Try our Advanced Search for more refined results
Asset Management - October, 2019
291 articles
- Firm Sues Alleged Sex Trafficker Over Litigation Tactics
- Relative Of Accused Fraudster Agrees To Pay SEC $736K
- FHFA Constitutionality Case Not Fit For Review, Justices Told
- Conflicted Board Saddled Chemical Co. With Bad Debt: Suit
- Madoff Trustee Tells High Court To Let Clawback Ruling Stand
- New SEC Guidance Is 'Arbitrary,' Proxy Advisory Firm Says
- SEC's Fraud Enforcement Shows Quality, If Not Quantity
- REV Knew Investor Info Was False, Pension Fund Says
- 5 Trends Influencing RFPs For Law Firms
- Ex-Director Of Trading Firm Must Arbitrate $1M ADA Suit
- Marathon Lines Up Speedway Spinoff Amid Activist Pressure
- DOJ's $700M Deal Lets 1MDB Suspect's Lawyers Keep $15M
- Insurers Blast 'Improper' Additions To Ocwen ERISA Suit
- Chancery's Quantlab Ruling Guts Law, Del. Justices Hear
- ERISA Self-Dealing Rules Clarified As GE Suit Rolls Along
- Steptoe Welcomes Back Ex-CFTC Division Director As Partner
- CoinList Secures $10M Investment To Start Crypto Exchange
- 2 Del. Decisions Call Out Conflicted Controlling Stockholders
- BakerHostetler Guides Citymark On $69M Atlanta Purchase
- Gambling Accountant Gets 14 Years For $396M Ponzi Scheme
- CFTC Nabs $2.5M Victory Over Currency Trading Scheme
- SocGen Fires Back At $792M Suit Over Castro-Seized Bank
- Canadian REIT Drops €67M On 9 Netherlands Properties
- Invisalign Maker Exits Shareholder Suit Over Expiring Patents
- Esports Infrastructure Biz Vindex Launches With $60M In Tow
- 2nd Circ. Upholds Ex-Katten Atty's Shkreli Fraud Conviction
- Intel's View Of ERISA Time Limit Weakens Law, Gov't Says
- SEC Says No Bankruptcy For Real Estate Ponzi Vehicle
- Baker McKenzie Launches New Regulation Group With 4 Attys
- Ex-NFL Player Convicted Of $10 Million Fraud After New Trial
- 4 Firms Guide $8.4B Merger Of Data Center Operators
- Why I Became A Lawyer: Being There For Families In Trouble
- SEC's New ETF Rule Is A Win For Issuers, Investors
- DOJ Guidance Offers Needed Flexibility For Corporate Fines
- Chancery Won't Open More Books To Facebook Investors
- Labaton, Levi & Korsinsky Seek $4.7M Fees For Prothena Suit
- In The (Opportunity) Zone: How To Avoid Diligence Pitfalls
- Mobile Game Maker Scopely Lands $200M In Series D Funding
- MIT Strikes $18M 401(k) Class Settlement With Workers
- Corwin Ruling Cut Del. Investor M&A Suits, Legal Pros Say
- Investor Asks Chancery For Battery Maker's Deal Docs
- Nutmeg Group Exec On Hook For $1.3M Over Mismanagement
- Dura Says Zohar's Needs Not A Concern In Ch. 11 Venue Fight
- AARP Backs Ex-Intel Worker In ERISA Fight At Supreme Court
- Investor Group Says SEC Rule Change Would Hobble Rights
- Goldman Sued For Keeping Its Own Funds On 401(k) Roster
- 'Bizarre' Stock Sale Hurt Bid For Just Eat, Investor Says
- UBS Must Pay Ex-Financial Adviser $1.6M In Gender Bias Row
- SEC's Crypto Actions Reinforce Hard Line On Digital Assets
- Astec Blasts 'Kneejerk' Investors' Suit Over Wood Pellet Woes
- Intercontinental Exchange Launches ETF-Focused Market Hub
- JPMorgan Unit Nabs $1B For Distressed Private Credit Fund
- 4 Firms Steer $1.5B Shakeup Between Apollo And Athene
- In The (Opportunity) Zone: How To Navigate Lending Issues
- AT&T Plans New Directors, Up To $10B In Divestitures
- Wachtell, Morgan Lewis Shape Prologis' $12.6B Liberty Buy
- IBM Committee Urges High Court To Kill ERISA Stock Suit
- Tilton Hurls More Challenges In Zohar's Ch. 11
- $74M SunEdison Investor Settlement Gets Judge's Approval
- 9th Circ. Says JP Morgan Arbitration Should've Been Paused
- NY Judge Again Refuses To Excuse NCUA From Libor Deals
- AECOM-Canyon JV Lands $500M For Real Estate Fund
- Trading Models Underestimate Securities Class Damages
- UK Litigation Roundup: Here's What You Missed In London
