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Asset Management - March, 2021
315 articles
- Wall Street Giants Beat Treasury Auction Rigging MDL
- FDIC Hit Community Banks With 30% Fewer Violations In 2020
- SEC Puts Brokers On Notice For Money Laundering Concerns
- Stifel, Jefferies Exit Louisiana AG's GSE Bond-Rigging Case
- Compass Cuts IPO To $475M With Help From Fenwick, Latham
- AMC Investors Win Class Cert. In Securities Dispute
- Cubic Backs Veritas, Evergreen's New $3B Take-Private Bid
- FINRA Approves Crypto Biz's Acquisition Of Broker-Dealer
- BSR REIT Drops $195M On 3 Texas Apartment Complexes
- 3 Cybersecurity Questions To Ask Before A Remote Mediation
- Fidelity Escapes ERISA Suit Over Shell Workers' Info
- BlackRock Raises $3B In First Dedicated Secondaries Round
- GlobalLogic Sold In $9.5B Deal Built By Shearman, Kirkland
- FCA Eyes New Rules For SPAC Stock Listings To Rival US
- Merit Medical Can't Dodge Investor Suit Over Acquisitions
- Del. Justices Uphold B&N Education's Win Over Bay Capital
- Chancery Scraps LendingClub Investors' Suit Over FTC Probe
- 7th Circ. Judge Doubts Arbitration Can Resolve ERISA Suit
- Investment Firm Says Ex-Trump Appointee, Atty Stole $10M
- Pinterest's Race, Gender Bias Hurts Biz, Del. Suit Says
- Trader Cops To Duping Investors Who Backed Forex Business
- A Uniform Mediation Act Primer As States Continue Adoption
- COVID-19 Lands Aircraft Leasing Biz AeroCentury In Ch. 11
- Moroccan Hotel Says Starwood Capital Must Pay $60M Award
- Justices Seem Irked By Narrowing Scope Of Goldman Case
- Ex-Madoff Funds Can't Ditch Deutsche Bank's Contract Fight
- Ga. Judge Doubts Validity Of $10M Ponzi Scheme Claims
- Benefits Fund Tells 11th Circ. To Leave Class Cert. Alone
- 16 Firms Could Steer IPOs Totaling $3.7B In Short Week
- Northrop Must Face ERISA Class Action Over Pension Cuts
- 4 Firms Steer Broadridge's $2.5B Deal To Acquire Itiviti
- Proskauer Drives Atlas Holdings To $3.1B PE Fund
- 7 Firms Pilot $2.36B Deal For Commercial Jet Leasing Co.
- WPT Industrial Forms $370M JV With Ontario Investment Firm
- Kirkland, Willkie Farr Steer $200M Sale Of Allstate Entity
- Freshfields, Kirkland Steer $7B SPAC Deal For UK Car Retailer
- Safeguarding Privileged Communications In A Remote World
- SEC Should Get Behind Shareholder Voting Transparency
- Ambac, Others Beat CFPB Suit Over Student Loan Trusts
- Schorsch Pushed On Audit Details In RCS Capital Trust Suit
- Dems Take Aim At SEC Shareholder Proposal Rules Changes
- High Court Mulls Tackling 'Single-Stock' ERISA Cases
- Dems Press Ahead With Effort To Nix OCC's 'True Lender' Rule
- Pa. Broker Gets 17.5 Years For Alternative Investments Fraud
- Eagle Hospitality Defends Foreign Units' Inclusion In Ch. 11
- Cash-Hungry Cos. Find Alternative To Volatile Markets
- Bill Introduced To Block Chinese Cos. From SBA Help
- Forescout And Execs Duck Shareholder Suit For Now
- 11th Circ. Blocks Transfer Suit Against Discharged Debtor
