Try our Advanced Search for more refined results
Asset Management - June, 2017
313 articles
- SEC Wins Contempt Bid Against Investment Co. Over Records
- Investor Says He Lost $4.8M As Shkreli Fund Failed
- SEC Investor Advocate Says It Needs Breather On Rules
- Husband In Couple's $70M Ponzi Scheme Gets 15 Years
- Novartis Escapes End Payors' Gleevec Antitrust Suit
- With No Bass In Drug Patent Appeal, USPTO Intervenes
- Sullivan Guides CPPIB In $1.2B Deal For Houston REIT
- Feds Say Brit Raised $37M For Fake Bitcoin, Office Cos.
- Sheppard Mullin Sued By Bankrupt Co. Over Property Sale
- CFTC Inks $5.2M Settlements Over Eurodollar 'Wash Trades'
- Brand Battles: Mars Says Hershey Can't Own 'Scary' Candy
- DOL Asks For More Info On Fiduciary Rule
- Real Estate Rumors: Harvard, VTS, Morguard
- American Realty Ex-CFO Guilty Of Securities Fraud
- 3 Key Areas Legal Operations Teams Should Focus On
- Protecting And Enforcing Judgment Creditor Interests In IP
- What The Experts Said About High Court Rulings This Term
- High Court Faces Tricky Knot On State Securities Suits
- REIT Ex-CFO 'Jacked Up' Key Metric, Feds Say In Summation
- Shkreli Investor Says She Felt 'Betrayed' By Bait And Switch
- 8th Circ. Vacates Firm's Disgorgement Under Kokesh Ruling
- CFTC Inks 1st Nonprosecution Deals With 3 Citi Cooperators
- Madoff Trustee Atty Blasts Discovery Concealment Accusation
- NewRiver REIT Buys Out UK Mall JV Partner For $77M
- Keppel REIT Drops $267M On Stake In Australia Project
- No Collusion In GM Investors' $300M Deal, 6th Circ. Told
- US Law Firms Face Discovery Of Foreign Clients' Records
- The Future Of Law And The Demise Of The Midsize Firm
- Shkreli Atty Dubs Him 'Genius,' Denies Fraud As Trial Begins
- Mayer Brown Malpractice Suit Tossed At 7th Circ.
- SEC Whistleblower Program Is Business As Usual, Chief Says
- Puerto Rico Oversight Board Must Rethink Plan In Bond Row
- FCA Intervention A Turning Point For UK Asset Managers
- A Significant Victory For Securities Class Action Defendants
- Canadian Investors Betting Big On US Clean Energy Sector
- The 10 Funniest Moments Of The Supreme Court Term
- The Most Talkative Justice Of The High Court Term
- The Cases That Got The Justices Talking
- HSBC Says Housing Crash Claims Too Varied For Class Action
- Greenberg Traurig Adds Real Estate Atty From Ropes & Gray
- 2 FINRA Rules Ripe For Review And Clarification
- REIT Government Properties Puts Up $1.4B For First Potomac
- 2 Men Seek Acquittal In Nomura RMBS Fraud Case
- How Discovery Has Changed Under New Federal Rules
- The Stakes In High Court's Dodd-Frank Whistleblower Case
- Innovating For Wise Juries: Pre-Voir Dire Questions
- UK Watchdog Unveils Tough New Rules For Asset Managers
- REIT Ex-CFO 'Harmonized' Key Metric In Filings, Jury Hears
- Employers May Regret Forcing Dodd-Frank Whistleblower Test
- Shkreli Attorney Claims Bad Press Tainting Jury Pool
- Chilean Co. Receiver Fights Bankruptcy In $7.4M Fraud
- Gorsuch And Thomas Becoming Fast Friends At High Court
- Kortright Misrepresentation Claim Stands Against Investcorp
- 5 High Court Concurrences That Read Like Dissents
- The Sharpest Dissents From This Supreme Court Term
- Alleged Kickback Scheme Not Covered, Insurer Tells 9th Circ.
