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Asset Management - June, 2020
294 articles
- SEC Urged To Upgrade Disclosures On COVID-19, Diversity
- Del. Justices Reverse $18B Towers Watson Merger Suit Toss
- Genomic Health Investor Calls Exact Sciences Merger Unfair
- Time To Comply With SEC Regulation Best Interest, Form CRS
- Chancery Asked To Boot Suit Over Perelman-Led 'Scheme'
- Weed Industry-Driven REIT Prices Upsized Offering For $225M
- The Biggest Benefits Rulings Of 2020: Midyear Report
- Real Estate Rumors: Prologis, Oceanwide, Valley Bank
- 2nd Circ. OKs $20M Award For Madoff Investor Class Attys
- Skadden Steers $700M IPO For Goldman Sachs SPAC
- What You Say In Online Mediation May Be Discoverable
- BlackRock Joins Goldfinch Bio's $100M Series B Round
- Robbins Geller Appointed To Lead Fifth Third Investor Suit
- Brokerage Firm Ran $4.4M Options Fraud Scheme, CFTC Says
- 2nd Circ. Rejects Challenge To SEC's Regulation Best Interest
- Ethanol Plant Execs Say Seyfarth Shaw Steered Shaky Buyout
- Bank Compliance Risk 'Elevated' Due To COVID-19, OCC Says
- Cert. Denial In Televisa May Embroil 3rd-Party Asset Managers
- WWE Looks To Drop 'Fraud By Hindsight' Stock-Drop Suit
- DOL Floats Fiduciary Rule To Replace One Scalia Helped Kill
- High Court Won't Hear Monex Challenge To $290M CFTC Suit
- A Legal Guide To What Happens Next In US Atty Berman Saga
- Simpson, Gibson Aid Blackstone's $1.65B Studio Investment
- 10 Tips For A Successful Remote Arbitration Hearing
- Sullivan & Cromwell, Willkie Steer $1B Wealth Manager Deal
- JPMorgan Can't Beat DOL's Gender Pay Bias Suit
- 11th Circ. Rules Delta Retiree's Ex Ineligible For Pension
- High Court's SEC Enforcement Ruling Has Tax Consequences
- Real Estate Rumors: Jesus Gonzalez Pereda, Blackstone, L&L
- Italian Utilities Purchase Fight Shouldn't Be In Pa., Court Told
- To Achieve Diversity, Law Firms Must Reinvent Hiring Process
- Taxation With Representation: Simpson, Cadwalader, Latham
- Musicians' Attys Seek $9.8M For Work On $27M ERISA Deal
- Fort, Cobalt Guide $51M Estonia Office Building Trade
- What Hong Kong Policy Shift Means For US Finance Cos.
- Ex-BigLaw Atty, Others Want Out Of $4B OneCoin Fraud Suit
- UK Litigation Roundup: Here's What You Missed In London
- Weil, Cadwalader Steer Bid Valuing CoreLogic At $7B
- Zohar Funds OK'd To Examine Tilton Books In Ch. 11 Tax Tiff
- CFTC Expands Anonymity Protections On Swaps Trades
- FBI Probe Can't Freeze SEC's $35M Fraud Suit, Judge Says
- Volcker Rule Rollback Opens Up Private Funds To Banks
- 3 Firms Guide $361M Brooklyn Construction Loan
- Cybersecurity Steps For Law Firms Amid Heightened Risks
- Madoff Recovery's Next Steps After Justices' Petition Pass
- Ex-FinCEN Head Faces Compliance Nightmare At Wirecard
- Senate Backs New Sanctions Over China's Hong Kong Policy
- EU Funds Want €34M Energy Award Against Spain Enforced
- Abramoff Charged With Conspiracy In Alleged Bitcoin Scheme
- 3 Firms Steer FCP-Tides Equities JV $72M Multifamily Buy
- SEC Chief Asked Trump For Berman's Job Days Before Ouster
- Ex-Woodbridge Sales Agents Want SEC's Ponzi Suit In Calif.