- Blockchain Analytics Co. Gets $2B Value In Latest Financing
- Real Estate Investment Platform Prodigy Network Hits Ch. 7
- 4 Areas Of Cyberattack Vulnerability For Law Firms
- Taxation With Representation: Sullivan, Wachtell, Skadden
- WeWork Bets On Post-COVID Co-Working In $9B SPAC Deal
- What To Watch For When Goldman Cert. Fight Hits High Court
- SPAC Investor Sues In Chancery Over MultiPlan's Stock Drop
- News Corp. Scoops Up Investor Tools, Media Biz For $275M
- Calls For Legal Clarity Abound At Security Token Summit
- SEC Inquiry Into Blank-Check Boom Could Be Just The Start
- GOP Sen. Demands SEC Briefing On 'Premature' ESG Initiative
- DOJ Says Keep Trump's EB-5 Rules Under 'De Facto' Doctrine
- How 2nd Circ. Ruane ERISA Suit Reversal Affects Arbitration
- Capital-Raising Strategy After SEC's Private Offering Rules
- SEC's Peirce Aims To Improve Digital Asset Safe Harbor Plan
- Crypto Investors Tell 11th Circ. Class Denial Was Wrong
- Real Estate Rumors: Blackstone, Chelminsky, Prologis
- How To Help Your Witnesses Overcome Hindsight Bias
- Ex-Glencore Trader Pleads Guilty To Fuel Price Manipulation
- Robinhood 'Concealed' Costs Of Trading, Users Say
- Yellen Cool On Too-Big-To-Fail Labels For Asset Managers
- Maintenance Worker Sues Senior Living Co. For Overtime Pay
- Sixth Street Tried To 'Muck Up' $12.5B Deal, Chancery Told
- Madoff Client Ordered To Pay Back $3M In Fake Profits
- BlackRock Inks $9.6M Deal To End ERISA Class Action
- Kirkland, Skadden Steer Dodgers Owner's 3rd SPAC Filing
- Real Estate Rumors: Subway, Wells Fargo, Blackstone
- Nuveen Raises Another $59M For Europe Logistics Fund
- 7th Circ. Frees Atty From Ex-Employer's Malpractice Claims
- Key Takeaways From SEC's Enhanced ESG Disclosure Focus
- Financial Risk Co. Exceeds $1B Value After KKR-Led Round
- NJ 'Reply All' Ethics Opinion Brings New Pitfalls For Attorneys
- Oracle Can't Beat Suit Eyeing Its Sales Practices
- Yellen, Powell Defend Push To Keep Tabs On Climate Risks
- Online Broker, Airline And Software Firms Join IPO Wave
- 6th Circ. Revives ERISA Suit Against Detroit Edison Co.
- Eagle Hospitality OK'd For $470M Ch. 11 Sale Effort In Del.
- Starwood Capital Says It's Not On The Hook For $60M Award
- Ex-Glencore Oil Trader Charged For Fuel Price Manipulation
- US Says Hands Are Tied On Goldman 1MDB Evidence Transfer
- Robbins Geller Led 2020 Investor Deals With $1.6B Recovery
- When Gov't Contacts Lead To DC Long-Arm Jurisdiction
- SEC Shouldn't Target Funds With New ESG Task Force
- No Review For Whistleblower's Late Complaint, 7th Circ. Says
- BlackRock Hires Paul Weiss To Probe Discrimination Claims
- 3 Arthrex-Adjacent High Court Cases Could Affect PTAB's Fate
- Debevoise, Sidley Lead $1 Billion Acquisition Of Ohio National
- D1 Capital Leads Brazil Real Estate Co. To $2.2B Valuation
- Lehman Brothers Must Take $13M LendingTree Claims To NY
- Chancery Names Amicus For Bid To Revamp Defunct Co.