- MF Global Insurer Posts $15M To Continue Arbitration Bid
- High Court Turns Away Bear Stearns Investor After CalPERS
- Supreme Court Declines To Hear Class Action Tolling Case
- Platinum Defendants Claim SEC Is Strong-Arming Receiver
- SEC, CFTC Chiefs Say Budget Proposals Reflect Tech Needs
- Martin Shkreli Goes On Trial — What To Expect
- CDL Hospitality Trusts Buys Munich Hotel For $112M
- FINRA Continues To Step Up Focus On Senior Investors
- An Interview With Floyd Abrams
- Supreme Court To Review State Jurisdiction In Securities Suits
- REIT Ex-CFO Tells Jury 'Absolutely' No Intent To Defraud
- IAC Drops Stock-Shuffling Plans, Negating Class Action
- Puerto Rico Defends Methods To Resolve Bond Conflict
- Certainty For Defendants Will Burden Institutional Investors
- FelCor Hit With Investor Suit Over Merger With RLJ Lodging
- Harsh Words For Shkreli From Jurors As Selection Begins
- Madoff Trustee Inks $23M Deal With Fraudster's Sons' Estates
- NJ Judge OKs $4M Deal Ending Investor Suit Over Travel Co.
- The Supreme Court Term By The Numbers
- The Firms That Won Big At The Supreme Court
- IP Cases Led The Pack In High Court Amicus Briefs
- 2 Commercial REITs Move Forward On IPOs Totaling $245M
- Bucking Tradition: NewLaw And The Coming Millennials
- Third Point Takes $3.5B Nestle Stake, Calls For Change
- Deutsche Drops $394M On Pair Of London Properties
- Real Estate Rumors: JPMorgan, Pacific Urban, Mountain View
- DLA Piper-Led Store Capital Gets $377M Berkshire Investment
- PE-Backed Hotel Manager Gets $255M Golub Capital Loan
- DC Circ. Split Tees Up High Court Review Of SEC Judges
- High Court Applies Strict Time Limit To Securities Suits
- Justices To Resolve Split Over Dodd-Frank Whistleblowers
- Gray Matters: We Feel, We Decide
- 4th Circ. Rules NFL Retirement Plan Wrongly Denied Benefits
- AbbVie Fights Hedge Funds' Bid To Return To State Court
- Ex-ITG Head Settles SEC's Foreign Shares Supervision Claims
- Mortgage Lender's Board Hid Possible Fraud, Investor Says
- Wash. State Co. Agrees To CFTC Bar On Commodities Trades
- Real Estate Rumors: Extell, Equity Office, HUD
- UK Litigation Roundup: Here's What You Missed In London
- Labaton Sucharow Picked To Lead Tempur Sealy Investor Suit
- The Misconception About SWS Appraisal Decision
- Contract Challenges With Selling 'Dualed' Auto Dealerships
- Feds, Shkreli Trade Claims Of Dubious Witness Tricks
- Investors Call Coworking Startup Bar Works A Ponzi Scheme
- REIT Ex-CFO's Bonus Could Hit 8 Times Salary, Feds Say
- Deutsche Defends Loan Sample In $306M Mortgage Trust Suit
- JPMorgan Says Fee Complaint Compares The Uncomparable
- Clayton Laments IPO Decline At SEC Meeting
- Commercial REIT Prices $205M IPO To Fund Asset Deals
- SEC Says NY REIT's Charter Change Stiffed Shareholders
- Insurer Ordered To Pay MF Global Almost $1M In Attys' Fees
- Willkie Farr Snags Stroock Fund Formation Atty
- Puerto Rico Court Shouldn't Hear Tax Row, Stakeholders Say
- Wells Fargo Makes $3.25M Settlement Over Options Reporting
- Justice Kennedy's Moderating Influence On The High Court
- A Resurgence Of Synthetic Securitizations
- How Kokesh Will Impact The FTC And Other Agencies
- UK Watchdog OKs £3.8B Standard Life-Aberdeen Tie-Up
- Sheppard Mullin Beats Fraud Claims Over $8.5M Judgment
- Justice Sotomayor On The Power Of Dissent
- Azeri Bank's Restructuring Under Fire In Ch. 15 Hearing
- Genworth Agrees To $20M Settlement In Suit Over Unit's IPO
- Junior Staffer OK'd REIT's Challenged Filing, Jury Hears
- Arbitration Over $27M Tin Futures Trading Loss Rebooted
- Pebblebrook Hotel REIT Sells Dumont NYC For $118M
- Ex-Prosecutor Who Drafted Swiss Bank Plan Joins Jones Day
- Cattle Futures Traders To Pay CFTC $5.5M For Flouting Limits
- SEC Wants Briefs On CBOE Reviews Of Disciplinary Actions
- China Shares Finally Added To Key Emerging Markets Index
- Innovating For Wise Juries: Juror-Posed Questions
- Marblegate Picks New Fight With EDMC After 2nd Circ. Loss
- Adviser Gets 2 Years In $1.3M 'Cherry-Picking' Scheme
- Ex-Faruqi Atty Seeks to 'Rewrite' Fee Deal, Firm Tells 2nd Circ.
