Try our Advanced Search for more refined results
Asset Management - February, 2017
249 articles
- UBS Units Beat Lingering Suit Over Brokers' Enron Knowledge
- SEC's Belt To Tighten Under New Administration
- Nortel Creditors Seek $4M Cut To Indenture Trustee Fee Bid
- NJ Judge Axes Vestiges Of Morgan Stanley Advisers' OT Suit
- Merrill Lynch Faces Class Claims Over Customer Cash Use
- Cos. Linked To $7.4M Chilean Fraud Need US Receiver: Judge
- Morgan Stanley Says Tax Reporting Mishap Could Cost $70M
- Real Estate Rumors: Equinix, Olnick, Miami Worldcenter
- REIT Land Securities Sells Leisure Property For $134M
- Revolving-Door Roundup: Debevoise, Sidley, White & Case
- How 401(k) Benefits Can Attract Millennial Legal Talent
- How The Courts Review Executive Orders
- UBS Says Investor Wasn't A Customer, Can't Arbitrate Claim
- Victim Negligence Is No Wire Fraud Defense, 9th Circ. Says
- Pa. Entrepreneur Sues Investment Adviser For $10M
- Arbitrator To Say If Highland Fee Dispute Is Arbitrable
- Prevezon Scores 2nd Deposition In $230M Tax Fraud Suit
- No Quick Win For Japanese Investors Over Ponzi Allegations
- Perrigo Inks $2.85B Divestiture Amid Activist Pressure
- Ex-Regulators Warn Governments On Bank Deregulatory Push
- Judge Shaves Year Off Rothstein Fund Manager's Sentence
- DTCC Wraps Up Blockchain Trial For Repo Trades
- Katten Muchin Adds Finance Partner From Proskauer
- Meridian Closes $227M Purchase Of DC-Area Office Portfolio
- Financial Services Committee Slams SEC's Budget Plans
- SunTrust Faces SEC Fine Over Mutual Fund Sales Practices
- Biz Groups Appeal DOL Fiduciary Rule Fight To 5th Circ.
- FINRA Fines JP Morgan $675K Over Late Reporting
- Judge Orders Former Madoff Employee To Give Up $1.1M
- NY High Court Expands Protections For Financial Traders
- The Next Battleground For SEC Judge Constitutionality
- The Loss Of Confidentiality In NY Arbitral Enforcement Cases
- Cos., Others Must Pay Over $7M In Pyramid Scheme Case
- SEC Says Traders Used Inside Info On Fortress, SoftBank Deal
- 11th Circ. OKs Rothstein Fund Manager's Safe Harbor Defense
- Acting SEC Chair Sets Sights On Disclosure 'Avalanche'
- IBM Asks Judge To Toss 'Amorphous' Revamped ERISA Suit
- Brokers Fight To Keep $20M Botched Trade Award Suit In NY
- SEC To Call Off Industry Bars On Pre-Dodd-Frank Offenses
- Deals Rumor Mill: Terra Firma, FNB, Royal Bank Of Canada
- LaSalle Logiport REIT Pays $107M For Logistics Property
- Shareholder Suits Over Loans Keep Piling Up Against REIT
- Hanover Can't Escape Coverage For Alleged Kickback Scheme
- AES, Alberta Investment Pay $853M For Solar Co. SPower
- Ex-NFL Players Can't Catch Quick Win In Investment Fraud Suit
- Advenir Taps $100M Credit Facility For Texas Purchase
- What Lawyers Can Learn From Kellyanne Conway
- Protected Doc Use Flagged In Merrill Bid To Block Arbitration
- InspireMD Beats Finder's Fee Bid Over $24M, For Now
- Ex-Goldman VP Takes Code Theft Case To NY High Court
- Former IMF Head Sentenced To 4.5 Years For Embezzlement
- Tilton, Patriarch Fail To Shake $45M Fraud Suit
- Investcorp Drops $400M On 3 US Residential Properties
- Firm To Pay $3.4M Over Broker's Commissions From Tribe
- Robo-Advisers Must Be Mindful Of Advisers Act, SEC Says
- Real Estate Rumors: Blackstone, Lexington, Pace Editions
- Faruqi Beats Ex-Partner's Suit Over Client Commissions
- Firms Fight Over $2M Probe Of Overbilling $75M Fee Pot
- Financial Services In The 1st Month Of Trump Presidency
- L3 To Pay $34.5M To Settle Accounting Fraud Class Action
- Jones Day, Dechert Steer StepStone Real Estate's $700M Fund
- The Mistakes Lawyers Make When Copying And Pasting