- Fed Vice Chair Stresses Need To Halt New Libor Issuances
- FinCEN To Seek Input On Rules Targeting Shell Companies
- Pillsbury, Wachtell Guide Tech Distributors' $7.2B Merger
- XPO Logistics Beats Investor Suit Over Amazon Disclosures
- Head Of DOL's Benefits Unit Under Trump Rejoins Groom Law
- Mogul Let RCS Capital 'Bleed,' Trustee Tells Chancery
- Ripple Attys Seek $3.2M Following Win In Del. Suit
- Del. Justices Affirm Toss Of MetLife Pension Annuity Suit
- Judging A Book: Bibas Reviews Rakoff's 'Why The Innocent Plead Guilty'
- SEC Seeks $4.5M Judgment Against Ponzi Scheme Ringleader
- Real Estate Rumors: Hellman & Friedman, Chetrit, Dorsey
- Dentons, Cozen Steer $95M Manhattan Car Dealership Loan
- Ex-SEC Chief Clayton Named Apollo Chairman As Black Exits
- 6 CFIUS Considerations For De-SPAC Transactions
- NY Settlement Highlights Growing Risk Of FCA Tax Claims
- Allen & Gledhill Guides CapitaLand's $16B Restructuring
- Schwab Must Face Suit Over Short-Sell Trading Glitch
- Chancery Grants Ripple Win In Tetragon Cash-Out Suit
- 3 Firms Steer $325M Cannabis Real Estate Merger
- Goldman Calls Investors' High Court Pleas 'Guerrilla Warfare'
- Ill. Financial Adviser Pleads Guilty To $3M Scheme
- Simpson Thacher Steers Lexington's $3B Co-Investment Fund
- 3 Biotech Firms, Cannabis REIT Price IPOs Totaling $758M
- Brazil Approves Latin America's 1st Bitcoin ETF
- For Law Firm Digital Marketing, Less Is Sometimes More
- Taxation With Representation: Goodmans, Herbert, Skadden
- Cravath, Olshan Steer Corteva And Starboard To Settlement
- Regulators Will Let COVID-19 Capital Relief For Banks Expire
- A Rare Selective Disclosure Enforcement Action From SEC
- Simpson Guides Blackstone To $4.5B Growth Equity Fund
- AbbVie Loses Judge-Switch Bid In Humira Kickback Battles
- Deals Rumor Mill: Chubb, AbbVie, NMC Health
- 2nd Circ. Expedites Citi Appeal In $500M Revlon Transfer Fight
- Ex-Goldman Exec Says Bank Sitting On Key 1MDB Evidence
- Chinese IoT Platform Developer Leads 4 IPOs Topping $1.5B
- Fintech OppFi Faces CFPB Probe Over Military Lending
- Suit Says NJ Credit Union Charged Improper Overdraft Fees
- Activist Funds Back With New Playbook After Pandemic Pause
- 6th Circ. Won't Restart Insurance Agents' ERISA Suit
- Wachtell Helping REIT Columbia Property Assess $2.2B Offer
- Judge Pauses Suit Against Adler Pollock Over $12M Jury Loss
- Prepare To Meet New Fed Expectations On Effective Boards
- Health Tech Co. Can't Boot Klamann From ERISA Arbitrations
- Real Estate Platform Offerpad Valued At $3B In SPAC Merger
- Fireblocks Raises $133M To Boost Crypto Services In Finance
- Crowell & Moring Joining Up With Kibbe & Orbe
- TIX Corp. Investor Wants Records On CEO Stock Deals
- Sen. Brown Says Public Banking Plan Can 'Rebuild Trust'
- 2nd Circ. Revives Sibor Price-Fixing Case
- Cred Inc. Creditors Push Jail Time For Ex-CFO In Ch. 11
- CFTC Says New Climate Unit Could Spur Regulatory Changes
- Suit Accuses Fla. Law Firm Of Keeping Escrow Funds
- 3 Firms Guide Launch Of $4B Single Family Rental Biz
- CFPB Urges Banks, Collectors To Not Touch Stimulus Checks
- Crypto Giant Coinbase Registers 115M Shares For Trading
- UK Looks Determined To Grab A Larger Share Of SPACs
- DC Lobbying Firm Can't Force Arbitration In Wage Suit