- FINRA Panel's $20M Award Over Soured Trade Approved
- 7th Circ. Affirms Conviction For NBA Investment Adviser
- National Events Restructuring Put On Hold Again
- Feds' Witness Branded As Liar In American Realty Fraud Trial
- Biz Groups Say Bankruptcy Law Stops Lehman Swap Claim
- CFTC Dem Calling It Quits Over 'Intolerable' Gridlock
- Putnam Investments Beats ERISA Class Action
- Puerto Rico Blasted For Trying To Expand Bankruptcy Shield
- Wells Fargo Says Account Scandal Not Securities Fraud
- Pa. Justices Ax Fiduciary Duty In Insurance-Advice Dispute
- Supermarket Income REIT Eyeing £200M IPO
- REIT Head Urged Fraud Of Key Earnings Metric, Jury Hears
- Justice Sotomayor On Working A Room And The Post-Scalia Void
- Don't Believe The Tweet — Shkreli Low On Cash, Atty Says
- Puerto Rico Creditors Rip Board's Plan To Solve Bond Conflict
- Valeant Tries To Zap Claims In 4 Securities Fraud Suits
- Lender Blasted For Effort To Lift Ticket Reseller's Ch. 11 Stay
- Robbins Geller To Lead Proposed Amtrust Stock-Drop Class
- PE, Pension Firms Sink Cash Into Pattern's Clean Energy Push
- CFTC Watchdog Blasts Agency's Swaps Margin Analysis
- CareerBuilder Majority Stake Handed Off For $490M
- Footnote In Kokesh Signals Bigger Changes On The Horizon
- High Court Won't Hear ERISA Suit Over Bernie Madoff Profits
- FCA Ready To Clamp Down On UK Asset Management Sector
- 4-Year-Old Madoff Victim Fund To Begin Payments This Year
- Fed. Watchdog Wants Puerto Rico To ID Key Services
- 9th Circ. Won't Rethink New Falsity Standard Ruling
- Consolidated Audit Trail Fee Plan Unfair, SEC Told
- UK Litigation Roundup: Here's What You Missed In London
- JPMorgan Wants Adviser's Suit Axed Over FINRA Arbitration
- Shkreli Wants Millions In Bail Back For Bills
- Fees Chopped, Releases Cut In $25M Third Ave. Settlement
- Reinsurer Exec Says $50M RICO Suit Must Be Arbitrated
- Travelers Says Charney Defamation Suit Costs Not Covered
- NJ Hedge Fund Owner To Face All Counts In 1 Trial
- Miners Find Themselves In The Spotlight Once Again
- CLO Market Forges Path To Risk-Retention Compliance
- Tips For Complying With ABA's New Encryption Guidance
- American Regulators Playing FinTech Catch-Up
- No Rules On Key REIT Metric, Witness Says In Ex-CFO Trial
- Gov't Goes After Another $540M In Assets In 1MDB Scheme
- Judge Won't Toss Suit Against GE Capital Over $3.6B Scheme
- Investors Get Class Cert. In Angola Oil Bribe Suit
- Broker Denied New Trial In $22M Oil Investment Fraud Case
- Real Estate Rumors: Google, Hines, Gateway Casinos
- Anthem, CalPERS Sued Over Reimbursement Levels
- Deals Rumor Mill: Slack, Capita, SS&C Technologies
- Granite Point Mortgage REIT Launches $205M IPO
- Judge OKs $9.5M Deal To Settle Tile Shop Investor Suit
- SEC Cuts Tilton Disgorgement By $45M After Justices' Ruling
- Bipartisan State Treasurers Urge No Change To Fiduciary Rule
- Creditor, Retiree Committees Appointed In Puerto Rico Case
- Jury Delivers Single Conviction In Nomura RMBS Fraud Case
- Skullcandy Shareholders Denied Attys' Fees
- DDR, Madison International Realty Ink $1.05B Mall Recap
- UK's Marex Ruling May Lead To New Tortious Cause Of Action
- 2 New Cases Highlight Scrutiny Of Univ. Retirement Plans
- Justice Ginsburg On Oral Argument And 'Imperious' Attorneys
- Chancery Sends Innoviva Board Fight With Sarissa To Trial
- 5 Federal Judges To Mediate Puerto Rico Bankruptcy Fights
- Lender To Bankrupt Ticket Reseller Seeks Lift Of Ch. 11 Stay