- Grant Thornton, EisnerAmper Near KO Of $100M Fraud Claims
- Feds Seek To Reduce Rothstein Fund Manager's Sentence
- Resource Capital Dealt Another Shareholder Suit Over Loans
- Conn. Ponzi Schemer Still Must Pay $370M, 2nd Circ. Says
- Real Estate Rumors: Jeff Sutton, Tenet Healthcare, Compass
- Jana Scores Board Seats At Tiffany & Co., Bristol-Meyers
- 11th Circ. Affirms Wells Fargo Property Interest In Nadel Case
- PTAB Upholds Pozen Patent In Kyle Bass Challenge
- Calif. Court Gets Automatic Funding Disclosure Right
- Ashford Lobs $1.3B Bid At Fellow REIT, Readies Proxy Contest
- SEC Sues Fugitive Over $1.7M Forex Ponzi Scheme
- Killam Apartment REIT To Raise $53M Through Share Sale
- First Potomac Sells 2 D.C.-Area Properties For $89M
- REIT Geo Group Inks $360M Deal For Prison Rehab Provider
- Split DC Circ. Nixes Fannie, Freddie 'Profit Sweep' Suits
- Mitsui To Spend Up To $550M To Enter US Real Estate Market
- Kan. Stock Promoter Says 10th Circ. Order Blocks SEC Case
- Shkreli, Ex-Katten Atty Seek To Split Criminal Cases
- Swedish Pension Fund Unloads $2.1B In Assets
- DOL Notches Win Against Insurer's Fiduciary Rule Challenge
- Ex-JPMorgan Banker Gets 3 Years For Leaking Tips To Dad
- LA's Mark Geragos Preps NY Pension Whiz For $2B Bribe Trial
- Taxation With Representation: Weil, Skadden, Kirkland
- How The Obiang Case Exposes Limits Of Forfeiture Efforts
- Texas Justices Won't Review Morgan Keegan Securities Suit
- $3.9M Ends SEC's Stanford Ponzi Claims Against Ex-Exec
- Full Fed. Circ. Urged To Rethink Trading Patents' Alice Validity
- Anti-Money Laundering Expectations Under Trump
- NYU Asks Judge To Toss ERISA Suits Over Retirement Plan
- Commerzbank Tells Judge Not To Toss Wells Fargo RMBS Suit
- Alternative Asset Manager Hamilton Lane Primes $190M IPO
- Investors Can't Revise Distribution For $15M Farm Loan Scam
- Texas Holding Cos. Carried Out $13M 'Egregious Fraud': SEC
- Real Estate Rumors: Hampshire, Western Beef, Mount Sinai
- Acting SEC Chair Curbs Enforcement Staff's Power
- 6th Circ. Slams IRS In Retirement Transfers Dispute
- Euronext Says New Platform Shields From High-Speed Traders
- Fannie Mae Shareholders Want 2nd Chance In Deloitte Suit
- Morgan Stanley Pays FINRA Fine Over Municipal Bond Trades
- Prevezon Blasts New Gov't Evidence In $230M Tax Fraud Suit
- Ex-Calif. Atty Get 6 Years For $4.5M Investment Scheme
- DC Circ. Agrees To Rethink SEC Judges' Constitutionality
- Arconic Begins Unwinding Alcoa Stake With $890M Share Sale
- Relearning The Lessons Of Korematsu's Case
- How A General Counsel Should Think About AI: Part 2
- GOP Votes To Repeal DOL Rules On State Retirement Plans
- Millionaire Who Killed Son Presses $37M Merrill Fraud Case
- Ariz. Man Settles SEC's Real Estate Fraud Claims
- REIT Broadstone Net Lease Prices $150M Debt Offering
- Ex-SocGen Employee Loses Bid To Vacate Arbitration Award
- Judge Botched Trial Of NBA Investment Adviser, 7th Circ. Told
- FINRA Makes Oil And Gas Securities Co., CEO Return $24.6M
- Trusts Say New Reps Will Resist Feds' 1MDB Asset Grabs
- How A General Counsel Should Think About AI: Part 1
- Weil, Kirkland, Skadden Helm SoftBank's $3.3B Fortress Buy
- Blake Cassels, Osler Hoskin Guide $229M Canada REIT Merger
- Real Estate Rumors: 151, Wheelock, American Real Estate
- Platinum Partners, Dechert Parting Ways In $1B Fraud Suit
- Deutsche Bank Gets Claims Trimmed In Forex Delay Suit
- Investment Firm DLB Seeks $8M In Suit Over Sour Acquisition
- Morgan Stanley Pays $8M, Admits Wrongdoing Over ETFs
- Morgan Keegan Award Ruling Unfair, Investor Tells 11th Circ.