- Philly Refiner Ducks Ch. 11 Sale Fight With Last-Minute Deal
- FDIC Board Approves Valid-When-Made Rule, Mirroring OCC
- Ex-CFO Says Tenet Unit Fired Him For Whistleblowing
- Windstream Defends Ch. 11 Plan From Noteholders
- 3 Questions Lawyers Have About DOL's Ethical Investing Rule
- SEC Examiners Say Private Funds Falling Short In Key Areas
- Vereit To Pay SEC $8M Over American Realty Fraud Claims
- NY Looks To Push BitLicense Program At 5-Year Mark
- SEC Urges Cos. To Stay On Top Of COVID-19 Disclosures
- Publisher Doesn't Deserve $25M In IP Row, Court Told
- Morgan Stanley Salesman Appeals FINRA Arbitration Order
- Pa. Oil Refinery Says Redoing Ch. 11 Sale Would Be 'Terrible'
- High Court Should Review Goldman's Maintenance Theory
- The Research Compliance Landscape Is Evolving Quickly
- 5 Firms Rework $4.6B Trash Biz Buyout, Asset Sale
- Recently Sentenced Forex Fraudster Owes CFTC $3.8M
- It's Time For Law Firms To Support Work-From-Home Culture
- Fidelity International Gives All Workers Equal Parental Leave
- Republicans Keep Confirming Unqualified Judicial Nominees
- How Trump Forever Changed Judicial Nominations
- Justices' Liu Ruling Creates More Questions Than Answers
- Ropes Helps Sculptor Capital Build $2.6B Real Estate Fund
- Black-Owned Investment Firm Accuses NJ, BlackRock Of Bias
- Del. Justices Clarify State LP Disclosure Law For 9th Circ.
- AA Retirees Want Another Try At ERISA Class Certification
- High Court Missed Chance To Define SEC Enforcement Limits
- 7 Ways M&A Might Look Different After The Pandemic
- Tips For Crafting The Perfect Law Firm Alert
- Thomas Gira, Head Of Market Regulation At FINRA, Dead At 58
- Asset Manager Says Nigeria Subpoenas Must Be Quashed
- Real Estate Rumors: Bank Hapoalim, Aspen Dental, Delavaco
- Simpson Aids Investors In $20.7B Abu Dhabi National Oil Deal
- 7th Circ. Won't Revive 'Perplexing' AbbVie Stock Drop Suit
- NetSuite Execs Escape Suit Over $9.3B Oracle Merger
- SEC Chair's Nomination To Lead SDNY Raises Eyebrows
- Slovakia Kills Tax On Banks In Return For Financing Program
- Ex-Cantor Broker Tells SEC His Split Pay Pact Was Approved
- Cadwalader, Ropes Steer Blank-Check Co.'s Record $3B IPO
- Neiman Marcus Creditors Must Wait On Alternative Ch. 11 Plan
- Pandemic Extensions May Save Opportunity Zone Investment
- It's Time For Valuation Experts To Let Go Of The Size Premium
- REIT PotlatchDeltic Selling 72,000 Acres For $48M
- Judging A Book: Elrod Reviews 'Shortlisted'
- Mandatory State Bars Likely To Remain Intact, For Now
- 2nd Circ. Upholds IBM Workers' Win After High Court Punt
- High Court Preserves SEC Disgorgement, With Limits
- Shock, Disappointment In SDNY Circles Over Berman Ouster
- The Law Behind The Strange Departure Of US Atty Berman
- After Standoff With Barr, Manhattan US Atty Steps Down
- Defiant Berman Says He Isn't Quitting Manhattan US Atty Post
- Trump Admin. To Release Info On Large PPP Loan Recipients
- Fed's Quarles Outlines Stress Test Approach Amid Pandemic
- Appellate Courts Have Their Eye On Withdrawal Liability
- Ex-Union Leader To Appeal For New Trial In Bribery Case
- SEC Extends Relief For Registered Funds, Biz Dev Firms
- Philly Refinery Lenders Slam $27.5M Ch. 11 Sale Price Cut
- COVID Crimes: Feds Set To Boost White Collar Crisis Cases
- 11 Keys To Success At Remote Mediation
- Pa. Atty Will Settle SEC Ponzi Claims For $1.15M
- McLaren Financing Dispute To Be Sped Through UK Courts
- Michael Dell-Allied MSD Partners Nets $1.1B Real Estate Fund