- SEC Head Wants Proxy Revamp Amid 'Soaring' ESG Demand
- Washington U. Workers Seek OK For Massive ERISA Class
- Real Estate Rumors: Regency Centers, MAC Cosmetics, Vista
- Host Hotels Nabs Hyatt Regency Austin Before Foreclosure
- AbbVie Denies Judge-Shopping In Humira Kickback Cases
- Ill. Justices Weigh If $14B Bond Suit Was Rightly Revived
- DraftKings Scores $1.1B In Convertible Notes Offering
- Real Estate Rumors: Contour Saws, Bove, Sonder
- Acore Capital Loans $65M For New Jersey Multifamily Project
- Investment Guru Gets 8½ Years For $3.7M Client Theft
- Investor Drops Suit Over MultiPlan's $11B SPAC Merger
- Strategies For Fighting Back Against A Rambo Litigator
- Ares Closes $4B Oversubscribed Flagship Credit Fund
- Carton Fraud Victim Says Radio Comeback Means He Can Pay
- Canadian PE Firm Picks Up Proxy Advisory Firm Glass Lewis
- 5 Firms Craft SPAC Deal For $10.4B Cryptocurrency Platform
- Biotech Co. Says It Never Lied About Its COVID Vaccine Work
- Robinhood Seeks To Nix Customers' Data Breach Suit
- SEC Seeks Public's Help As ESG Initiatives Plow Ahead
- Real Estate Rumors: STG Group, Natalie Duran, Under Armour
- After High Court Win, Liu Can't Get SEC Asset Freeze Lifted
- GameStop Frenzy No Reason To Jettison Securities Theory
- Revlon Lenders Fight Citi Bid To Keep $500M Under Freeze
- Key Takeaways From FinCEN's COVID Health Fraud Alert
- Advisory Co. Hits $7.3B Value With Warburg Pincus Funds
- Pot Blank-Check Co. Picks Up 4 Businesses In $210M Deal
- 3 Firms Assemble $6B Deal For Extended Stay America
- Surveying Global Tax Updates For Sovereign Wealth Investors
- Insurer Says Fee Probe Spat May Ripple Through Mass. Bar
- Traders' BitMEX Racketeering Suit Dismissed With A Warning
- Tetragon Denied Early Appeal After Ripple Injunction Nixed
- Convertible Bond Offerings Ride To New Heights
- Latham Real Estate Leader Eyes Wave Of Opportunistic Buys
- What Benefits Attys Should Know About The New COVID Law
- 5 Key Takeaways From Tulane's 33rd Annual M&A Conference
- E-Trade Beats Suit Over Glitch Tied To Oil Price Drop, For Now
- Lieff Cabraser Can't Freeze $1M State St. Fee Cut Amid Appeal
- Dentons Assists With $111M Apollo-Brack Capital Loan
- SEC Brings Fraud Suit Over $17M Energy Fund
- 5 Risk Areas For Banks One Year Into The COVID-19 Crisis
- JLL Lands $140M Construction Loan For Self-Storage Biz
- Real Estate Rumors: Hersha, Wayne Rosen, Oaktree
- Madoff Trustee Tries To Revive Citibank Clawback Claims
- Translating SEC Exam Priorities Into Compliance Action Items
- ESG Agenda May Lead The SEC Down Long, Litigious Path
- UK Litigation Roundup: Here's What You Missed In London
- 1 Year Into Pandemic, It's Time To Rethink Law Firm Billing
- Warehouse REIT Lands $1.9B To Expand Temp-Controlled RE
- Regulatory Edge Benefiting SPACS Should End, Panel Told
- Oldest Zurich Bank Pays $22M For Hiding Accounts From IRS
- BIP Digs In, Still Values Inter Pipeline At $6B In 'Hostile' Bid
- SEC Acting Director Shines Spotlight On SPACs, ESG Issues
- GameStop Hype Exposes Securities Litigation Theory's Flaws
- Crypto Investment Firm Cred Inc. Gets Nods On Ch. 11 Plan
- Warburg Pincus, Hillhouse Rep $700M JD.Com Unit Investment
- What Companies Should Know About SIGPR Oversight
- Rogue High Court Citation May Spark Legal Writing Changes
