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Asset Management - June, 2019
302 articles
- Bitcoin 'Inventor' Can't Access Coins Requested In $10B Suit
- Ex-Platinum CFO Cites Scant Evidence In Acquittal Bid
- High Court Census Ruling Could Escalate Rule Challenges
- Former Raydon Worker Seeks Class Cert. In ERISA Suit
- Conservative Justices Cross Over To Create Unusual Lineups
- The Biggest Securities Decisions Of 2019: Midyear Report
- The Sharpest Dissents Of The Supreme Court Term
- First Ex-Abraaj Group Exec Pleads Guilty In Fraud Suit
- Investors Want Bond Price-Fix Suit Against Banks To Proceed
- 1st Circ. Affirms Dismissal Of Investor's Biogen Suit
- Chancery Denies Records In Family Feud Over $905M Sale
- Investment Adviser Gets 5 Years For Stealing $3M
- Yes, Deals Are Getting Harder To Close
- 2nd Circ. Questions Shkreli's Bad Jury Instruction Argument
- Radio Giant IHeartMedia Drops IPO For Direct Listing
- Sotomayor, Breyer Vie For Chattiest High Court Justice
- Top 10 Techniques For Crafting A Dazzling Brief
- Saba Candidate Names Will Stay On BlackRock Proxy Slate
- Attys Seek $68M Award In Wells Fargo Fake Account Suit
- 4 Firms Build $6.1B Deal For Legoland Operator Merlin
- What The Howey Test Misses About Crypto Assets
- High Court Will Weigh Dispute Over Bank's $4M Tax Refund
- Responding To PBGC Termination Of Benefit Plan: Part 3
- Inside The New Anti-Money Laundering Guidance For Attys
- The Funniest Moments Of The Supreme Court Term
- High Court To Hear Retirees' Challenge To US Bank ERISA Win
- The New 'Roberts Court' Finds Its Footing
- Platinum CIO Says No Evidence Of Misdeeds In 'Bogus' Case
- FedEx Downplayed Cyberattack On TNT, Investors Say
- Fed Satisfied With 'Virtually All' Big Banks' Capital Planning
- Breaking Down The Vote: High Court Term In Review
- US Bank's Bid To Quash ERISA Suit Denied
- The Firms That Won Big At The Supreme Court
- 5th Circ. Nixes SEC's Win In $22M Oil Investment Fraud Case
- State Street Settles SEC's Overcharging Claims For $88M
- Banks Oppose Class Cert. In Interest Rate Swaps Suit
- Synchrony Financial Tries To Duck Suit Over Walmart Fallout
- SEC Chairman's Chief Of Staff To Rejoin WilmerHale
- Merrill Lynch, Morgan Stanley Hit With Spoofing Class Action
- Fla. Man Can't Shield IRA In Bankruptcy, 11th Circ. Says
- Firm Illegally Collecting On $43M In Overdue Loans, Suit Says
- SEC Sues 'Biggest Winner' In $43M Tribal Bonds Fraud
- Alvarez Gets $44M In Fees In Toys R Us Ch. 11 Case
- Responding To PBGC Termination Of Benefit Plan: Part 2
- 2nd Circ. Ponders Lehman 'Mistake' Claim In Safe Harbor Suit
- EQT Overstated Benefits Of Rice Energy Buy, Investors Say
- Labaton Chair Decries 'Unfair' Criticism Of Firm's Political Ties
- Feds Are Full Of Lies, Platinum Boss Tells Jury
- Hotel REITs Hit With Investor Suit Over $2.7B Acquisition
- 2nd Circ. Iffy On Goldman 'Re-Fight' Of CDO Class Cert. Issues
- Linx Raises $308M In White & Case-Led Public Offering
- First Zohar Portfolio Entity Ch. 11 Sale To Net Up To $77M
- Rosen Law Firm Wins Lead In Astec Securities Suit
- Philly And Citibank Resolve Libor-Rigging Claims In MDL
- REIT Investor's Atty Fees Denied In Merger Suit
- Regulation Best Interest: Investors Are The Losers
- Responding To PBGC Termination Of Benefit Plan: Part 1
- A Chat With Ballard Spahr Diversity Chief Virginia Essandoh
- Paul Weiss Guides Clearlake's Latest $1.4B PE Fund
- Platinum Execs Told Flood Of Lies To Investors, Jury Hears
- Mutual Fund Provided Ample Risk Disclosures, Judge Says
- Saba Capital Urges Chancery To Undo BlackRock Proxy Block