- CFPB Urges CARES Act Compliance As Complaints Surge
- UK Litigation Roundup: Here's What You Missed In London
- 3 Trends Underlying The Boom In Blank-Check IPOs
- Apple, Intel Have 'A Pleading Problem' Against Fortress
- CFPB Rolls Out Pilot Program Offering Advisory Opinions
- SEC Told More 'Accredited Investors' Could Benefit Minorities
- Trump Taps SEC Senior Counsel For Dem Commissioner Seat
- DOL Asks If New 'Pooled' Retirement Plans Must Skirt ERISA
- Warehouse REIT Aims To Raise $217M With Share Sale
- BNY Mellon Not A Fiduciary In Settlement Talks, Judge Says
- Fee Pilot Ruling 'Disappoints,' But SEC Will Find Path Forward
- Judge Will Fight Lieff Cabraser In 1st Circ. Atty Fee Appeal
- Pandemic Could Bring Student Exodus From Legal Profession
- The Challenges Of Prosecuting Congressional Insider Trading
- Ex-Sentinel CEO Says Virus Risk Merits Cutting 14-Year Term
- 3rd Circ. Vexed By Tough Sentence For Ex-Vanguard Worker
- NY Ruling Highlights Elasticity Of Good Faith And Fair Dealing
- The Privilege Implications Of Using Online Collaboration Tools
- 3 Firms Steer AI-Driven Asset Manager Pagaya's $102M Round
- Mirae Inks $68.5M Refinancing Deal For DC Office Building
- Finance System Heavily Exposed To Climate Risk, ECB Warns
- FCA Fines Commerzbank £37.8M For Money Laundering Fails
- After Winning Supreme Court Battle, Adviser Settles With SEC
- Axed Morgan Stanley Diversity Head Alleges 'Systemic' Bias
- 4 Firms Vie To Lead Cannabis Co. Stock Drop Suit
- Judge Probing SocGen's Scandal-Linked $2.5B Tax Credit
- Judge OKs $77M Fees In Fannie, Freddie Bond Price-Fix Suits
- SEC Urged To Mandate Virus Disclosures From Public Cos.
- Wells Fargo Investors Say Objector 'Extorted' Bank For $1.75M
- 2nd Circ. Says Settlement Bars Suit Against Madoff Chum
- SEC Lacks Authority For Fee Pilot Program, DC Circ. Rules
- Royalty Pharma Raises $2.2B In Year's Largest IPO
- SEC Chief 'Concerned' About Virus As Landmark Reg BI Nears
- Salesforce Says 401(k) Plan Management Suit 'Short On Facts'
- SEC Allows Towns To Sell Securities To Banks Amid COVID-19
- Arnold & Porter Helps LoanCore With $47M Brooklyn Loan
- Confronting Mental Distress In The Legal Profession
- Investor Says Beef With Burger King Should Stay In Fla.
- KKR Venture Pays $647M For Stake In Vietnam Developer
- Investment Co. Wilshire Phoenix Eyes Bitcoin Trust Launch
- China's Relaxed Financial Sector May Aid Foreign Investors
- 2nd Circ. Denies Goldman Another Chance To Decertify Class
- Alleged Sports Betting Fraudsters Get Access To Some Funds
- Litigation Finance Investments Are Not Risk-Free Loans
- 4 Life Sciences Companies Launch IPOs Totaling $588M
- Fed To Resume Bank Exams After Scaling Back For Pandemic
- Hines Venture Lands $182M MetLife Loan For Calif. Complex
- Neuberger Berman Wraps Up Latest Fund With €260M In Tow
- How White Privilege Helped Me Succeed In BigLaw
- Feds Say Raymond James Broker Stole $940K From Elderly
- Bernstein, Kessler Win Lead In Luckin Suit After Fiery Fight
- 9th Circ. Urged To Revive Uber Fraud, Illicit Biz Practices Suit
- Robbins Geller To Lead Norwegian Cruise Investor Suit
- Hotels In Pandemic Freefall Struggle To Avoid Default
- Constellium Can't Ax Award Blocking Retiree Health Care Cuts
- BEA Data Collection Challenges Amid Pandemic Closures
- March Trading Halts May Complicate Securities Class Actions
- Counsel Nabs $7.4M For $18.5M Deutsche Bank Deal
- FINRA Extends COVID-19 Remote Work And Deadline Relief
