Asset Management Archive » March, 2024

Asset Management - March, 2024

287 articles

• BofA Sued After FTC Imposter Steals $2M From Accounts
• BP Hid Negative Effects Of Pension Changes, Judge Says
• HJ Sims Honoring Books And Records Settlement, Court Told
• Texas Farmers Sue USDA Over Sex, Race Disaster Aid Priorities
• Up Next After Bankman-Fried Sentencing: FTX Cooperators
• Blue Yonder Buying One Network For $839M
• 2nd Circ. Adviser Liability Ruling May Shape SEC Enforcement
• Retirement Advisers Back Biden Admin's ESG Rule In 5th Circ.
• Kirkland-Led Hunter Point Amasses $3.3B For Inaugural Fund
• Stay Interviews Are Key To Retaining Legal Talent
• 5 Appellate Arguments Benefits Attys Should Watch In April
• Don't Miss It: Davis Polk, Simpson Lead Month's Hot Deals
• Disney Shareholder Demands To See Books Amid Board Row
• Morgan Stanley, Goldman Get Archegos Suits Tossed
• Investors' Compliance Class Action Falls Short, Discover Says
• Feds Say Ex-OneCoin Atty Should Serve 'Substantial' Time
• 2 Firms Steer Close Of Hildred's $750M Continuation Fund
• Auto Parts Mogul Must Face Lender's $127M Trust Fraud Suit
• Film Producer, 2 Cos. To Pay SEC $3.5M In ICO Scheme
• 9th Circ. Won't Let Cigna Patients Appeal Class Cert. Denial
• New Concerns, Same Tune At This Year's SIFMA Conference
• Whataburger Accused Of Keeping Shoddy Funds In 401(k)
• Commodities Trader Trafigura To Pay $126M For Brazil Bribes
• Grading Garland: Attys Give AG Mixed Reviews 3 Years In
• Feds Finalize Restraints On Short-Term Health Insurance
• Bankman-Fried Gets 25 Years For 'Very Bad Bet' Of FTX Fraud
• No New Trial For Hedge Fund Boss In Forex Rigging Case
• BlackRock's Non-ESG Funds Have Green Agenda, Miss. Says
• Latham, Cooley Steer Oncology Firm's $100M IPO
• FERC Finds Fans And Foes Of Wall Street's Utility Ownership
• NC Commissioner Says Insurance Mogul's Argument 'Mistaken'
• ​​​​​​​CSX Can't End DOL's Improper Retirement Plan Fee Suit
• On Deck In JPML: Baby Food, 23andMe Privacy, NCAA
• Ex-NJ Corrections Officer Admits To Scamming $600K
• Coinbase Denied Early Victory Over SEC Enforcement Action
• SEC Cyber Enforcement Top Concern For Compliance Pros
• 8 Tips As GCs Prep For New SEC Climate Disclosure Rules
• Paul Weiss Reps Wellspring On $975M Continuation Fund
• Smith Gambrell Sued For Keeping $4.6M In Real Estate Row
• House Subpoenas PBGC Over $127M Teamsters Overpayment
• An Overview Of Key Financing Documents In Venture Capital
• Kirkland-Led Percheron Closes Sophomore Fund At $1.55B
• Dykema-Led CPS Energy Buying Texas Gas Assets For $785M
• Terraform Loses Mistrial Bid After Rakoff Query About 'Lying'
• Stifel Units To Pay FINRA $2.3M Over ETF Supervision Claims
• Judge To Let McDermott Investors Seek 2-Subclass Cert.
• Wells Fargo Unit Can Send $500M Fund Plunge Suit To NY
• Trailblazing SEC Commissioner Roberta Karmel Dies At 86
• FTX Says Millions In Ch. 11 Token Claims Should Be Zeroed
• Alcoa Retirees Score Partial Win In Life Insurance Fight
• Terraform Backer Tells Jury His Firm Lost Big On $36M Stake
• Turf Co. Secures Dismissal Of Funds' Contributions Row
• Jurisdiction Snafu Sinks US Bank Exec's Second Firing Suit
• SEC To Settle Fraud Suit With CEO Of North Carolina CBD Co.