- Chinese Education Co. Raises $220M In IPO, PE Investment
- Columbia U. Should Face ERISA Class Action, Judge Says
- In The (Opportunity) Zone: How To Structure Funds
- SEC's Pitch To Spur Small-Cap Trading Likely To Draw Debate
- Investor Claims $290M Loss In Perelman-Led 'Scheme'
- Ex-Deutsche Bank Traders Dodge Prison For Libor Rigging
- JLL Guides JP Morgan's $503M Atlanta Office Deal
- FINRA Fines BNP $15M For Anti-Money Laundering Failures
- SEC, CFTC Join Global Financial Innovation Network
- LabCFTC Going Independent As Fintech Innovation Takes Off
- Examine Diversity Jurisdiction By Drilling Into Citizenship
- Goldman Banker Accused Of Insider Trading Fires Lawyers
- Davis Polk-Led Insurance Firm Prices $230M IPO At Low End
- Most Of CenturyLink ERISA Suit Should Be Nixed, Judge Says
- Securities Atty Pleads Guilty To Aiding 1 Global Ponzi Scheme
- Simpson Thacher Steers Carlyle's €6.4B European Fund
- 5th Circ. Won't Rehear Nix Of $65M Stanford Ponzi Deal
- Tilton-Backed Entities Out As DIP Lenders In DURA's Ch. 11
- Trader Loses 10th Circ. Fight Over $1.5M IP Verdict Trim
- 'Radical' PwC ERISA Ruling Must Be Undone, 2nd Circ. Hears
- Custodian Says Crypto IRA Co.'s Suit Should Remain Paused
- MF Global Estate Sues US Trustee Over Ch. 11 Fee Hike
- Where Law Firm Partners Go When Changing Jobs
- SEC's Bitwise ETF Rejection Signals Bitcoin Market Distrust
- 2 Firms Steer $1.9B Waste Management Co. IPO
- Ex-SEC Compliance Expert Denies Pilfering Info For PE Firm
- Dilworth Paxson, Ex-Atty Face $6M Suit Over Bond Scam
- Intel Says Investment Firm Is Backing Abusive Patent Scheme
- Feds Say DC Solar Was $1B Ponzi As 2 Affiliates Plead Guilty
- Crypto Co. Investors Defend Renewed Cert. Bid In ICO Suit
- Schwab Says 9th Circ. Right To Kick ERISA Suit To Arbitration
- AMP Capital Nabs $6.2B For Infrastructure Debt Investments
- PR Officials Balk At Debt Write-Offs As Part Of PROMESA Fix
- 3 Ways To Leverage Vulnerability For Lawyer Well-Being
- Pro Racer Takes $1.3B FTC Award Fight To Supreme Court
- Investors May End Sunrise's $6.4B Play For Swiss Cable Co.
- IRA Custodian Owes No Duty To Beneficiary, Mass. Court Says
- Glenmont-Arlington JV Sells Tampa-Area Complex For $69M
- Union Member Fights To Keep $73M ERISA Suit Alive
- Just Eat Spurns Competing $6.3B Takeover Bid
- Don't Adopt Intel's Take On ERISA Deadline, High Court Told
- TPG Affiliate Rakes In $2.2B For Growth Investment Vehicle
- Del. Court Brands Tilton Firm's Tenn. Ch. 11 Loan 'Troubling'
- IFinex Asks Calif. Court For Help In Search For $880M
- Investors Denied Cert. Rethink In Twitter Stock Fraudster Suit
- Ex-Morgan Stanley Brokers Barred In HSN Co-Founder Case
- O'Melveny Nears Nixing Malpractice Suit After Arbitration Win
- Disclaimers Can't Aid Merrill In Tax Savings Suit, Investor Says
- Broker To Blame, Best Friends Tell Jury At $28M SEC Trial
- High Court Won't Review Construction Cos.' Pension Dispute
- Investors Denied Cert. In Suit Against Twitter Stock Fraudster
- 4 Firms Steer $1.4B Hudson's Bay Take-Private Deal
- Real Estate Rumors: Madison, Deutsche, Fortune Hotels
- PE-Backed Real Estate Investor Primes $1.5B Hong Kong IPO
- Unizo Softens To Blackstone's $1.6B Takeover Offer
- How 401(k) Bankruptcy Exemption Can Be Lost
- Why SPACs Are Turning To Reps And Warranties Insurance
- Bernstein Litowitz To Lead Venator Shareholders' Fire Suit
- McGuireWoods, Kirkland Lead $2B Dominion Gas Facility Deal
- Workers Say J&J Could Have 'Told Truth' On Talcum Powder
- Wire Fraud Charges For Metals Traders Hold Up, Judge Says
- Ex-Nomura Trader Says Misstating Sales 'Common' In Industry
- ProShares Investors Fight To Keep 'Volpocalypse' Suit Alive
- Temasek Values Keppel At $9.8B In Bid For Control
- 2 More Parents To Plead Guilty In College Admissions Scandal
- Bitcoin IRA Won't Have To Face Trade Secrets Suit In Ky.
