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Asset Management - March, 2017
299 articles
- T. Rowe Must Face Suit Over $388M In Mutual Fund Fees
- Nomura Trader Says 'Litvak' Should Be Taboo At Trial
- Ex-JPMorgan Analyst Can't Duck Deadlock Charges, Feds Say
- A Law Firm's Guide To Social Media
- IOSCO Enhances Int'l Cooperation Standards For Enforcement
- Morgan Lewis Axed By Client Over Ties To Trump
- Ex-Exec Ducked Cleanup Obligations In CERCLA Suit
- Standard General Open To Settling Charney Coverage Suit
- Peabody Energy ERISA Case Gets Tossed By Missouri Judge
- SEC Upholds Penalties Against 'Financial Myth Busting' Host
- Goldman, Citi Loan Mack-Cali $125M For New Jersey Buys
- Winston & Strawn Malpractice Suit Transferred To Florida
- Hedge Fund Drug Patent Challenges In Doubt After Bass' Test
- UBS Age Bias Suit Denied Hiatus For Class Waiver Ruling
- Simpson Steers Carlyle's $218M NYC Office Condos Buy
- 3 Firms Guide $107M Amherst Residential Portfolio Deal
- Seminoles Lose Bid For Share Of Oil Co. Heir's Insurance
- NYC Man Pinched In $2.4M Forex Fraud Pleads Guilty
- Interdealer Broker To Pay SEC $2.5M Over Hidden Markups
- Judge Picks Receiver For Cos. Linked To $7.4M Chilean Fraud
- 7th Circ. Refuses To Block Order For 'Ariel' Name Change
- Private Credit Market Deals Expected To Rise, Survey Says
- CFTC Appoints NY Fed. Prosecutor As Enforcement Chief
- UBS Units Urge 5th Circ. To Nix Suit Over Enron Knowledge
- Ex-Citibank Traders Hit With CFTC Fines Over Spoof Orders
- SEC Pauses 'Big Short' Adviser's Fine For Appeal
- PCAOB Sanctions Ex-Deloitte Brazil Execs Over Cover-Up
- 7th Circ. Wary Of Expanding Atty Liability In Mayer Brown Suit
- Senate Votes To Ax DOL Municipal Retirement Savings Rule
- DOL Fights Request To Halt Fiduciary Rule At 5th Circ.
- Ex-Nomura Traders Want Tardy Evidence Nixed From Trial
- Swaps Buyers Fight To Keep Claims Broad In ISDAfix Suit
- Ex-American Apparel CEO Can't Revive Firing Defamation Suit
- Dems Say Piwowar Overstepping Authority At SEC
- 13 Escape Claims They Defrauded An Elderly Man
- Duke Energy Investors Take Coal Ash Suit To Del. High Court
- Goldin Properties Gets $1.5B Offer From Chairman
- Balancing Activist Concessions With Shareholder Sentiment
- MSRB Ad Rule Proposals Take Heat From Some Muni Advisers
- Stock Promoter Can't Sue To Stop SEC Action, Judge Says
- RBS Objects To Direct Appeal In Madoff Clawback Fight
- Ex-Katten Atty Says Indictment In Shkreli Case Is 'Careless'
- PE-Backed Athene Preps Potential $1.3B Secondary Offering
- 9th Circ. Tosses Steve Wynn's FCPA Defamation Suit
- DLA Steers Union Investment's $90M Seattle Hilton Hotel Buy
- Silence May Not Be Golden For Cos. After High Court Review
- Attys Bungled Briefs In Fannie, Freddie Suit, DC Circ. Told
- FINRA, Exchanges Say Lek Securities Fostered Fraud Account
- Stinson Staves Off DQ In 2 ResCap MDL Cases
- Pimco Strikes Deal With Gross In $200M 'Family' Ouster Row
- 10th Circ. Urged To Stick With Ruling On SEC Judges
- Are Your In-House Lawyers Happy?