- Feds Seek 5 Years For Banker Who Gave Dad Merger Tips
- What You Need To Know About 'Unrestricted Subsidiaries'
- Overcoming Obstacles To Financial Reform And Deregulation
- 9th Circ. Skeptical UBS Account Suit Can Proceed In Calif.
- Valeant, Ackman Ink Allergan Litigation Management Deal
- Saving Lawyers 1 Less Drink At A Time
- Mnuchin Wins Confirmation As Treasury Secretary
- FINRA Seeks Input On Rollback Of Investment Projection Ban
- Ex-Galleon Trader Gives Up $7.3M For Insider Trading Scheme
- Ontario Pension Board Inks $574M Bond, Its Largest Ever
- NFL Player Adviser Settles With SEC Over Unregistered Sales
- REIT Sunstone Hotel Sells Calif. Property For $125M
- Pamplona, Ascent Plug $100M Into New Biz Nova Sciences
- ADT Insider Trader Must Pay Enhanced $2.8M Forfeiture
- Shareholder Activism On The Rise In Europe, Asia
- REIT Macerich's Board OKs $500M Share Repurchase
- Plan Sponsors, Approach Target-Date Funds With Caution
- Lawyers Cannot Stay Silent While Trump Belittles The Courts
- Ex-Jefferies Trader Seeks Acquittal On Sole Guilty Count
- Senators Question Goldman's Influence On Trump's Orders
- Senate To Vote Monday On Trump Treasury Pick Mnuchin
- Pension Suit Over Yahoo Investment In Alibaba Again Tossed
- House GOP Taking Aim At SEC Whistleblower Program
- MF Global Insurers' TRO Appeal Denied As Moot
- Great Portland Unloading London Development In $542M Deal
- NY Panel Says Bear Fund Liquidators Suit Time-Barred
- Unite-GIC Venture Lands $284M Student Housing Complex
- Marketing Basics For Solo Practitioners And Small Law Firms
- Citigroup 'Boys' Club' Bias Suit Looks Bound For Arbitration
- Del. Judge Upholds Skadden Duck Of Radnor Ex-CEO's Suit
- Taxation With Representation: Vinson, Bracewell, Debevoise
- How Open-End Funds Can Utilize Swing Pricing
- Trump Faces Longer Odds To Ax Fiduciary Rule After DOL Win
- LSE Urges Issuers To Step Up Environmental Reporting
- Starcrest Capital Closes $181M China Real Estate Fund
- Golf Tix Gifts Cost Investment Firm, Owner $400K SEC Fine
- Tower Research Gets Investors' Korean Futures Suit Tossed
- Hype Surrounds Trump's Financial Regulation Orders
- UK Financial Sector Shares Top Regulatory Concerns For 2017
- Post-Spokeo Issues Emerge In The 5th Circ.
- Law Firm Margin Improvement: The Long Game
- Delaware Justice Randy J. Holland To Retire In March
- Giancarlo Nearing Nomination For CFTC Chairman
- Shkreli Involved In Tech Startup Looking To Raise $1M
- SIFMA Blasts NYSE's 'Game Of Thrones' Analogy In Fee Fight
- DOL Beats Latest Challenge To Fiduciary Rule
- SEC's Exam Team Identifies Frequent Adviser Deficiencies
- Warren Says Industry Supports, Is Ready For Fiduciary Rule
- High Court Case May Doom $17M Eminence Short-Swing Suit
- DRA Advisors Pays Cabot $1.1B For Industrial Portfolio
- DOJ Criminal Division In 2016: Fraud Section Rising
- Inside The CFTC's New Advisories On Cooperation
- Groups Sue To Block Trump's 2-For-1 Regulatory Order
- Starwood Deal Pushes 4 Firms To Top Jan. Real Estate M&A
- 2017 Check-Up: Is Your Law Firm Positioned For Success?