- Investment Banks Can't Escape FDIC Suit Over RMBS
- NBA Eager To Increase Team Liquidity Amid Rising Values
- High Court Urged To Skip ERISA Case Over Great-West Profits
- Robbins Geller Named Lead Counsel In FedEx Hacking Suit
- New Data Shows BigLaw's True Profitability
- Rising Star: Simpson Thacher's Robert Lee
- Welbilt Moves To Exit 'Fraud By Hindsight' Stock-Drop Suit
- Highland Capital Under Fire To Have Ch. 11 Trustee Take Over
- Latham, Sidley Guide $300M Kennedy Wilson Investment
- Law360's The Term: Puerto Rican Debt Crisis, DC Sniper
- Ex-Pimco CEO To Plead Guilty To 'Varsity Blues' Charges
- Legal Funder Again Asks 3rd Circ. To Rein In NFL Deal Judge
- Greenberg Traurig Inks $65M Deal To End Stanford Ponzi Suit
- Barnes & Thornburg Scores CFTC, SEC Alum For DC Office
- Plan Manager Must Pay $6.4M To Steel Co. Pensions
- House Examines Boom In Buybacks Amid Bills To Curb Them
- Tailor In 'Beautiful Suit' Dodges Prison In NCAA Bribe Scheme
- Deals Rumor Mill: AT&T, Global Infrastructure Partners, Apollo
- The Circuit Split On ERISA's Actual Knowledge Standard
- Rising Star: Ropes & Gray's Vincent Ip
- Elliott Blasts Unizo For Handling Of Takeover Offers
- Allina Health Strikes $2.4M Deal To End ERISA Class Action
- SEC, Stock Exchanges Urged To Rein In Dual-Class Shares
- Highland Capital Files Ch. 11 Ahead Of Hearing On $189M Suit
- SEC Targets 18 Chinese Traders In $31M 'Spoofing' Scheme
- Shkreli Asks Justices To School 2nd Circ. On Securities Fraud
- Health Care Co. Can't Nix Pump-And-Dump Suit, Judge Says
- CalSavers Isn't Trumped By ERISA, Calif. Says
- Banks Must Face Bond Price-Fixing Suit Post-Deutsche Deal
- Amicorp Dodges Arbitration In $6M Securities Dispute
- Texas Securities Board Orders Crypto Cos. To Close Up Shop
- Lehman Lost Right To Recoup Bad Loans, Mortgage Cos. Say
- German Real Estate Investor Domicil Postpones $166M IPO
- Attys Seek $58.1M In Fees For Deloitte, Sidley Austin Deal
- Rising Star: Kirkland's Robert Blaustein
- Ex-Milling Co. Worker Defends Challenge To $244M Stock Buy
- Crypto Co. Fights Investors' Renewed Cert. Bid In ICO Suit
- Direct Listings Gain Traction As IPO Alternative
- Forex Fee Objector's $300K Deal Gets No Support In NY Court
- Deutsche Must Face Some RMBS Claims After NCUA Gets Sub
- Investors' Suit Barred By Arbitration Clause, Crypto Co. Says
- Investors' Org Urges SEC To Reconsider Proxy Guidance
- Investor Group Pans FINRA Broker Expungement Proceedings
- Real Estate Rumors: GL, First Industrial, Healthcare Realty
- Locke Lord Says Failed Health Plan Suit Dead On Arrival
- Pulling Up Stakes: Winston & Strawn, Sidley, K&L Gates
- Supervisor To Pay $150K In Latest ADR Settlement, SEC Says
- 4 Firms Steer $5.1B In Deals For Las Vegas MGM Hotels
- FX Fraud Decision Tests Limits Of Right-To-Control Theory
- Justices Won't Review Ex-CEO's $40M Tax Deduction Appeal
- Rising Star: Debevoise & Plimpton's John Rife
- 2nd Circ. Agrees Monster Job Site Doesn't Owe $8.9M In Fees
- Goldcrest REIT Lands $300M To Invest In US Farmland
- Courts Keep Rejecting Litigation Funding Discovery Campaign
- Justices Won't Hear Suit Over UBS Brokers' Enron Knowledge
- Justices Struggle Over Need To Confirm PR's Oversight Board
- Ex-Woodbridge CEO Gets 25 Years For $1.3B Ponzi Scheme
- Bear Stearns, Reed Smith Settle $500M Malpractice Suit
