's $630M Property Portfolio Buy
- I Know My Rollover Is Late, But It's OK
- Energy-Focused PE Firm Settles With SEC For $3.5M
- CFTC Raises The Bar For Clearinghouses
- 3 Steps To Successful Judgment Enforcement
- Calif. To Require Pension Funds To Reveal Private Equity Fees
- Pimco Says Co-Founder Gross Hiding Evidence In $200M Suit
- Pension Co. Pans 'Fiction' In Tribe's Embezzlement Suit
- SEC Chief Flags Challenges In Algorithmic Trading Regs
- 1st Circ. Says UPS Retiree's Family Can't Collect Benefits
- SEC Welcomes Whistleblower Attys, Enforcement Chief Says
- AIB Says Del. Precedent OKs Sending Fund Suit To Bulgaria
- Hulic Affiliate Drops $202M On 3 Tokyo Property Stakes
- SAC Backs Push For Quinn Emanuel DQ In Elan Investor Suit
- Lloyds Cites Sokolow Decision In Bid To Escape Libor Suit
- Ex-Simpson Thacher Clerk Gets Prison For Insider Trading
- Och-Ziff Unwinds Class Cert. Order Hours After Judge Errs
- Ex-Highland Exec Says He Was Smeared For Revealing Scams
- Sapphire Obtains $1B In New Funds For Tech Ventures
- FINRA Fines Ameriprise For Missing Fraudulent Transfers
- Government's Brief In Salman Urges A Bright-Line Test
- What Is 'Real Property'? Looking At The Latest REIT Rules
- Reducing Settlement Delays In Loan Trading Market
- Dodd-Frank Repeal Bill Passes Out Of House Committee
- NY Judge Narrows Investor Claims In Libor MDL
- Retail Investment Disclosure Vote May Leave Firms In A Bind
- GLP Buying $1.1B Portfolio From Ross Perot's Hillwood
- Real Estate Rumors: Thor Equities, Gladstone, Rentar
- Feds Charge Ex-Spurs Star's Investment Adviser With Fraud
- FINRA Says Fla. Brokerage Turned Blind Eye To Laundering
- Rainmaker Q&A: Baer & Troff's James Baer
- 7th Circ. Judge Questions Ruling In Sentinel CEO's Case
- Freeport-McMoRan Inks $2B Sale Of Deepwater Gulf Assets
- Viking Cruises Receives $500M PE Capital Infusion
- Why Good Corporate Governance Is Essential For SPVs
- Hersha Hospitality Trust Selling 5 Hotels For $185M
- Should Your Law Firm Move To The Cloud?
- Quinn Emanuel May Face DQ Action In SAC Capital Suit
- Skadden Tells Justices Ex-CEO's Fee Appeal Is Just A Grudge
- SEC Wants Firms To Watch Reps With Troubled Pasts
- Walton Street Picks Up Tampa Hotel From Blackstone
- Rainmaker Q&A: Schulte Roth's David Nissenbaum
- SEC Fines Investment Adviser $2.8M Over Annuities Scheme
- Deals Rumor Mill: UniCredit, Highmark Health, Siemens
- SE Asian Capital Market Regulators Push Bond Market Growth
- Greenberg, Clifford Chance Steer $209M Poland Office Deal
- TPG-Gramercy Real Estate JV To Spend As Much As $1B
- Justice Ginsburg Seeks SEC Response To Tilton's Stay Bid
- Rise In Whistleblower Claims Likely With New CFTC Rules
- What Mutual Fund Advisers Can Learn From AXA Trial Win
- From The Partner's Desk: Paving Your Path To Partnership
- Peru Says Tweak To $1.6B Arbitration Claim Dooms Gramercy
- Calif. Tribe Says Adviser Played Key Role In Embezzlement
- State Securities Suits Are Mounting, Cyan Tells High Court
- BOKF Settles Beef Over Bond Offering For Senior Centers
- Real Estate Rumors: AFIAA, Great Gulf, Durst Organization
- Latest Tilton Suit Says SEC Railroads In-House Respondents
- House Approves Scaling Back Adviser Reporting Rules
- Taxation With Representation: Sullivan, Skadden, Kirkland
- Judge Wary Of Midcase Appeal In $1.5B GM Ch. 11 Row
- Ascendas REIT Buys 2 Aussie Properties For AU$168.2M
- Stifel Reaches SEC Deal On Eve Of $200M CDO Trial
- How We Can Diversify The Legal Profession And Why We Must