- 'Distressed' Energy Co. B&W Eyes $19.5M Deal With Investors
- Thornton Atty Admits To 'Stupid Mistake' In State Street Case
- Misconduct Allegations Trumped Up, Fla. Regulator Claims
- Hawaii Gov. To Veto REIT Tax Break, Short-Term Rental Bills
- Big-Fish Investor Calls $50M Premium Point Loss 'Shocking'
- Deals Rumor Mill: Magellan, Miniso, Woodford
- Judging A Book: McMahon Reviews 'Roosevelt For The Defense'
- Aussie Storage Center Co. To Raise $132M To Fund Deals
- Invisalign Maker Tries To Ditch Suit Over Expiring Patents
- AXA's New Bond Proposal May Expand Sustainable Finance
- UK, US Watchdogs Crack Down On 'Opportunistic' Defaults
- $75M Fee Award In State Street Row Faces Judge's Scrutiny
- Feds Spar With UBS Over Crisis-Era RMBS Fraud Suit
- Hotel Owner Fights 'Broad' Evidence Bid In $60M Award Row
- Platinum Was On The Up-And-Up, Jury Told As Defense Wraps
- Ex-Worker Should Pay For IP Reveal In Book, Judge Says
- Platinum Affiliates Can't Duck All Of Liquidators' Claims
- High Court Won't Consider Investors' Toshiba ADR Dispute
- High Court Passes On Bankrupt Coal Co. Benefits Case
- 3 Firms Shape Eldorado's $8.58B Caesars Takeover
- Biggest Banks Sail Through Dodd-Frank Stress Tests
- 5 ERISA Cases To Watch In The 2nd Half Of 2019
- Real Estate Rumors: Label, SAP Qualtrics, Churchill
- Asset Management Firm CEO Gets 6½ Years For $20M Fraud
- SEC Adopts Final Rules On Securities-Based Swap Dealers
- Man Cops To Role In $165M Global Pump-And-Dump Scheme
- Mortgage Lender To Pay ResCap Trust $23M In Atty Fees
- NY Atty Not In Contempt In Bitcoin Fight, Judge Says
- BlackRock Investors Ask Chancery To Put Nominees On Ballot
- Cromwell REIT Snags 6 European Properties In €247M Deal
- Crypto Co. Asks Court To Force Arbitration In Fraud Suit
- Newman Cited In Tossing Ex-SAC Capital Exec's Guilty Plea
- Confusion In SEC Conduct Standard For Investment Advisers
- Ex-Barclays CEO Acquitted, Others Face Retrial In SFO Case
- Senate Confirms New SEC Commissioner
- 2 Firms Steer Macquarie's £265M UK Construction Biz Buy
- 3rd Circ. Nixes Energy Future Creditors' Bid For Larger Payout
- Shkreli Settles Disputes With His Former Drug Co. Retrophin
- 2nd Circ. Won't Touch Cornell's Cert. Challenge In ERISA Suit
- Slack's Debut Bodes Well For Direct Listings
- Promise Healthcare's $10M Trim To Ch. 11 Sale Gets Tepid Nod
- Third Witness Implicates Fund CEO As Gov't Heaps Evidence
- Texas Developer Says JV Partners Cost It $100M In Sales
- Justices To Decide If Puerto Rico Oversight Board Is Legal
- Suspects In $27M Pump-And-Dump Seek Exit From SEC Suit
- Locke Lord Says It's Not At Fault For Failed Health Plan
- Promise Healthcare Creditors Slam $10M Ch. 11 Deal Trim
- Mass. Regulator Ready To Rumble On SEC Broker Standards
- Real Estate Rumors: Goodman, Starwood, TA Realty
- Mass. Securities Regulator Examining Cannabis Investments
- Nikko Can't Escape Suit Over $50M Loss To Stock Plan
- Ares Management Backs $165M Texas Oil And Gas Venture
- Pulling Up Stakes: Nelson Mullins, MoFo, Akin Gump
- McGuireWoods Guides Wells Fargo's $56M NYC Hotel Loan
- Credit Suisse Hit With Disclosure Fine In Hong Kong
- Lower-Mid Market Investment Shop Clinches $375M Debt Fund
- White Eagle Ch. 11 Plan, Lender Settlement Confirmed
- Wedbush To Pay $8.1M To Settle SEC's ADR Handling Claims
- Edward Jones Wants Ex-Trainees' Wage Suit Axed For Good
- SEC Mulls Opening Private Offerings To A Wider Audience
- DC Circ. Upholds SEC's Pay-To-Play Rule Over GOP Protest
- Penn ERISA Suit Revival Was Mistaken, WashU Tells 8th Circ.