- Look Beyond Crypto Labels, SEC, CFTC And FinCEN Warn
- Feds Call Ex-Deutsche Traders 'Emblematic' Of Banking Ills
- Court Skeptical Of Columbia's Bid To End ERISA Suit
- DC Circ. Presses SEC To Justify Exchange Fee Program
- Real Estate Rumors: Peachtree Hotel, Ross, Longpoint
- How Emotionally Intelligent AI Could Assist With E-Discovery
- Davis Polk, Skadden Steer Insurer's Potential $246M IPO
- Abrams, Olshan Draw Guff For $22M Fee Bid On $47M Deal
- UK Litigation Roundup: Here's What You Missed In London
- SEC's 'Test The Waters' Expansion Could Spur More Offerings
- Atty-Duping Scammer Gets 22 Years In $396M Ponzi Scheme
- Kessler Topaz, Prickett Jones Want In On Medley Fees
- Northrop Defends 401(k) As Trial Looms In ERISA Class Action
- Ether Is Definitively A Commodity, CFTC Chair Says
- Former Intuit Exec Takes Over Top Role At LabCFTC
- PIMCO Atty Slams 'Fraternity Culture' In Discrimination Suit
- Real Estate Rumors: JVM, Global Holdings, Lennar
- Data Pinpoints Expert Valuation Differences In Del. Appraisals
- Sears Hometown Investors Say Lampert Engineered Bad Deal
- Keystone Property Group Scores $66M Loan For NJ Complex
- 1st Circ. Says F-Squared's $7.7M Fee Claim May Hinge On SEC
- Preventable Risks Your Law Firm May Be Overlooking
- 1st Circ. Doubts Ex-State Street Exec's Bid To Ax Conviction
- Strine Calls For Sweeping Corporate Overhaul As Term Wanes
- Conn. Fits Teva Stock-Drop Suit Better Than Pa., Judge Says
- SEC Nixes Bitwise ETF Bid Citing Bitcoin Market Manipulation
- Arizona CBD Biz Nabs $50M In Funding From NY Hedge Fund
- Objector Drops Opposition To $300M Fee Award In Forex Case
- Corestate Picks Up Berlin Office Property For $94M
- Chinese Chemical Co.'s Ch. 15 Petition Approved
- Data Privacy Compliance Best Practices For Asset Managers
- Fidelity Workers Lose Bid For Jury Trial In ERISA Suit
- 6 Ethics Tips For Attorneys Making Lateral Transfers
- DOL Says Investment Manager Failed To Diversify 401(k) Plan
- Ropes & Gray Adds Willkie Finance Duo In New York
- Elliott Wants Info On Unizo's Nixed Support Of $1.3B Bid
- Volcker Rule Changes Finalized After Fed's Signature
- Allen Matkins Adjusts On The Fly For Opportunity Zone Fund
- DOJ May Reduce Corporate Fines To Avoid 'Severe' Effects
- Feds Ask To Delay Next Platinum Trial While Appeal Plays Out
- Sullivan Adds Pair Of Investment Attys From Schiff Hardin
- Cornell Win Irrelevant To Columbia ERISA Case, Workers Say
- Morgan Stanley Defeats 'Opportunistic' $150M ERISA Suit
- Texas Justices Ponder 'Good Faith' In $79M Clawback
- Real Estate Rumors: GIC, Spear Street, Brookfield
- Black Diamond Can't Flip Barclays' Win In Contract Fight
- Woodbridge Trust Seeks Documents From Shapiro's Wife
- Faruqi & Faruqi To Lead Ideanomics Investor Suit
- Mutual Funds Should Consider Shareholder Litigation
- HK Stock Exchange Drops $36.7B Bid For LSE
- Low Panera Deal Appraisal Would Stretch Law, Chancery Told
- Lender Can't Show Damages In Hotel Sale, Ill. Court Says
- NY Investment Manager Admits To $115.5M Ponzi Scheme
- Real Estate Rumors: Brookfield, Pebblebrook, Carlyle
- Frustrated 1st Circ. Seeks Guidance In Pension Fund Suit
- Supreme Court Won't Hear Trust Insurer's Jurisdiction Row
- Merrill Lynch Bank Escapes Pa. Pension Theft Suit, For Now
- 3 Firms Weld $751M Deal For PE-Backed Canadian Mining Co.