- Sullivan & Cromwell Steers Azek Co.'s Upsized $765M IPO
- Ga. School District Cuts $117M Deal In Teacher Pension Saga
- UK Litigation Roundup: Here's What You Missed In London
- Chancery Rejects Bid To Block Texas Suit In Quantlab Feud
- Keys To A Thriving Biz Development Culture At Your Law Firm
- Cay Clubs Exec Seeks Reversal Of $300M Fraud Conviction
- Asset Management M&A In The COVID-19 Era: Part 3
- Forex Scammer Evoked 'God's Kingdom' In Heist, Gov't Says
- US Bank Must Face $25M Bond Fraud Claims At Trial
- Trading Software Co. Wants 'Fanciful' Monopoly Suit Tossed
- Link REIT Lands HK$1B Loan From OCBC Bank
- Taubman Says Simon Still Bound To $3.6B Mall Deal
- Deals Rumor Mill: Rackspace Technology, Airbnb, Hovis
- $17M Deal Struck To End Neuberger Berman 401(k) Plan Fight
- Indictment Aids Claims Against Epstein Estate In Assault Suit
- $557M Pension Loss A Warning To Congress, Teamsters Say
- Asset Management M&A In The COVID-19 Era: Part 2
- CFTC Extends COVID Relief For Recording, Time-Stamp Rules
- How Video Mediation Can Help Us Serve Clients Better
- UBS Accuses Ex-Worker Of Bolting With $97M In Accounts
- Tips For Broker-Dealers To Avoid Scams During COVID-19
- Petters Ponzi Conspirator Too Healthy For COVID-19 Release
- Zohar Claims Lynn Tilton Is Withholding Tax Info
- Coronavirus Q&A: Becker & Poliakoff's Real Estate Leader
- Mnuchin Casts Doubt On Capital Gains Tax Cut In Virus Bill
- Arnold & Porter Guides $50M Credit Agricole NYC Hotel Loan
- Simon Says $3.6B Deal For Taubman Is Off Due To COVID-19
- Mental Health Efforts Will Support Diversity In Legal Industry
- SEC Invites Comment On Nasdaq's China Listings Crackdown
- Dura Creditors Denied Standing For Suit Against Lynn Tilton
- DuPont Seeks To Toss ERISA Pension Liability Suit
- Asset Management M&A In The COVID-19 Era: Part 1
- Latham, Skadden Steer Car Seller Vroom's Upsized $468M IPO
- CFTC Awards Whistleblower $6M, Slams 'Baseless' Objection
- 4 Firms Fight To Represent Shareholders In Fifth Third Suit
- Winston & Strawn Guides Fintech-Focused SPAC's $360M IPO
- Trading Software Co. Hit With Antitrust Suit
- Ex-Goldman Banker Avoids Prison For Passing Insider Tips
- Canadian REIT Nabs 8 US Properties For $246M
- Balbec Collects $1.2B For Bankruptcy-Focused Credit Fund
- 3 Firms Fight For Top Role In Icahn Refinery Buyout Suit
- SEC Cuts Accountant Slack For Self-Reporting Insider Trading
- SEC Still Trying To Tie Up Blockvest Case With Sanctions
- InstarAGF Closes $1.2B Fund Amid Trump Infrastructure Push
- New Ruling May Aid Syndicated Loan Market Amid Pandemic
- PG&E Seeks About $9B From Investors For Ch. 11 Exit
- Royalty Pharma Leads Life Sci Trio Set To Raise $2.2B In IPOs
- Gain Capital Unit Fined For Missed Fraud 'Warning Signs'
- Investors Accuse Intelsat Insiders Of Trading On C-Band News
- Tax-Dodging Atty Eyed In $1B EY Scheme Gets 3 Years
- Strict Liability Has No Place In 'Should Have Known' Case
- Investors Can't Recoup $4.2M From Hedge Fund Fraud Losses
- Civility Could Be Litigators' New Normal Even Post-Pandemic
- Wealhouse Venture Lands $186M In Freddie Mac Financing
- Talks Underway To End Cocrystal Pharma Stock-Drop Suit
- 3 Firms Assist As Brookfield Injects $260M Into Superior Plus
- Blackstone Cuts Proposed NIBC Deal Price To Just Over €1B
- Xerox Spinoff Must Face Stock Inflation Suit
- Crackdown On Chinese Cos. Could Be A Double-Edged Sword
- As SEC's Reg BI Deadline Looms, Firms Face A 'Very Big Lift'
- OCC's Interest Rate Transfer Rule Is No Madden Panacea