• Late Navy Lt.'s Dad Says Northrop Lied About Aircraft Safety
• 6 Firms Build $340M SPAC Merger For AI-Driven Medicine Biz
• REIT Exec Tells 2nd Circ. To Toss $3.2M Judgment
• Arista Networks Founder To Pay SEC $1M Insider Trading Fine
• Spray Painting Makes Me A Better Lawyer
• SEC Says Cannabis Investment Fund Was $500K Scheme
• Truth Social To Start Trading With Performance Tied To Trump
• Investment Firm Slips Plan Members' Self-Dealing 401(k) Suit
• Solar Co. Downplayed Exposed Wire Issue, Investors Claim
• Texas Hotel REIT Says Blackwells Wants Illegal Proxy Contest
• Truist Says Plastic Co. Trying To Dodge $20M Default
• FTX Reaches Deals For $884M In Ch. 11 AI Biz Stock Sales
• Atty Can Drop Alleged Schemer Who Didn't Pay For 2 Years
• Ripple's Legal Chief Says SEC Wants $2B In Remedies
• Pilot For UK Billionaire Says Stock Tips Case Is Too Vague
• Terraform Failure In Crypto Crash Wasn't Fraud, Jury Told
• Catching Up With Delaware's Chancery Court
• Trian, Blackwells Double Down On Disney Activist Campaigns
• Lazard Beats Fired Indian Exec's Bias, Retaliation Suit
• NC Justices Deadlock On Reviving Investors' $9M Fraud Suit
• Class Cert. In United Military Leave Suit Will Have To Wait
• M&T Bank Execs Seek Exit From Fla. Law Firm's $1.5M Suit
• FTX Clawbacks Unlikely To Help Bankman-Fried At Sentencing
• US Bank Ends $3.5B RMBS Trusts Suits Against BofA, Others
• Telecom Shareholders Want Tribunal DQ'd Over 'Biased' Blog
• Trump Media SPAC CEO Accused Of Misleading Investors
• Reddit's Robust Debut Bodes Well For Tech IPOs
• Starboard Value Eyes Board Seats At Algonquin Power
• Feds Reach Deal To Seize, Sell FTX Executive Jets
• Radiology Co., Trustee Must Face Ex-Worker's ESOP Suit
• Congress Spares Employee Benefits From $400M DOL Cut
• 5 Things To Know As SEC Takes Terraform Fraud Case To Trial
• 87-Year-Old Billionaire Lewis Seeks No Jail For Insider Trading
• Galderma Starts Trading In Switzerland After Pricing IPO
• Trump Wins Investor Approval Of Truth Social SPAC Deal
• Chief Of Bogus PE Firm Gets 6 Years For $10M Affinity Fraud
• Cigna Slams Suit's Claims Of Algorithm-Led Coverage Denials
• Healthcare Co. Beats Suit Over TDF Funds' Performance
• Unabomber Prosecutor To Probe FTX's Sullivan & Cromwell Ties
• Directors Of Public Cos. Back Trian CEO Amid Disney Proxy Fight
• DOL Urges 5th Circ. To Back Biden Admin. ESG Investing Rule
• Barings' Exec Helped Raid Employees To Join Rival, Suit Says
• CFPB Head Sees Flaws In Capital One-Discover Deal Rationale
• How New SEC Rule May Turn DeFi Participants Into 'Dealers'
• 8th Circ. Wins SEC Climate Rule Litigation Lottery
• Deals Rumor Mill: Apollo-Paramount, Britannica IPO, KKR
• Goldman Sachs Secures $700M For Co-Investment Fund
• Salesforce Can't Ax Vast Class Suit Over 401(k) Management
• Activist Investor Rips 'Misguided' Strategy Of WisdomTree
• Ex-OneCoin Attorney Says 1 Year In Prison Is Enough
• Judicial Independence Is Imperative This Election Year
• FDIC To Target Deals Creating Cos. With $100B-Plus In Assets
• ECJ Adviser Rejects Taxing Foreign Pension Funds Differently
• Receiver Allowed To Have 'Evil Zombie' Standing In Fraud Suit
• Insider Trading Charges Kept Intact In Trump Media Co. Suit
• Latham, Davis Polk Guide Reddit's Long-Awaited $748M IPO
• Trump SPAC Sues To Force Vote In Favor Of Deal
• UK Pension Fraud Fund To Pay Out £416M To Victims By 2026
• SEC Proxy Roundup: Verizon, UPS Escape ESG Proposals
• Riding My Peloton Bike Makes Me A Better Lawyer
• RI Ex-Broker Gets 8 Years In Ponzi Scheme
• Ex-LC&F Chief Says SFO And FCA 'Wrecked' His Career
• Law360 Announces The Members Of Its 2024 Editorial Boards