- Starboard Settlement Adds Fresh Faces To Perrigo's Board
- SEC Bars Real Estate Investor Over His $20M Fee
- Real Estate Rumors: Henderson, Adam Leitman Bailey, KPMG
- Simpson Thacher Lands Ex-SEC Unit Chief
- Investors Blast Snap's Plan To Offer Non-Voting Shares
- Sens. Ask CFTC To Account For IT, Whistleblower Lapses
- 1st Circ. Affirms Conviction In Fake Hedge Fund Scam
- Convicted Ex-JPMorgan Trader Seeks 4 Years' Probation
- The Missing Key To 3rd-Party Litigation Funding
- Late Changes To Fiduciary Rule Memo Sow Confusion
- Ex-Financial Adviser To Pro Athletes Cops To Stealing $1M
- 2 Sentenced For $250M Offshore Pump-And-Dump, Tax Dodge
- Investment Co. Sued Over Alleged 'Hamilton' Ponzi Scheme
- Jefferies Sues To Halt FINRA Arbitration Over Stock Drop
- Cohen Milstein Brings Aboard Ex-NJ Securities Chief
- Ex-Execs Fight Discovery Freeze In $1B Platinum Fraud Suit
- Piwowar Orders SEC To Reconsider Pay Ratio Rules
- 10th Circ. Reassigns Fraud Suit From Outspoken Judge
- Law Firms That Double-Billed For Staff Attys Face $2M Probe
- Fla. Wealth Manager Stole Our Name, Ariel Investments Says
- Real Estate Rumors: CL Investment, Burwell, InvenTrust
- Cleary, Fried Frank Steer $450M Goldman-SL Green NYC Loan
- House Dems Blast Trump Efforts To Scale Back Dodd-Frank
- No JPMorgan Discovery For Aozora As Timeliness Is Weighed
- J.P. Morgan Loans $92M For San Diego-Area Mall
- Ex-Banker Urges High Court To Review Whistleblower Status
- Dodd-Frank Tinkering Risks Global Stability, EU Warns Trump
- Missing Pension Plan Participants: Gone But Not Forgotten
- Bruising Fight For Fate Of Dodd-Frank Lies Ahead
- MF Global Customer Attys Must Redraw Fee Bid
- Gov't Pushes For $2.8M From Ex-Analyst For Insider Trading
- AEW Closes Latest Seniors Housing Fund At $500M
- The Short-Swing Profit Rule And Its Impact
- Real Estate Rumors: Admiralty, NYC Penthouse, Hersha
- 2016's Top 5 Activists And Their Biggest Plays Of The Year
- SEC Says Investment Adviser Bilked $4M In Ponzi Scheme
- CORRECTED: Trump Orders Review Of Dodd-Frank And Fiduciary Rule
- Taxation With Representation: Cleary, Cooley, Skadden
- FINRA Is Ready To Focus On 'Blocking And Tackling'
- Gorsuch Could Tip Scales Against SEC's Admin Court
- MF Global Insurers Want Do-Over On Jurisdiction
- House Committee Chair Wants Pause On DOL Fiduciary Rule
- CFTC Grants Grace Period For EU Swap Margin Rules
- Linklaters, Greenberg Guide $179M Polish Malls Deal
- Cleary Gottlieb Guides Argentina's $7B Bond Offering
- REIT Apollo Commercial Did $160M Of Loans In January
- Neustar Investors Challenge $2.9B PE Shop Acquisition
- Prudential Investors Retreat From Excessive Fee Suit
- Convicted JPMorgan Trader Can't Get New Trial
- REIT LaSalle Sells Seattle Hotel To AJ Capital For $55M
- Hart-Scott-Rodino Considerations For 2017
- Can Federal Agencies Reverse Course Under Trump?
- The 4 Wittiest Dissents By Gorsuch
- Gorsuch's Opening Words Speak Volumes About His Style
- REIT's $1.5B IPO Thrusts 1 Firm Ahead Of Pack In Jan.
- Senators Flirt With Nuclear Option Over High Court Pick
- Similar On The Law, Gorsuch Differs From Scalia In Style
- Atty Says EB-5 Investments Not Securities In SEC Suit
- Securities Co. Pays $16M In Suit Over Schilling's 38 Studios
- Attys React To Judge Gorsuch's Supreme Court Nomination
- Hartford Investment Management Fees Excessive, Judge Told
- Defining Corporate Criminal Liability For Insider Trading
- 2nd Circ. Revives JPMorgan Silver Futures Antitrust Suit
- Anderson Kill Adds 3 Veteran Attys To Corporate Group
- Sullivan, Vinson Elkins Guiding Clipper Realty's $103M IPO
- 5 Firms Steer Columbia-Millennia $268M Deal And Financing
- BlackRock Grabs Infrastructure Funds After Trump Actions
- The Myth Of The Forceful Mediator
- Key Takeaways From FINRA's 2017 Priorities Letter
- Senate Panel Advances Price, Mnuchin Without Dems Present