- Wal-Mart Fights Sanctions Bid In Mexican Bribes Docs Rift
- Chicago Adviser's Assets Frozen In SEC Senior Fraud Case
- Ex-Compliance Chief Cops To SEC's Brokerage Fraud Claims
- Deals Rumor Mill: EGA, Ferromex, Fortis Healthcare
- Atty Says FBI Leaker Possibly Tainted Platinum Partners Case
- Sullivan Worcester Reps SNH On $261M Property Stake Sale
- High Court To Weigh Disclosure Duty In Leidos Investor Suit
- Clayton SEC Is Well-Positioned To Scrap CAT
- Prevezon Wants No Mention Of Magnitsky In Seizure Trial
- Sidley, Deloitte Likely Still On Hook For $350M Ponzi Row
- Taxation With Representation: Latham, Kirkland, Simpson
- Judge Will Allow Class To Object To $75M State Street Fees
- 2nd Circ. Referees Fund Founder's Suit Against Prosecutors
- Vegas Man Can't Shake $1.5B Ponzi Scheme Charges
- NYC Chrysler Building Owners Land $300M Loan
- CORRECTED: Citigroup Won't Seek Fees, Costs In Arbitration Spat
- Blackstone Exits SeaWorld In $429M Stake Sale
- KRE Group, Partner Score NJ Rental Complex In $70M Deal
- Piwowar Applauds Market Study, Plans Exchange Fees Pilot
- Broker Gets 90 Days In $131M ForceField Stock Pump Case
- Google, NASA, Planes And A Stronger Legal Team
- 5 Takeaways From Clayton's SEC Confirmation Hearing
- Ex-UBS Exec Says FINRA Testimony Got Him Fired
- FINRA, DTC Accused Of Sending $8M To Wrong Investors
- IRS Calls $50M In Tax Assessments On Estate 'Protective'
- Washington REIT Paying $135M For DC Office Building
- 10 Tips For Better Legal Negotiations
- MF Global, PwC Settle $2B Malpractice Claim
- Bipartisan Bill Would Make PCAOB Proceedings Public
- SEC Shrinks Settlement Cycle For Securities Trades To 2 Days
- Zohar Funds Say Tilton 'Pillaged' Them, Can't Escape Suit
- Don't Stall CEO-Worker Pay Ratio Rule, Investors Tell SEC
- Biz Groups Urge 5th Circ. To Pause DOL Fiduciary Rule
- Starwood Raises $2.85B Milestone Apartments REIT Offer
- Financial Firm Slams Broker's Challenge To $20M Award
- Mapletree Raises $534M For Student Accommodation Trust
- Gray Matters: Decision Error
- Royal Park Loses Cert. Bid In $3.1B Deutsche Bank RMBS Suit
- Don't Halt CEO Pay Ratio Disclosure Rule, Dem Sens. Tell SEC
- Commerzbank's $1B BNY Mellon RMBS Case Clears Hurdle
- DLA Piper Guides May River In $165M Fund Close
- Atty Can't Keep $5M From Alleged Ponzi Client, 9th Circ. Says
- Scottsdale Urges Supreme Court To Revive FINRA Challenge
- Hong Kong Regulator To Ease Derivative Position Limits
- BNY, Morgan Stanley End $81M Suit Over Mall Built On Dump
- FINRA Charges Clearing Firm Over Supervisory Failures
- PTAB Upholds Biogen Drug Patent In Hedge Fund Challenge
- Law Schools And Law Firms: Seeking Common Ground
- Hedge Fund Founder Calls SEC's Fraud Claims Deficient
- CORRECTED: Citigroup, Abu Dhabi Fund Spar Over Arbitration Costs
- PwC Calls Jury Primer 'Finger On The Scale' In $2B Suit
- Wash. Adviser Who Hid Ponzi From SEC Cops 80-Month Plea
- Ariel Investments Competitor Wants Stay On Name Change
- Omega Advisors Founder Can't Ditch Insider Trading Claims
- High Court Won't Review Would-Be Whistleblower's Petition
- Senior Housing REIT Drops $62M On Memory-Care Facilities
- Bankruptcy Court Must Clarify Millennium Labs Fraud Release
- Broker Defends Ownership Of Junk Wells Fargo Mortgages
- Biz Groups Can't Block DOL Fiduciary Rule, Judge Says
- Jones Day, Simpson Steer $1.4B Europe Real Estate Deal
- FINRA Tackles Senior Financial Exploitation
- Not From Around Here? Trying A Case As An Out-Of-Towner
- Del. Justices Asked To Review AIB Bulgarian Bank Dispute
- DOL Gets Flood Of Letters On Fiduciary Rule Delay
- Chamber Says Texas Judge Should Still Block Fiduciary Rule
- JV Nabs 3 US Student Housing Portfolios In $1.6B In Deals