- Facing 8 Years In Prison, Coin.mx Founder Begs For Leniency
- Ropes & Gray Guides $435M Hamilton Lane Investment Fund
- New Senior Hit With Shareholder Suit Over $640M Deal
- Rakoff Rips Guidelines, Gives Ex-Visium Manager 1.5 Years
- Ex-Exec, SEC Settle Suit Over Pump-And-Dump Reporting
- CFTC Settles Off-Exchange Deals Dispute For $1.63M
- Elliott Eyes BHP Board Overhaul, Independent Review
- 3M Asks 8th Circ. To Reconsider Ponzi Loss Coverage
- Puerto Rico Fiscal Reform: The End Of The Beginning
- Regulatory Focus On Bond Valuation Should Not Be Ignored
- Innovating For Wise Juries: Preliminary Instructions
- All-Time Top Securities Settlements Boosted By Record 2016
- REIT Ex-CFO Made Up Numbers To Match Guidance, Feds Say
- MF Global Insurer Must Post $15M To Continue Arbitration Bid
- Former SEC Deputy Chief Of Staff Joins Quinn Emanuel
- White House Taps Ex-Derivatives Industry Lobbyist For CFTC
- Ex-State Street Exec. Should Face Fraud Charges, Feds Say
- Due Diligence From The Lateral Partner's Perspective
- UBS Says Fired Adviser Not Whistleblower Under Dodd-Frank
- Traders Who Used Schwab Get 3rd Crack At Fraud Suit
- Real Estate Rumors: JP Morgan, Facebook, Robert W. Baird
- Lateral Partner Due Diligence: Where Should A Firm Begin?
- Justice Ginsburg On Diversity And Persuading Her Colleagues
- Feds Go After New Luxe London Properties In 1MDB Scandal
- Citi To Pay $1M For Lax Trade Controls Behind Price Swings
- Investors Say Feds Wrong On State Securities Suit Petition
- CFTC, Watchdog Disagree Over Futures Association Oversight
- Costco Says Hedge Fund's Ponzi Scheme Suit Is Time-Barred
- Northrop Grumman Settles 401(k) Fee Class Suit For $16.75M
- Real Estate Rumors: Walton Street Capital, McLain, ASB
- Tritax Big Box REIT Drops $117M On UK Distribution Center
- The Shameless Wall Street Double Standard
- Alleged Ponzi Scheme A 'Melting Ice Cube,' Creditors Told
- Clayton Signals Enforcement Continuity With Director Picks
- Greenberg Traurig Adds Stearns Weaver Real Estate Pro
- Former CCO Barred For Life For Circumventing SEC Order
- Sidley Steers Deutsche Bank On $500M NYC Loan
- Bond Insurer Calls Puerto Rico Fiscal Plan Unconstitutional
- Taxation With Representation: Debevoise, King, Proskauer
- Vedder Price Snags Insurance, ETF Pro From Reed Smith
- CFTC Charges Wash. State Co. With $11M Fraud Scheme
- Has EU Really Made Cross-Border Asset Preservation Easier?
- Ohio Atty For Ponzi Couple Gets 14 Months For Fraud
- Royalty Biz Seeks Toss Of Hedge Fund's Bid For Board Seats
- CFTC Chair Unlikely To Get Requested $281.5M Budget
- SEC Names Co-Heads Of Enforcement Division
- Penny Stock Trader Hit With $12M Judgment
- Puerto Rico Justices Must Hear Bond Issuer Row, Judge Told
- Calamos Investor Seeks Stock Appraisal After Parent Buyout
- CMS Insider Trading Case Gets New Judge After Complaints
- SEC Denies Whistleblower Award, Defends Eligibility Cut-Off
- 'Phantom Pain' Device Maker Misled Investors, Suit Says
- Pension Fund, Union Fight Hospital Laundry Co.'s Ch. 11 Sale
- What Kokesh V. SEC Means For Enforcement Actions
- House Passes Bill Overhauling Dodd-Frank
- What To Know About High Court's ERISA Exemption Decision
- Valeant Sells Aussie Pharma Biz To PE Shops For $930M
- Wells Fargo Can't Apply Verdict To Nonjury ERISA Claims
- Tilton Asks SEC To Stay Her Case Pending DC Circ. Ruling
- Slate Retail REIT Drops $105M On 5 US Strip Malls
- The Fed, SEC Tell DC Circ. To Ditch Risk Retention Appeal