- Singapore REIT Eyeing $110M Raise Through 2 Share Sales
- Mark Cuban Urges 5th Circ. To Stop SEC 'Forum Shopping'
- Berman Tabacco To Lead Housekeeper Accounting Fraud Suit
- French Firm Tikehau Gears Up For $980M Share Issue
- Financial Services Regulation For Fintech Companies: Part 2
- Feds' Denial On SEC Coordination Doesn't Impress Judge
- 3 Firms Steer Intertrust's $330M Deal For Viteos
- Attys Seek $20M For 'Historic' 12-Year 401(k) Fight With ABB
- Crypto Co. Asks Court To Set Aside Clerk's Default
- MFS Agrees To Pay $6.9M To End Self-Dealing Accusations
- Crypto Trading Co. Ran $147M Ponzi Scheme, CFTC Says
- Developer Dodges Prison For Role In Hack-Based Trading Plot
- Blown Deadlines Doom Fertilizer Investor Suit, Chancery Told
- Ex-Binary Options CEO Says Feds Scared Off Her Witnesses
- 5th Circ. Sinks $65M Stanford Insurance Scam Deal
- Oak Investment Can't Kill $11M Suit Over 'Fraudster' Partner
- MIT Says It's Too Late To Revise Loyalty Claims In ERISA Suit
- Shearman Threatened With Ethics Referral In SunEdison MDL
- Insys Hit With Nationwide Opioid Class Claim In Ch. 11
- Platinum Judge Nixes Valuation Fraud Claims At Trial
- Dream Industrial Sells Eastern Canada Portfolio For $202M
- Online Luxury Reseller Leads 5 IPO Launches Totaling $936M
- Goldman Free From Pact To Feed IPO Shares To TD, Schwab
- 5 Ways Law Firms Can Improve Their Job Interviews
- REIT Priam Gears Up For Hunton-Led $171M IPO
- Financial Services Regulation For Fintech Companies: Part 1
- High Court Grounds Delta Pilots' Pension Appeal
- An In-Depth Guide To Latest Opportunity Zone Regs: Part 2
- Charles Schwab Can't Arbitrate ERISA Claims, 9th Circ. Told
- The Biggest Benefits Decisions Of 2019: Midyear Report
- Fraudsters' Kin, Cos. To Pay SEC $720K Over $3.6M Scam
- DOI Fell Short In Tribal Investments: Fed. Claims Judge
- Investment Co. Execs Hit With Fraud Charges In NY And Mass.
- Wall Street Lobbyists Slam New Jersey's Fiduciary Duty Plan
- Blackstone Credit Arm GSO Capital Closes $4.5B Fund
- Convicted Ponzi Schemer To Pay $3M To Settle SEC Claims
- Arent Fox Guides FCP's $118M Philly Apartment Complex Deal
- Banks Look To Deal Knockout Blow In Bond Price-Fix Suit
- What To Expect When You're Expecting The End Of Libor
- UK Litigation Roundup: Here's What You Missed In London
- An In-Depth Guide To Latest Opportunity Zone Regs: Part 1
- China-Owned NY Broker-Dealer Admits To Antitrust Violation
- Prosecutors Add More Execs, Claims In Abraaj Criminal Suit
- SEC Set To Tackle Shareholder Proposal, Proxy Reg Revisions
- Crypto Co. Investors Seek Class Certification In Fraud Suit
- DLA Piper Snags Finance Partner From Morrison & Foerster
- SEC Seeks Court Approval Of $1.5M Brokerage Fraud Deal
- Arnold & Porter Steers Square Mile's $130M Manhattan Loan
- Crooked Fund CEO Demoted Me, Finance Pro Tells Jury
- Irish Residential Buys Multifamily Portfolio For $321M
- Wall St. Cop Stakes Its Turf In 1st Crowdfunding Decision
- Women Fight Goldman Sachs' Arbitration Bid In Bias Suit
- JPMorgan 401(k) Plan Participants Win Cert. In ERISA Suit
- High Court May Deal A Blow To ERISA Class Actions
- HK Dings Manufacturer, Citing Financial Reporting Issues
- Real Estate Rumors: Hillview, Abu Dhabi Authority, Blue Road
- Elk Petroleum Lender Wants Ch. 11 Trustee To Take Over Case
- KKR Pushes Its Investment In Toorak Capital To $500M
- Estate Partially Stiffed On $10M Lottery Winnings, Suit Says