• US Chamber's Litigation Funding Concerns Spur 2 State Laws
• 5th Circ. Ducks 'Pandora's Box' In Tossing SEC Gag Rule Row
• Goodwin, Simpson Thacher Steer Astera's Upsized $713M IPO
• Top Bank Lobbyist To Biden: Stop The Regulatory 'Tsunami'
• Reddit Reveals Patent Complaint From Nokia As IPO Nears
• SEC Gambles Climate Rule Fate On Circuit Court Lottery
• Kellogg Arbitration Pact Is Invalid, 6th Circ. Told In 401(k) Fight
• Leech Tishman Tells 6th Circ. Time Ran Out On Fraud Suit
• 3rd Circ. Says CFPB Can Go After Student Loan Trusts
• Unilever To Spin Off Ice Cream Biz, Including Ben & Jerry's
• Bankman-Fried's Fraud Left FTX Users Reeling, Letters Say
• Move Puerto Rico Defamation Suit To Illinois, Judge Advises
• 4 Things To Watch In Reddit's Coming IPO
• Investment Advisers Should Prep For Money Laundering Regs
• Spartan Arbitration Tactics Against Well-Funded Opponents
• Brokerage Owner Hid Compliance Woes Before Sale, Suit Says
• HSBC Securities Can't Exit Ex-Rep's Whistleblower Suit
• Fund Industry Sues SEC To Overturn New Dealer Definition
• SEC's Grewal Defends 'Shadow Trading' Case Ahead Of Trial
• Genesis Gets OK For $21M Deal To End SEC Crypto Loan Suit
• Genesis Defends Crypto Payments At Ch. 11 Plan Hearing
• FINRA Fines Firm Over Social Media Influencers' Posts
• How Private Funds Can Navigate New FinCEN Reporting Rules
• NYSE Moves To Boot Wilbur Ross-Backed SPAC
• Decline In EBSA Funding May Hurt Mental Health Parity Efforts
• AI-Focused Astera Labs Boosts IPO's Projected Size To $653M
• Catching Up With Delaware's Chancery Court
• Hospital Network Let $1B Plan Pay Excessive Fees, Suit Says
• Ex-CEO Sues Trump-Tied SPAC For Litigation, Probe Fees
• Feds Want 12 Years For Ex-Broker In Fraud, Tax Case
• FTC Probing Reddit's AI Licensing Ahead Of IPO
• Texas Justices Side With Dallas In Retirement Fund Row
• Cornell Workers Want High Court Review Of ERISA Fee Suit
• The Future Of ERISA If High Court Ends Chevron Deference
• Pa. Court Can Hear NY Borrowers' Class Action Against Bank
• PE Has Heightened Appetite For Deals Versus Corporates
• Apple, Investors Cut $490M China Sales Deal Ahead Of Trial
• Marathon Digital Pays $87.3M For Bitcoin-Mining Data Center
• Biz Groups Back Yale Win In 2nd Circ. ERISA Battle
• Feds Say Bankman-Fried Deserves 40 To 50 Years In Prison
• What Recent Study Shows About AI's Promise For Legal Tasks
• CFTC Awards $1.3M To Whistleblower With Compliance Duties
• PE-Backed Latin American Healthcare Firm Prices $420M IPO
• FINRA Ordered Less Restitution, More In Fines In 2023
• 8th Circ. Questions Patient Standing In ERISA Claims Dispute
• Deals Rumor Mill: Trump-Musk, Icahn-Illumina, Paramount
• Bankman-Fried Taps New Firm For SEC, CFTC Defense
• Katten Adds Ex-Paul Hastings Securities Litigation Co-Chair
• Lockheed Offloaded Pensions In Risky Deal, Retirees Say
• Camshaft Facing Daily Fine, Manager's Arrest In Byju's Ch. 11
• Sierra Club Joins Fray With SEC Climate Rule Suit
• Ex-SEC Economists Urge 5th Circ. To Fix Short-Selling Rules
• Genesis, Gemini Can't Ax SEC Suit Over Crypto Loan Program
• 4 Firms Steer PE-Backed Galderma's Plans For $2.3B IPO
• KKR Leads $500M HarbourView Music-Backed Financing
• Simpson Thacher Steers Close Of $2B Travel-Focused Fund
• Kirkland-Led Wind Point Closes Its Largest Ever Fund At $2.3B
• 40-Nation Noncompete Must Be Nixed, Conn. Trader Says
• North American Deal-Makers Bearish On 2024 M&A
• Split 2nd Circ. Frees Ex-Apollo Exec From SEC Fraud Fine
• Crypto Bank Anchorage Brings On Ex-SEC Atty As Legal Chief
• Bolt Financial's Chairman Is Controlling Board, Suit Says