- KeyCorp Accused Of Stuffing 401(k) With Excessive Fees
- 3 Lingering Opportunity Zone Questions Amid The Pandemic
- Law Firms Must Beware Risks In Nontraditional Financing
- Taxation With Representation: White, Kirkland, Skadden
- Donor-Advised Funds Row Could Decide Who Controls Gifts
- Real Estate Rumors: Acento, 24 Hour Fitness, Time Equities
- UK Litigation Roundup: Here's What You Missed In London
- CFTC Closes 'Loophole For Bad Actors' With New Rule
- Everest Must Face Suit Over Slow Claim Investigation
- Cboe Can't Stop Doc Request Over VIX Manipulation
- Market Recovery Gains Steam With ZoomInfo's $935M IPO
- Merrill Lynch Repays Clients $7.2M But Dodges FINRA Fine
- Ex-Goldman Exec's 1MDB Trial Reset For 2021
- 2 Tested Alternatives To Unavoidable Court Delays
- Deals Rumor Mill: LVMH, Royal Dutch Shell, Amazon
- Minn. Ruling Represents Sensible Stance On Legal Finance
- Bernie Madoff Denied Compassionate Release From Prison
- Real Estate Rumors: Brookfield, 312 Food Corp., Klovern
- DOJ Clears Schwab Acquisition Of TD Ameritrade
- SEC Sues Fla. Firm Pushing Investments In COVID-19 Cure
- Malpractice Claim Tossed From $30M AOL-Verizon Merger Suit
- Federal Guidance OKs Private Equity Funds In 401(k) Plans
- 8th Circ. Revives Ponzi Suit Against JPMorgan, Other Lenders
- Carlyle Group Accused Of Forcing Authentix 'Fire Sale'
- Feds Fight Crypto Fraudster's Release Bid After Just 8 Months
- Best Practices For A Paperless Law Practice
- Latest ETF Rejection Further Entrenches SEC's Bitcoin Rift
- What To Know About Short-Seller Risks During Pandemic
- Contrite Swiss Atty Avoids Jail In Microcap Fraud Case
- Kirkland, Simpson Thacher Help PE Firm Raise $10B
- Investment Firm Must Pay $29M To End SEC Suit
- SEC, IBM Assail 2nd Circ. Revival Of ERISA Stock-Drop Suit
- Top Dog In Fight To Lead Luckin Suit Exits After Fraud Query
- Eye On ERISA: Q&A With Cohen & Buckmann's Carol Buckmann
- Nasdaq Proposal Could Toughen Rules On Chinese Issuers
- Papa John's Wants Out Of Renewed #MeToo Investor Suit
- SEC's Reg BI Defies Dodd-Frank Mandate, 2nd Circ. Hears
- 5 Ways A Special IG Can Combat Crisis Relief Fraud
- Wilson Sonsini-Led Rental Site Vacasa Lands $108M Funding
- Lawyers Must Address Racial Injustice With Radical Candor
- JPMorgan, Barclays To Pay Mexican Bond Investors $20.7M
- Ryanair Sees Funds' Securities Fraud Claims Narrowed
- WageWorks Must Face Investors' Claims It Misreported Profits
- 5 ERISA Takeaways From High Court's US Bank Decision
- Carrefour To Bag Taiwanese Market Co. For $108M
- Ardian Clinches 8th Secondaries Vehicle With $19B In Tow
- Bausch Says Investors' Price-Gouging Claims Came Too Late
- Fla. Judge Sends $35M Crypto Ponzi Case To State Court
- Pierce Bainbridge Funder Says Firm Defaulted On Debt
- Mutual Fund Boards Should Rethink Advice To Destroy Notes
- How Lawyers Can Network Better, Virtually And In Person
- Practical Tips For Presenting Your Case To Litigation Funders
- Real Estate Rumors: Investors Bank, Investcorp, Omninet
- Royal Bank Of Canada Settles Claim It Exploited Virus Crisis
- JPMorgan Hit With Another Futures Spoofing Class Action
- SEC Wins Termination Of Blockvest Suit Due To Forged Docs
- Ohio Tax Talk: Unemployment Ruling May Offer M&A Savings
- Supreme Court Allows $3B Madoff Clawback Ruling To Stand
- Chinese Fund Sues Game Developer Over $530M Sale
- High Court Upholds Puerto Rico Financial Oversight Board
- US Bank's Win At High Court Likely Will Reduce ERISA Suits