- Raymond James To Pay $15M To Settle Hidden-Fee Claims
- Why I Became A Lawyer: A Fateful Phone Call
- Wellness Co. CEO Pleads Guilty To Penny Stock Fraud
- Law Firms Can Do Better With Their Mentoring Programs
- Judge Tweaks Bond Amount In $2.6M Award Row
- TridentUSA, Silver Point Seek End To Refinancing Challenge
- $35.5M Deal Reached In REIT-Manager Merger Suit
- Platinum Judge Won't Toss Case, May Limit Feds' Closings
- Pension Rescue Plan Advances In House Amid Objections
- Insys Seeks Speedy Ch. 11 Sale As Liabilities Mount
- REIT CapitaLand Selling Stakes In 3 China Malls For $428M
- 3 Firms Compete For Lead In AT&T Stock-Drop Suit
- USC Says Workers Can't Add More Individuals To ERISA Suit
- Real Estate Rumors: Vornado, Richman, Hackman
- High Court Asked To Decide If Puerto Rico Fed Board Is Legal
- China's Huatai Seeks To Raise $2B On London Exchange
- Investors Have Slim Legal Path When Digital Coins Vanish
- Brokerage Firm Fights 'Draconian' SEC Bid For $23M Penalty
- SEC Says NFL Players' Adviser Must Pay Up After 2017 Deal
- The SEC Should Let Broker-Dealers Unbundle Research Costs
- Simpson Thacher Steers EQT Fund's Sale Of Press Ganey
- Foreign Proof Request OK'd In Hotel Co.'s $60M Award Row
- Mass., NJ Say Real Estate Empire Sold Unregistered Securities
- Feds Slam Ex-Platinum Execs' Acquittal Bid In Fraud Case
- Alice Blocks Investment Program Patent, Fed. Circ. Affirms
- Calif. Court Affirms Mitchell Silberberg's $1.5M Fee Win
- Ex-Goldman Sachs VP Gets 3 Months For Insider Trading
- Convicted Charter School Operator Hit With Racketeering Suit
- Security Specialists Urge House Panel To Target Shell Cos.
- Royal Park, Deutsche Bank Bring RMBS Trustee Suit To End
- NY Town Settles SEC Suit, Agrees To Retain Consultant
- Touradji Capital Owes $91M To Ex-Portfolio Managers
- Witness Struggles To Put CEO At Heart Of $100M Fund Scam
- 'Security Tokens' Slow To Take Off Following ICO Collapse
- Platinum's Failure Skewed Trial, Ex-Union Chief Tells 2nd Circ.
- The Latest Developments In Criminal Cases Against Execs
- 'Rocket Docket' Justifies Its Name For 11th Straight Year
- Companies In Canada Must Prepare For Shareholder Activism
- Investcorp Drops $370M On Multifamily Portfolio
- High Court Agrees To Hear Intel ERISA Suit
- Insys Hits Ch. 11 After $225M Kickback Settlement
- Platinum Judge Grills Feds Over Central Fraud Claims
- DOJ Rebukes 'Absurdly Overbroad' Doc Request In UBS Suit
- 4 Tips For Handling Retirement Plans' Cybersecurity Risks
- Casino Investor Says No Skadden Conflict In $856M Ch. 11
- UK Litigation Roundup: Here's What You Missed In London
- Film Producer Convicted Of Fraud Loses Indemnification Bid
- RI Hospital Pension's $11M ERISA Deal Clears Hurdle
- Taxation With Representation: Cleary, Kirkland, Hunton
- Dechert Led-Barings Nabs $943M For 1st Real Assets Fund
- 3 Firms Steer Elliott's $683M Barnes & Noble All-Cash Buy
- Chamber Takes Aim At UPenn Workers' 3rd Circ. ERISA Win
- Ex-Okla. State Coach Gets 3 Months In Prison For Bribes
- What Securities Pros Need To Know About SEC Data Analytics
- Platinum Jury Hears Of Exec's Dread, As Feds Wrap Up Case
- Woodbridge CEO's $1.3B Ponzi Trial Delayed To Late Summer
- Action-Packed 'No Action' Letters: Nontransparent ETFs
- $60M Deal To End SSM Health 'Church Plan' Case Gets OK
- Spain Waived Immunity In $144M Award Fight, Court Hears