• Murdochs Seek Toss of Epic Election Defamation Suit
• Detroit Retirees Appeal Pension Gap Funding Pause
• 5th Circ. Backs Insurer's Win In Widow's Benefits Suit
• SEC's Final Climate Disclosure Rules: What Cos. Must Know
• Mich. Firms Mishandled $38M Trusts, Suit Says
• Clean Fuels Provider XCF To Go Public Via $1.84B SPAC Deal
• Paul Weiss' Digital Tech Chair On AI's Promises And Perils
• GE Aerospace Plans $650M Manufacturing Investment
• AT&T Offloaded Pensions In Risky Annuity Deal, Suit Says
• 4 Things To Know About SEC Climate Reporting Compliance
• Prudential Investors' $35M Settlement Gets Initial OK
• Hertz Tells Chancery To Reject $4B Buyback 'Hindsight' Suit
• Shoppers' Kroger, Albertsons Suit Shelved Pending FTC Case
• US Appeals Corporate Transparency Act Ruling To 11th Circ.
• Ga. Panel Finds $43M Trust Not On Hook For Legal Fees
• 2nd Circ.'s Nine West Ruling Clarifies Safe Harbor Confusion
• Sidley Gains Finance Ace From Paul Hastings In California
• Reddit Unveils Long-Anticipated IPO That Could Raise $715M
• US Chamber Backs Dismissal Of Citigroup 401(k) Suit
• Catching Up With Delaware's Chancery Court
• What Fed's Credit-Linked Note FAQ Means For Capital Relief
• DOL Sends Fiduciary Rule Rewrite To White House
• Trump 'An Existential Threat' To Rule Of Law, Attys Warn
• DOJ Eyes FCPA For New Whistleblower Rewards Program
• AI-Focused Chip Provider Astera Labs Tees Up $507M IPO
• SEC Crypto Target Can't Send Securities Query To 11th Circ.
• 4 Severance Cases Stemming From Musk's X Corp. Takeover
• IRS Leaker Should Be Deposed Without All Docs, Judge Says
• BakerHostetler Hires Tax Partner From Moses & Singer
• Del. Dispatch: How Moelis Upends Stockholder Agreements
• Ex-Private Funds Leader With Perkins Coie Jumps To MoFo
• Activist Battle Tips, 'Hair-Raising' Red Flags Detailed At Tulane
• Litigation Inspiration: A Source Of Untapped Fulfillment
• Yale Urges 2nd Circ. To Back Zero-Damages ERISA Jury Win
• Slaughter And May Guides PE Firm's £432M Wealth Firm Buy
• Taxation With Representation: Fried Frank, Latham
• Judges Say Facing Threats And Vitriol Now Part Of The Job
• Wells Fargo, Goldman Escape Some Climate Proxy Proposals
• Investment Adviser Can't Exit Suit Over Stolen Clients
• Axos Bank Sued Over Money Market Account Reclassification
• Kroger, Albertsons Want Shoppers' Suit To Await FTC Case
• Chancery Clears Way For March 22 Trump Media SPAC Vote
• Hy-Vee Beats Ex-Workers' 401(k) Fee Suit
• $61M Deal Gets Final OK In GE In-House 401(k) Fund Suit
• Under The Hood Of The SEC Securitization Conflict Rule
• Deals Rumor Mill: Reddit, Cisco, LeBron James-PGA Tour
• Brafman Attys Known For Repping Big Names Open Firm
• An M&A Rebound? Nowhere In Sight, Tulane Panelists Say
• Fed Working To Beef Up Supervision 'Rulebook,' Powell Says
• Skiing Makes Me A Better Lawyer
• Activist Caligan Sets Sights On Anika Therapeutics Again
• Garland On AI Crime, And A Taylor Swift Tune For DOJ
• SVB Parent Co. Sues Receivers Over $1.9B In Withheld Funds
• 11th Circ. Told IRA Account Isn't Exempt From $1.6M Ruling
• Del. Judge Asks If Byju's Ch. 11 Clawback Bid Is A Legal Claim
• SEC Beefs Up Disclosure Rules For Stock Order Executions
• Network Biz Investor Challenges Board Removals In Chancery
• M&A Values Getting Boost Amid Election-Year Scramble
• ​​​​​​​'Joker' Producer Accused Of Funding Films Via Ponzi Scheme
• Financial Tech Co. Wants Escape From 401(k) Fee Suit
• Gemini Scores Arbitration Bid In 'Earn' Crypto Investment Suit
• Practical Steps For Navigating New Sanctions On Russia
• L3Harris Deal For DE Shaw Board Seats Prompts Suit In Del.