- Developers Can't Sway SC Justices To Knock Out Impact Fee
- Choosing Between An SEC Receivership And Bankruptcy
- 4th Circ. Affirms $9.7M Judgment Against Quicken Loans
- US Can't Seize $330M Allegedly Tied To 1MDB Fraud Scheme
- Fed Says Late Libor Preppers May Face Supervisory Action
- SEC Delays Decision On Nasdaq's Diversity Proposal
- Chancery Freezes Highland Capital Cases Until Ch. 11 Done
- Key Takeaways From The Biggest COVID Real Estate Cases
- SEC Cautions Investors About Celebrity-Backed SPACs
- Senate Panel Advances Biden's SEC Pick, Ties On CFPB Nom
- House Sends $1.9T Virus Relief Package To Biden
- 4 Firms Build Hilton Vacation Co.'s $1.4B Timeshare Biz Buy
- The Case For Diversity In Internal Investigation Teams
- DOL Move Bodes Well For Socially Conscious 401(k) Investing
- Westco Workers Win Class Cert. In 'Secret' Pension Suit
- SEC Settles With Investment Manager In NFL Fraud Suit
- Ex-Cred CFO Is A Fugitive In UK, Ch. 11 Examiner Says
- SEC's Crenshaw Urges Stiffer Corporate Misconduct Penalties
- Ripple Beats Investor's $175M Cash-Out Bid Over SEC Case
- Bipartisan Bill Would Separate Digital Tokens From Securities
- Key Insights From DOJ's 2020 Fraud Enforcement
- Disparate Accountability For Robinhood Platform And Its CEO
- Mass. Asset Manager Can't Escape $1.05 Million Judgment
- Puerto Rico Files Plan To Exit Restructuring By Year's End
- Temasek Invests $500M With Debevoise-Led LeapFrog
- 1st Circ. Refuses To Revive T-Mobile Workers' ERISA Suit
- Real Estate Exec Can't Shed SEC Suit, Fla. Judge Says
- Gov't To Join Arguments In Goldman's High Court Cert. Fight
- FINRA Capital Markets Atty To Head Market Regulation Unit
- 5 Ways Outside Counsel Can Impress Their Clients
- Bitcoin Investment Firm NYDIG Gets $200M To Boost Services
- AdventHealth Reaches Deal On COVID-19 PPE Fraud Claims
- Compliance Officers Stretched Thin As Remote Work Goes On
- Medley LLC Hits Ch. 11 With $141M Debt After Losses
- 6 Firms Assist As Apollo Takes Over Athene In $11B Deal
- Senate Approves $1.9T Virus Relief Plan With Changes
- CFPB Demands Emails That May Tie Co. To Student Debt Plot
- Virus Bill's Private-Sector Pension Changes Spook Retirees
- 4 Ways A Gensler-Led SEC Could Toughen SPAC Scrutiny
- Real Estate Rumors: Estate Cos., Innovo, Morgan Properties
- 'Despicable' Fraud Keeps Morgan Stanley Adviser In Prison
- No Sanctions For Objector In Wells Fargo Fake Account Deal
- InterPrivate's Trio Of SPACs Raise Combined $700M In IPOs
- SEC Accuses AT&T Of Selectively Disclosing Info To Analysts
- Citibank Loan 'Blunder' Ruling Raises Appellate Issues
- UK Litigation Roundup: Here's What You Missed In London
- Banks, Ex-Merrill Traders Defeat Investors' Spoofing Case
- Boeing Emails In Chancery Suit Show Angst Over 737 Reports
- Insurer Can Resume Stock Overvaluation Suit Coverage Row
- 2nd Circ. Reverses Arbitration Of Ruane ERISA Suit
- Ethics Tips For Attorneys Telecommuting Across State Lines
- Swedish Crypto Fraudster Cops To $16M Investment Scheme
- SEC Pays $5M To Tipsters, Denies Duo Who Alerted Media
- SEC Task Force Will Use Data, Tips To Uncover ESG Violations
- CoreLogic Nixes $7B CoStar Bid Over Stock, Regulatory Woes
- 'Discovery War' Revealed In Insurer's Contract Row With UBS
- Latham, S&C Direct $5B SPAC Deal For Insurance Tech Co.