- SIFMA Applauds CFTC Changes To Record Keeping Rules
- KKR, CDPQ Drop $4.3B On Insurance Brokerage USI
- Pastor, Tech Expert Guilty Of Bitcoin Bank Bribery Scheme
- A Narrow Exception To NY's Foreclosure Limitations Period
- The Firms That Handle The Most Securities Litigation
- Judge Says Jury In $2B PwC Malpractice Row 'Confused'
- Northrop Exec Pressed On $10.5M Expenses In ERISA Trial
- Pa. Judge OKs Assets Plan In $34M ERISA Suit Against Atty
- American Realty Investors Say Class Cert. Is Easy Call
- SDNY Judges Handle 1 In 4 Securities Cases, Data Show
- Investor Sues Over Loan Supposedly Made To NFL Player
- REIT LondonMetric Sells 3 Retail Properties For $75M
- Businessman Gets Nearly 20 Years For $14M Ponzi Scheme
- Making Sense Of Potential DOL Fiduciary Rule Challenges
- Plaintiffs Face Uphill Battle In Excessive-Fee Litigation
- Allergan Investors Win Cert. In Valeant Insider Trading Row
- Ex-Oppenheimer Adviser Gets 6 Months For Insider Trading
- Manatt Phelps Wins $7M Fee Appeal Against ECC Capital
- PwC Fails To Kill MF Global's 'New Theory' In $2B Trial
- Madoff Trustee Wants Transfer Clawback Fight In 2nd Circ.
- Bankrupt SunEdison Seeks To Advance $2.5B Yieldco Deal
- FINRA Appoints Ex-SEC Deputy Chief As Senior Adviser
- CFTC Chair Nominee Urges Scaling Back 'Flawed' Regs
- SEC Says Adviser Misled NFL Players On Unregistered Stocks
- Ex-Hunton Patent Atty Convicted Of Insider Trading
- Investor Threatens Safran Shakeup, Wants End To Zodiac Deal
- Ex-Stanford Workers Blast 5th Circ. Arbitration 'Error'
- Wells, Deutsche Bank, RBS To Pay $165M In NovaStar Deal
- What Should Puerto Rico Offer Its Creditors?
- Considerations For Exhibit Hyperlinks In SEC Filings
- 4 Reasons Cos. Are Staying Private Longer
- Jefferies Seeks End To FINRA Arbitration Over Biotech Stock
- Fed. Circ. Says $50M Hedge Fund Loss Not Exempt From IRS
- Constellis Employees Win $30M In ERISA Suit
- Stifel Nicolaus Pays SEC Fine For Wrap Fee Program Failures
- Wells Fargo Yielded Verdict's Preclusion Of Fiduciary Claims
- SIFMA Backs DOL's Fiduciary Rule Delay
- FINRA Tosses Insider Trading Charges Against Trader
- Wynn's FCPA Defamation Suit Faces Skeptical 9th Circ.
- Wells Fargo Says Broker May Not Own Securities In Suit
- SEC Says Lack Of False Statements Doesn't Negate Fraud
- PNC Liable For Couple's $70M Ponzi Scheme, 6th Circ. Hears
- SEC Urges 10th Circ. To Reconsider ALJ Decision
- Ackman Sells Entire Valeant Stake, Takes Huge Loss
- 3 Firms Steer $479M Deal For Generator Hostels
- Too Late For PwC To Object To 'New' Theory, MF Global Says
- 9th Circ. Widens Split Over Dodd-Frank Whistleblowers
- How The Most Profitable Law Firms Structure Their C-Suites
- PwC Wants New Theory Out Of $2B Malpractice Battle
- Indicted State Street Execs Point To Bank's Forex Woes
- Accountant Gets 5 Years For $1.5M Ponzi Scheme
- 2nd Circ. Says Carrington Breached Recession-Era Contract
- Starr Must Cover Costs Of Govt. Probes, Reinsurer Says
- CVB's $6.2M Deal Ending Investor Class Action Gets OK'd
- Real Estate Rumors: Anbang, 1WorldSync, Sugar Hill Capital
- Bond Insurers Chide JPMorgan At Kickoff Of RMBS Trial
- Wal-Mart Investors Seek Sanctions In Mexico Bribe Case
- Clifford Chance Guides Ivanhoe's $565M Madrid Mall Sale
- PE-Backed Issuers Prime Secondary Deals Totaling $208M
- Northrop Execs' DQ Bid In ERISA Case Called 'Hail Mary'
- Legal Tech Download: Dentons' RegTech, LawGeex Funders
- Ex-Jefferies Trader Can't Ditch Sole Guilty Count, Feds Say
- Schwab Says Securities Routing Suit Lacks Fraud, Injury
- Biz Groups Seek Emergency Stay On DOL Fiduciary Rule
- Don't Bet On Unsupported Worldwide Order To Secure Assets
- Settlement Strategy: What Does The Client Really Want?