- FINRA Panel Bars Rep. In $100M EB-5 Dispute
- 7th Circ. Judge Wary Of Sentinel's 2nd Clawback Attempt
- $2.4B Lehman RMBS Deal Draws Investor Side-Eye
- SEC Muddies Fiduciary Rule Waters With Comment Request
- Del. Justices Mull Appraisal Cases With DFC Global Appeal
- Delphi Auto Settles Creditor Suit For $310M
- DOL Looking To Revise Fiduciary, OT Rules: Labor Secretary
- GOP Says Choice Act Key To Broader Regulatory Agenda
- Questions Abound Concerning SEC's Administrative Process
- Innovating For Wise Juries: Setting Trial Time Limits
- Inside The 1st Muni Bond Criminal Case
- Carlyle, GTCR Ink $21.75-Per-Share Buyout Of AMRI
- Big Business Lobby Tries To Hobble Litigation Finance, Again
- Fintech Co. Seeks Court-Ordered Access To Swap Servicer
- Whistleblower, Digital Realty Disagree Over High Court Review
- Feds In Balancing Act When Pursuing Individuals In FCPA Cases
- Ex-State Street Exec Cops To Fee Scheme, Another Charged
- IT Biz Pushes Justices For Review Of State Securities Suits
- State Street Investors Deny Forum Shopping In Calif. Court
- PE-Backed Athene Eyes Potential $955M Secondary Offering
- SemGroup To Pick Up Oil Terminal Co. In $2.1B Deal
- 10th Circ. Places ERISA Causation Burden On Plaintiffs
- Billboard Owner Fires Up $72M IPO
- Colony Starwood Nabs $815M Portfolio, Prices $800M Offering
- A Review Of Recent Cases Against Execs: Part 2
- SEC Dealt Major Blow With Justices' Disgorgement Decision
- Hwy Toll Funds Under Fire In Puerto Rico Bond Payment Row
- Former OneWest CEO Otting To Bring Banker's View To OCC
- 4 Takeaways From High Court's ERISA Exemption Ruling
- McAfee's Tech Investment Biz Seeks Quick Win In $47M Suit
- Weyerhaeuser's Uruguay Biz Changes Hands For $402.5M
- BakerHostetler Fights Ex-Client's $1.4M Bill For Russia Case
- Nasdaq To Power Polish Commodity Trading Platform
- SEC Says Utah Brokerage Didn't Report Suspicious Activity
- 'Layering' Trades Doesn't Manipulate Market, Broker Says
- Fannie, Freddie Investors Wrong On DC Circ. Order, Feds Say
- Asset Management M&A Is Here To Stay
- White & Case Reps Blackstone Affiliates On $2B Buyout Offer
- Justices OK ERISA Exemption For Church-Affiliated Hospitals
- Supreme Court Limits SEC Disgorgement Orders
- Md. To Receive $95M In Deutsche Bank Crisis Settlement: AG
- RMBS Investors Seek Class Cert. In $3B HSBC Case
- Meal Kit Startup Blue Apron Leads 7 New IPO Filings
- Ameriprise Adviser Who Duped Cancer Patient Gets 5 Years
- SEC Chair Seeks Input On Investment Adviser Conduct Rules
- Lehman Deal Looks To End MBS Claims For Minimum $2.4B
- GOP Dodd-Frank Rewrite Heads For House Vote
- Chevron Defeats Workers' Second Try At ERISA Suit
- Ex-Exec Can Sue Ritchie Capital In Trade Secrets Row
- Nomura MBS Lies Were No Aberration, Jury Hears
- 5th Circ. Throws Out Wells Fargo's Loss In Texas Trust Suit
- Feds Say Shkreli's Past Fund Failures Relevant To Trial
- Ex-Top CFTC Enforcer Returns To Zuckerman Spaeder
- Inside PPG's Thwarted $30.2B AkzoNobel Buyout
- With No Budget Deal, Ill. Credit Drops To Edge Of Junk Status
- Ex-Morgan Stanley Duo Settle FINRA's $190M Bond Row
- 2nd Circ. Affirms Madoff Trustee's Calculation Method
- Bondholders Want Stay Lifted On Puerto Rico Public Pension
- REIT Inks $407M Deal For 18 Marriott, Hilton Hotels
- 3rd Circ. Affirms Dismissal In $86M Steelworker Pension Row
- PPG Drops €26.9B AkzoNobel Offer After Months Of Pursuit
- Judge Knocks BigLaw, DOJ During Och-Ziff Fixer's Sentencing