- The Ins And Outs Of SEC's Expanded 'Test The Waters' Rule
- REIT Rexford Industrial Drops $76M On 3 Calif. Properties
- Aluminum Case Can't Save Bond Price-Fix Suit Versus Banks
- Crypto Exchange Gets Ball Rolling On Global Self-Regulation
- ERISA Trio Gives Justices A Chance To Curb Benefits Suits
- Platinum Prosecutors To Appeal Acquittal, New Trial Orders
- Real Estate Rumors: SL Green, Sterling Bay, AEW
- Ex-Adidas Consultant Gets 3 Months For Hoops Bribe Scheme
- Orchestra Must Face Music In Pension Exit Suit, 2nd Circ. Told
- Catalyst Capital Drops $62M On London Office Building
- Taxation With Representation: Sullivan, Fried Frank, Milbank
- Texas Justices To Hear Credit Suisse's Bid To Ax $287M Award
- UK Litigation Roundup: Here's What You Missed In London
- Hoops Agent-Turned-Music Manager Gets Year For Bribes
- Real Estate Rumors: Nightingale, Xenia, Meridian
- 5 Steps Toward Broker Conduct Rule Compliance
- Retirement Savers Seek Cert. In Principal Global ERISA Suit
- Ascendas REIT Drops $75M On Australian Office Project
- Fla. Moneyman Cops To Role In Mitsakos Hedge Fund Scam
- Consider The Power Of Tactical Empathy
- Simpson Thacher, Fried Frank Guide $2.9B Great Wolf Deal
- Lek Securities, CEO To Pay $2M To End SEC 'Layering' Suit
- Colo. Co. Says 'Valid-When-Made' Doesn't Belong In Case
- Real Estate Rumors: Kushner, Chetrit, Feil
- NY Judge Inks $21.7M Judgment For Private Equity Investors
- Centra Tech Investors Fight Judge's Cert. Denial In ICO Suit
- Justices Urged To Use IBM Case To Set Trial Courts Straight
- FINRA Fines UBS $2M For Continued Muni Violations
- The Problem — And Opportunity — Of Implicit Bias In The Bar
- Supermarket Income REIT Raises Fundraise Target To £100M
- German Real Estate Investor Domicil Seeks $164M IPO
- 2 Brokerages To Pay $37.5M To Resolve Forex Fraud Claims
- Bernstein, Friedlander To Lead Mindbody Investor Litigation
- Skadden Helps Brookdale With $510M Sale, $405M Purchase
- Analogic Exits Investor Challenge To $1.1B Altaris Tie-Up
- RAIT Calls Investors' Objections To Ch. 11 Plan Unfounded
- Kaplan Voekler Steers Red Oak's $50M Bond Offering
- Judging A Book: Thapar Reviews Gorsuch's 'A Republic'
- Real Estate Rumors: Amazon, Blackstone, Crate & Barrel
- 3 Firms Steer Brookfield's $170M Energy Co. Take-Private
- 2nd Circ. Revives ERISA Suit Against NYU Investment Adviser
- Banks Get Mexican Bond Price-Fixing Suit Dismissed
- Proxy Advisers Should Be Designated ERISA Fiduciaries
- Eilers Aids Cannabis Real Estate Firm Bangi's $50M Offering
- Nikko Gets Fed Claims Cut From $50M Stock-Plan Loss Suit