- Big Banks Dodge Investors' Rate-Rigging Claims
- Corzine Takes A Few Hits In $2B PwC Malpractice Scrap
- Judge Denies Mid-Case Appeal In $1.5B GM Ch. 11 Dispute
- Real Estate Rumors: Lightstone, Host Hotels, Benchmark
- SEC Judge Won't Stay Tilton Case For Iffy High Court Battle
- JPMorgan, Others See 6 Months Of Rate-Rigging Claims Cut
- Banned Adviser Urges DC Circ. To Upend Past Ruling On ALJs
- Paul Hastings Steers Barclays' $140M NYC Loan
- Taxation With Representation: Davis, Weil, Cravath, Sidley
- Ex-Vanguard Atty Says Dodd-Frank Ruling Backs Revival Bid
- $30M Suit Threat Spurs Claim Against Italian Football Club
- MF Global-PwC Fight Could Set Troublesome Precedent
- SEC Urges 2nd Circ. To Affirm $1M Insider Trading Fine
- SEC Enforcement By The Numbers, And The End Of An Era
- REIT Segro Buys Out Airport JV Partner Aviva For $444M
- In The Associate Lateral Market, All Law Firms Are Not Equal
- Corzine Stands By Bond Bet Prior To MF Global's Collapse
- 10th Circ. OKs Deal Blocking Investor Suits Over $24M Fraud
- Ex-Rabobank Trader Gets Time Served Over Libor Rigging
- Schorsch, Others Sued Over $1.4B RCS Capital Ch. 11
- Reflections From A Mock Trial
- Voya Pays $3M SEC Fine Over Conflicted Revenue Agreement
- 8th Circ. Says Court Mistook Its 401(k) Damages Suggestion
- Deals Rumor Mill: Bayer, Novomatic, Stada
- European Fund Inks €900M IKEA Shopping Center Deal
- SEC Should Bar No-Vote Share Structures, Committee Told
- Real Estate Rumors: Wharton, Columbia, Whole Foods
- Here Comes The Rule-Making Revolution
- Ex-Broker Tells Of Cover-Up Over Ex-Hunton Atty's Inside Tip
- MF Global Expert Relied On Old Rule In $2B PwC Fight
- Policy Limits Apply To Hospital System's Defense Claims
- REIT Host Hotels Inks $219M Deal For W Hollywood
- Dov Charney Urges Revival Of Hedge Fund Defamation Suit
- SEC Nominee Clayton's Ethics Filings Show Possible Conflicts
- Dewey, Patterson Trustee Fees Trimmed In Nortel Ch. 11
- Platinum Partners Exec Hit With Injunction In $1B Fraud Suit
- CDPQ, Suez Ink $3.4B Deal For GE's Water Biz
- Real Estate Rumors: Rissman, Moinian, Paramount Miami
- 9th Circ. Says Dodd-Frank Protects Non-SEC Whistleblowers
- Watchdog Says Icahn Disclosures Fall Short Given Trump Role
- 'Big Short' Adviser Brings ALJ Challenge To DC Circ.