- Accountant Pleads Guilty To Role In $550M Ponzi Scheme
- Closed UCC Sale Can't Be Unwound, NY Appeals Court Says
- BGC Asks Chancery To Toss 'Empty' Suit Over $875M Deal
- Kirkland Nabs $57M Fees In 'Hard-Fought' Toys R Us Ch. 11
- SEC's $60M Deal Over Web Marketing Scam Gets Court OK
- Profit Was Reverse Engineered At Fallen Fund, Jury Hears
- RioCan Snags Toronto Mixed-Use Property In $248M Deal
- Pomerantz, Wolf Popper To Lead McDermott Stock-Drop Suit
- 9th Circ. Says Pension Was Right To Cut Off Working Retiree
- What May Be Ahead For PE Infrastructure Investment In Asia
- SEC Sues Over Alleged $2.2M Bank Guarantee Fraud
- UBS Workers Must Arbitrate Deferred Compensation Fight
- Feds Defend Raids On Ex-Locke Atty In Crypto Scam Case
- Measuring The Value Of A Law Firm's Social Media Efforts
- Ex-Arizona Basketball Coach Gets 3 Months In Bribe Scheme
- Deal To End $367M White Eagle Lender Fight Gets Court Nod
- SEC Punts On Whether Reg BI Preempts State Fiduciary Laws
- 'Honest' Fund Boss Tells Jury Ex-Employees Out To Get Him
- SEC Approves New Broker Standards Despite Objections
- Deals Rumor Mill: Arriva, T-Mobile, Permira
- BlackRock Hit With Investor Suit Over Election Bylaws
- Ex-Allen & Overy Treasury Official Confirmed As CFTC Head
- Duke Workers Seek Final OK For $10.7M ERISA Deal
- KKR's German Real Estate Fund JV Sold In $253M Deal
- REIT Kept Investors In The Dark On RICO Case, Suit Says
- 1 Global Ex-CEO Has No Defense In $287M Suit, SEC Says
- Alibaba, Russians Prep $200M Internet And E-Commerce JV
- Skadden Conflicted In $856M Bankruptcy Case, Trustee Says
- Pharma Co. Hid Value To Shrink Payout, Says Former Exec
- Ex-Goldman Analyst Links Firing To Homophobia Complaints
- Simpson Thacher Assists On $4B Digital Infrastructure Fund
- Ex-USC Basketball Coach Avoids Prison For Taking Bribes
- Wells Fargo Seeks To Avoid Trial In CDO Fraud Suit
- Rosen Law's $1.2M Fee Bid Cut In State Street Case
- Platinum Oil Co. Exec Tells Jury Of Downward Spiral
- BlackRock Employees Seek Class Cert. In $100M ERISA Suit
- Frat Brother Agrees To SEC Asset Freeze Over Ponzi Scheme
- Questions Loom Over Broker Standards Ahead Of SEC Vote
- Justices Set Sights On ESOP Stock-Drop Suits
- SEC Opposes Case Delay For Firms Tied To $165M Fraud
- Subsidiary Bank Should Get $4M Tax Refund, Justices Told
- Airtel Africa Seeks To Raise $750M In London IPO
- Gibson Dunn Adds Ex-Cadwalader Partner To NY Tax Group
- Banks Win Access To Claim Forms In Libor-Rigging Suit
- China's Huatai Seeks To Raise $500M Through London Link
- EEOC Launches 2 Pay Bias Suits Against Md. Businesses
- Hedge Fund To Pay SEC $5M Over Compliance Failures
- SEC Should Use Data-Driven Method For Materiality Standards
- Health Facility REIT Launches Senior Living JV In $128M Deal
- Banks Must Take Libor's End Seriously, Fed's Vice Chair Says
- Davis Wright Tremaine Grows DC Financial Services Group
- SEC Pledges To Stop College Frat House Ponzi Scheme
- Investors Defend Suit Over Oracle's 'Coercive' Sales Tactics
- King & Spalding Adds Finance Pros In NY, Chicago
- Justices Deny Martoma's Appeal Of Insider Trading Conviction
- Staying Current Key To Regulating Fintech, CFTC Chair Says
- REIT's $2.4B Portfolio Buy Led By Hunton, Fried Frank
- China's Securities Chief Says Trade War Won't Derail Market
- The Uncertain Future Of Gov't Investigations Post-Deutsche
- High Court To Mull IBM Workers' ERISA Stock-Drop Suit