- Kaepernick's ESG-Focused Blank-Check Biz Raises $300M
- Ex-SEC Chairs, States Back Goldman Investors In Cert. Fight
- Judge Finds $15M Texas Project Suit Should Be Tossed
- SEC To Step Up Climate, Crypto Focus In 2021 Examinations
- Del. Justices Probe 'Red Flags' In MetLife Stockholder Suit
- 6 Ways Legal Employers Can Help Pandemic-Weary Parents
- Citi Wants Its $500M Kept On Ice For Transfer Fight Appeal
- Former Skadden Tax Partner Joins Weil In New York
- Ex-Goldman Sachs GC Rejoins Sullivan & Cromwell
- 4 Firms Craft Michaels' $5B Take-Private Deal With Apollo
- Investment Values Clean Energy Services Biz Uplight At $1.5B
- DLA Guides Carlyle's 141K-Square-Foot Logistics Purchase
- Stationery Retailer Paper Source Blames COVID-19 For Ch. 11
- Goldman Sachs' General Counsel Is Exiting The Bank
- GameStop, Diversity Policies Dominate Gensler's SEC Hearing
- EB-5 Biz Groups Sue Feds Over New Investment Restrictions
- Hedge Funder Gets 3-Month Stretch For Lying To SEC
- SEC's Peirce Says Gensler, FinHUB Could Bring Crypto Clarity
- Hong Kong Explores Allowing Blank-Check Listings
- NY Recovers $105M From Hedge-Funder Over Tax Evasion
- 5th Circ. Told Highland Capital Can't Block Shareholder Suit
- $81.2B Rescue For Union Pensions Greenlit For COVID-19 Bill
- Judge Gives Nod To $5.75M Ex-Norton Workers' ERISA Deal
- Tying Executive Bonuses To Diversity Is Gaining Momentum
- AdventHealth, Atty Settle In Fraud Suit Over $57M PPE Deal
- Real Estate Rumors: Stellar, Marquette, GDF
- Boy Scouts Propose $300M Sex Abuse Settlement Fund
- SEC Denied Early Win In Ex-Cantor Rep's Fee-Splitting Case
- Charitable Fund Dispute Opens Doors For Litigation Wave
- Hertz Ch. 11 Plan Puts Knighthead, Certares In Control
- Real Estate Credit Group Maverick Closes On $230M Fund
- Remote Working Tips For Lawyer Trainees And Their Firms
- Simpson Thacher Hiring Spree Continues With Blackstone GC
- Dallas Securities Firm Hit With $1M Negligence Suit
- 6 Topics To Watch As Gensler Interviews For Top SEC Job
- Former Directors Sued Over Failed Real Estate Investment Site
- SPACs Power Another Record-Breaking Month For IPOs
- Goldman Sachs Will Trade Bitcoin Futures Amid Crypto Boom
- SEC Working Toward 'Global' Climate Disclosure Framework
- J&J Brushes Off ERISA Suit Over Asbestos In Baby Powder
- Investor Sues To Block Minority-Focused Lenders' $1B Merger
- Klarna Raises $1B To Remain Europe's Top Private Fintech
- Rocket Lab To Go Public At $4.1B Value In Blank-Check Union
- Firm Pans Insurer's 'Duplicative' State St. Fee Probe Case
- CoStar's $7.3B CoreLogic Bid Aims To KO Competing Buyers