- Edison Workers Urge Full 9th Circ. To Revive ERISA Suit
- Jailed Hedge Funder Needs More Attitude Adjustment: Judge
- CFPB Wells Fargo Fine A Red Flag On Pay, Sales Plans
- 2 Firms To Pay SEC Fines Over Wrap Fee Compliance Failures
- Fed Pushes For Tighter Limits On Banks' Commodity Biz
- DLA Piper, Sidley Guide REIT WP Carey's $350M Debt Deal
- SEC Judge Rebukes Tilton's 'Fishing Expedition'
- Judge Won't Pause MagCorp Trustee's $26.2M Stake Sale
- 3rd Circ. Asked To Rehear Toss Of FINRA Arbitration Suit
- Divided CFTC Recognizes Japanese Swap Margin Rules
- HTA Drops $187M On Medical Office Buildings
- Former REIT CFO Charged With Fudging Earnings Metric
- Ex-Exec Charged In $7B Ponzi Scam Can Appeal Industry Ban
- Wells Fargo To Pay $185M Fine For Fraudulent Sales Tactics
- 11th Circ. Nixes ADT Investors' Securities Fraud Suit
- IBM Beats Shareholder, ERISA Suits Over $4.7B Divestiture
- PE Banker Reaches SEC Deal Over $95M Fraud
- CFTC Charges Assistant Trader With Making False Reports
- Cargill Unit Wants $6.7M Mexican Resort Award Upheld
- White House Threatens Veto Of GOP Securities Bills
- 2 US REITs Merging In $1.4B Deal
- Wells Fargo Fires Back In Bid To Beat RMBS Suits
- 11th Circ. Won't Rethink Challenge To SEC In-House Judges
- Real Estate Rumors: Hogan Lovells, Blackstone, Brookhill
- Pension Fund Rescue Plans Pose Employer Predicaments
- $3.5M Fees Sought In Sterling Chemical Class Settlement
- Auto Parts Firm Greenlights Icahn's Takeover Bid
- Deutsche Defends Claim It Didn't Know Securities Were Bad
- Judge Draws Map For Tallying UBS Liability In $2B Loan Case
- 3 Firms Guide Telecom REIT's Equity Offering Program
- Deals Rumor Mill: Petrobras, Avolon Holdings, Formula One
- Fed. Circ. Asked To Save Suit Over $25M Tax Shelter Penalty
- MF Global Blasts Customer Attys' $47M 'Free Ride' Fee Bid
- Judge Tosses Suit Over Failed American Apparel Takeover
- SEC Rejects Ex-E&Y Partner's Oversight Board Challenge
- Old Skills, New Tricks: Opportunities For Law Librarians
- Yucaipa's RICO Claims Over Allied Bankruptcy Claims Tossed
- Ex-NJ Investment Pro Gets 46 Months For $1.5M Fraud
- Fried Frank Advises OpCapita On $391M PE Fund Closing
- Kimco Realty Buys Out JV Partner On 4 Malls For $171M
- Lessons From Recent FINRA Cycle Exams
- Laid-Off TransCare Workers Can Subpoena Wells Fargo
- BNY Sues Investment Co. For Poaching Clients, Nabbing IP
- Real Estate Giants: Salesforce Tower, San Francisco
- Feds Expanding Insider Trading Law, Salman Tells High Court
- UK REIT Segro Raises $430M With Share Sale
- Calif. Senate Sends State-Run Retirement Plan Bill To Gov.
- Ex-Morgan Stanley Reps Sued Over $190M Venezuelan Trades
- Profs Say Petrobras Holds Burden Of Proof In Cert. Appeal
- California Puts Disclosure Pressure On Fund Managers
- Pfizer Stockholder Denied Request To Inspect Co. Records
- Canada Pension Group Buys $896M Slice Of Oxford Portfolio
- Atty Suspended From SEC Over $6M 'Prime Bank' Scheme
- SEC Approves SIPC Broker-Dealer Fee Changes
- Tribe Says Pension Co. Can't Duck Latest Embezzlement Suit
- Investment Adviser Gets 6 Years For Gambling Away $1.8M
- Discovery Feud Rages In $7.7B NovaStar MBS Fraud Action
- CFTC Allows More Time To Implement Swaps Custody Rules
- JPMorgan Asset Unit Buys Out Global Solar Developer
- Canadian Regulators Clarifiy Global Bond Trading Policy
- Ex-Goldman Exec Rips Arbitration Push In Fed Leak Fees Suit
- Compass Scores $75M From Wellington, Other Investors
- Activist Hedge Fund Elliott Lifts Stake In Poundland