• Fed's Powell Expects 'Material Changes' For Capital Hike Plan
• PCAOB Sued Over 'Pseudo-Judicial' In-House Proceedings
• Receiver's Suit Merits 'Evil Zombie' Standing, 11th Circ. Told
• Chinese Movie Tycoon Slapped With Fees In $500M Award Suit
• Chegg Must Face Claims It Benefitted From Student Cheating
• Rochester, NY, Denied Early Win In SEC's $119M Bond Suit
• UPS, AT&T Can't Avoid ESG Proxy Proposals, But BofA Can
• Gibson Dunn AI Leader On Weathering The AI Policy Blizzard
• FTC Chair Decries PE's Healthcare Impacts As Probe Starts
• $1.2B 'King Of Pop' Music Catalog Deal Leads Top 10 Ever
• KPMG Workers' $650K ERISA Fee Suit Deal Gets Initial OK
• UK Whistleblowers Flock To The US For Good Reason
• Think Like A Lawyer: Forget Everything You Know About IRAC
• Meta Tells Chancery It Didn't 'Utterly Fail' To Stop Exploitation
• Callon Sued Over Disclosures Prior To $4.5B APA Deal
• Splunk Investors Get Final OK For $30M Deal, $7.5M Atty Fees
• The Corporate Transparency Act Isn't Dead Yet
• Corporate Transparency Act Unconstitutional, Ala. Judge Says
• Cash App, Block Reach $15M Deal To End Data Breach Suit
• SEC Fines Adviser $950K Over Ryder Buyout Disclosures
• FERC Slams Brakes On $1.1B Bridgepoint-ECP Deal
• DOJ Worried Binance Founder's Travel May 'Become An Issue'
• How Advance Notice Bylaws Are Faring In Del. Courts
• Employers, Prep For Shorter Stock Awards Settlement Cycle
• Activist Investors Up Macy's Takeover Offer To Roughly $6.6B
• Catching Up With Delaware's Chancery Court
• Sodexo Nicotine Surcharge Suit Gets Backing From DOL
• Justices Won't Review Ex-Merrill Lynch Traders' Fraud Case
• New FinCEN Guide Provides Useful BOI Context For Banks
• Alter Domus Valued At $5.3B Following Cinven Backing
• L3Harris Agrees To Pay $650K To Wrap 401(k) Class Action
• Trump's Former Finance Chief Pleads Guilty To Perjury
• McDermott Investors' Cert. Bid Should Be Denied, Judge Says
• Pepsi, Kraft And GE Can't Block DEI, Enviro Proxy Proposals
• NY Judge Tosses $6.4B BMS Investor Action For Good
• 4 Argument Sessions Benefits Attys Should Watch In March
• 55K Labcorp 401(k) Participants Seek Class Cert. In NC
• Harvard Grad Conned Alums In $3M Scheme, NY AG Says
• Judge Doubts Drowsy Juror, Mask Rules Warrant New VC Trial
• Printing Co. Strikes Deal To End Ex-Employees' 401(k) Suit
• How Firms Can Ensure Associate Gender Parity Lasts
• Hogan Lovells, Choate Guide Pro Pickleball Merger To Close
• Aon, Transport Co. To Pay $9M To End Workers' ERISA Suit
• Taxation With Representation: Pillsbury, Cleary Gottlieb
• Regulatory Trends Offer 4 Lessons For Debt Relief Providers