- Eliminating The Accredited Investor Concept Is Problematic
- Issues To Expect In A Title III Puerto Rico Restructuring
- Bharara Snags 1st Muni Bond Securities Fraud Conviction
- Ex-BigLaw Atty's Pfizer Tip Shared Among Friends, Jury Told
- Highland Seeks Revival Of Credit Suisse Deceptive Loan Fight
- 2nd Circ. Tolling Ruling Strains Courts, CalPERS Tells Justices
- MF Global Tells Jury $2B PwC Botch Killed The Company
- SEC Partly Settles With Texan In Fake Investment Pitch Case
- Northern Trust Escapes ERISA Suit Over Benefit Changes
- QIC Closes $1.78B Infrastructure Fund
- Shkreli, Ex-Katten Atty Should Not Split Trial, Feds Say
- Tilton, Patriarch Partners Seek To End Zohar Funds' Suit
- Madoff Investors' $65B Suit Against Picower Tossed In NY
- SEC Bolsters Suit Over 'Hamilton' Ticket Ponzi Scheme
- Real Estate Rumors: Rauxa, Blackstone, Prologis
- High Court Urged To Limit SEC Disgorgement
- Brookfield To Shell Out $2.5B For SunEdison Yieldcos
- Goldman Investors Say 2nd Circ. Ruling Backs Abacus Case
- Compliance Tips For Robo-Advisers As They Take Spotlight
- Ex-BigLaw Partner Tells Jury He Wouldn't Break Law For $15K
- Ill. Appeals Court Affirms Vacation Pension Provision Repeal
- Deals Rumor Mill: Deutsche Bank, Stada, Zhong An
- Chancery Holds Unresponsive Chinese Tech Co. In Contempt
- CFTC Hires Ex-Proskauer Rose Atty As General Counsel
- Stillwater Settles With Holding Cos. In $50M RE Suit
- Investors Want Icahn's Federal-Mogul Takeover Appraised
- Feds Lack Proof To Back $230M Tax Fraud Suit, Prevezon Says
- Ex-Stanford Exec Says Attys Botched 20-Year Sentence
- US Bank, Investors Battle Over Certification In RMBS Suit
- US Bank Fights Would-Be Class In $6.7B RMBS Suit
- Split DC Circ. Denies Injunction In CFPB Challenge
- PTAB Upholds Juxtapid Patents In Hedge Fund Challenge
- Standard Life Puts Final Touches On $4.7B Aberdeen Buy
- Cleary Gottlieb Steers Deutsche Bank's $8.5B Capital Raise
- Data Analytics Now Cost-Effective For Smaller Firms
- NY Appeals Court Hands TCW Win In $128M RMBS Suit
- Galleon Founder Can't Ditch Insider Trading Sentence
- 9th Circ. Won't Revive Claims UBS Plundered Secret Accounts
- Ariel Investments Competitor Needs New Name, Court Rules
- Taxation With Representation: Morrison, Choate, Orrick
- Judge Muzzles MF Global On PwC 'Public Watchdog' Role
- Financial Co. Says $20M Post-Arbitration Suit Belongs In Calif.
- Using The SAFETY Act To Comply With NY Cyber Rules
- Don't Underestimate The Value Of An Internal Audit
- Manatt's $7M Fee Win Can't Stand, ECC Tells Calif. Court
- Merrill Didn't Burn Client In 2009 Stock Sell-Off, 6th Circ. Says
- Finance Guru Cops To Fleecing Rich Clients, Looting Trusts
- SEC Disgorgement Is Time-Barred, Supreme Court Told
- Electrolux Broadens Its Food Biz With $108M Grindmaster Buy
- Texas Oil Ponzi Schemer Gets Nod For 7-Year Plea Deal
- SEC Limits Whistleblower's Award Over Culpability, Delay
- Ashford REIT Buys $97M Napa Hotel After Blocking Activists
- Judge Says High Court Bars $17M Eminence Short-Swing Suit
- Tier REIT Sheds Last Philly Property In $95M Deal
- New Business Opportunities In Shared Workspaces
- Madoff Figure's $20M Deal With Calif., Investors OK'd
- Trump Pulls CFTC Nominations For 2 Obama Picks
- Bank's Brass Beats Derivative Suit Over Steep Stock Loss
- Hard Rock Leads Buyers Of Trump Taj Mahal From Icahn
- Feds Rip 1MDB Trusts Over Late Filings, Deny Intimidation
- Defunct Trader Can't Vacate $5M CBOE Arbitral Award
- Deals Rumor Mill: Sinclair, Brookfield, Time
- Hartford Financial Beats Suit Over Management Fees
- Dream Global REIT To Raise $75M In Share Sale
- Why Puerto Rico Will Likely Rely On PROMESA Title III
- Real Estate Rumors: Oxford, Hickory Farms, Silver Lake
- Labor Department Moves To Delay Fiduciary Rule
- Attys Request $8.8M Fees In Barclays Forex Rigging Case
- Alternative Asset Manager Hamilton Lane Prices $190M IPO
- FINRA Settlement Bars Broker For Unauthorized Trades
- SEC Freezes Assets In SoftBank-Fortress Insider Trading Row
- Marathon Petroleum Sends Assets To MLP For $2B
- Down To 2, SEC Moves To Modernize Reporting Rules
- Former NFL Player, Banker Get 6 Years For Ponzi Scheme